Compliance Analyst (Banking) jobs in Des Moines, IA

Compliance Analyst (Banking) monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking) reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking) may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking) work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Compliance Analyst (Banking) typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)

G
Financial Systems Analyst
  • Gain Compliance
  • Des Moines, IA FULL_TIME
  • We are looking for a product-minded accounting or financial reporting professional with strong technical acumen to join our Product Solutions team: a highly productive and collaborative individual exercising ownership, critical thinking, and attention to detail while delivering a high-quality product experience in a fast-paced environment.

    We have a successful SaaS software product and are growing fast (customer base as well as the company) – but this brings all the challenges that come with pursuing ambitious goals and always feeling one step behind. The team is looking for a fast moving, ambitious team member to help us catch up and get ahead of the work creating, maintaining, and testing the configurations that drive our financial reporting software.

    Experienced accounting / financial reporting professionals who are curious, playful, highly collaborative and can manage their way through complex new challenges should read on.

    The Product

    We are building an application for statutory financial reporting teams in the insurance industry (don’t worry, you don’t necessarily have to have STAT experience). Yep, it’s niche. Think about TurboTax but for insurance companies with all the forms, calculations, and reporting guidance that go into every possible tax filing. Our engineering team has built a wonderful platform to support this and the Product Solutions team builds, maintains, and tests all the configurations that bring the software to life for our customers.

    Everything shows up as it does on this screen because Product Solutions put it there!

    The great news is, our competitors are slumbering and we are able to gobble up their picnic. But it’s come at a cost. The fast pace of our early years have been a boon for the business, but has left us scrambling to keep up with the business with an under-investment in tooling to move this team to the next level. They are scrappy and gritty, but it is time to up our game and get the people and tools in place to truly scale.

    The team lives in Google Sheets, AirTable, and a range of other software tools in addition to our application, scraping together configurations that drive our products. They live in the weeds of regulatory guidance, forms, and specifications and act as domain experts, sharing their knowledge with other teams within and outside of our company on a regular basis. They are industry leaders who pour their energy into building a great experience and making our customer’s lives better.

    The validation dashboard showing remaining items to address before the document can be filed. Also showing the custom rule syntax
    (Product Solutions also writes the formulae for these validations!)

    How We Work

    You’ll be working with a small team of 5-ish accountants with minimal overhead and bureaucracies, who tend to thrive in a collaborative environment and are comfortable talking about failures and how to improve.

    This team will build forms, write calculations, write reporting guidance, and tick and tie all the PDF and data files that come out of our software. They are part accountants, part software engineers, part Q/A, and 100% entrepreneurial and superhuman.

    We try our best to make planning, designing and building an interactive and collaborative exercise, believing that our best work comes when we can all contribute ideas in a safe place. To facilitate this we have shared product and business goals, as well as time to imagine and explore solutions. We have annual product goals roughly mapped to a quarterly roadmap, with work being broken up into two week sprints (though we use this word pretty loosely). We’ve borrowed some ideas from agile methodologies, but aren’t dogmatic about it.

    Your first few months will be stumbling through understanding our business and existing patterns. This should be driven, if not accelerated, by your curiosity. You’ll be expected to challenge how we architect, plan, execute and deliver product-focused deliverables while working alongside most teams within the company to build awareness, work plans, dependencies, and areas with challenges that need to be overcome.

    Challenges Ahead in 2022

    Executing on Deliverables

    We have been actively working to hit some key milestones on an aggressive timeline in order to (a) deliver existing commitments and (b) give us space to proactively up our game through the rest of 2022.

    Preparing to Scale

    We want to continue building the team (people, plans, and processes) so that we are better suited for future scaling. This means taking a step back to think about how to build for the future.

    Better Systems and Tools

    We want to be smarter about how we work: building better systems and methodologies for delivery that make the best use of our time. We also want to explore tooling for areas where we need a lift.

    Cross Training

    We have too many silos of information. We want to do a better job getting more people involved in more areas of our work to reduce bottlenecks and better spread work throughout the team.

    Leadership

    This is a high capacity team with individuals taking charge as needed. We want to staff up and work smarter so that each individual can contribute and provide leadership in their own unique ways.

    Comfortable Experimenting

    Embracing fast feedback and quick explorations is part of our DNA and we want to continue to build on this. We need opinionated and experienced individuals to accelerate this goal.

    Benefits

    Gain Compliance is a late stage startup. We are focused on producing a great product while developing a sustainable culture. While we don’t have all the perks of a large organization, we make up for this with incredible autonomy and the personal relationships of a small company.

    We have full company-paid medical, vision and dental health benefits. We are happy to share our complete health benefits packet upon request.

    An unlimited vacation policy for all employees with no blackout dates.

    We offer a flexible four week parental leave for new parents.

    Company Information

    Located in the East Village of downtown Des Moines, Iowa, Gain Compliance has a product-first culture and is building a best-in-class team to leverage the latest technologies and best practices to solve challenging problems. We are committed to a creative, customer-led approach to product development.

    In addition to the satisfaction (and upside) of joining a successful company in its early stages, we offer a flexible work environment and top-tier benefits.
  • 14 Days Ago

I
Compliance Analyst
  • Integrity Marketing Group
  • Urbandale, IA FULL_TIME
  • Integrity is one of the nation’s leading independent distributors of life, health and wealth insurance products. With a strong insurtech focus, we embrace a broad and innovative approach to serving ag...
  • 10 Days Ago

L
Compliance Analyst
  • LCS
  • Des Moines, IA FULL_TIME
  • The Compliance Analyst will assist Life Care Services LLC ("Life Care Services") and its business functions (e.g. Community Finance, Senior Living Marketing & Sales, Senior Living Management, Health S...
  • 15 Days Ago

T
VP of Business Banking
  • TS Banking Group
  • Ames, IA FULL_TIME
  • Job Description: TS Bank is seeking to hire a VP of Business Banking for the Ames market area. This position is responsible for the promotion and selling of products offered by the Commercial Lending ...
  • 1 Day Ago

7
Compliance Inspector
  • 7G Environmental Compliance Management
  • Des Moines, IA FULL_TIME
  • Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
  • 1 Day Ago

U
Compliance Analyst Sr
  • UnityPoint Health
  • Des Moines, IA OTHER
  • OverviewWe're seeking a Senior Compliance Analyst to join our team! Supports the UPH Chief Compliance Officer, System Privacy Officer, and department directors with data analytics, database management...
  • Just Posted

Filters

Clear All

Filter Jobs By Location
  • Filter Jobs by companies
  • More

0 Compliance Analyst (Banking) jobs found in Des Moines, IA area

C
Compliance Analyst - Branch Exams
  • Cetera Financial Group, Inc.
  • Des Moines, IA
  • Job Description At Cetera we need detailed thinkers to help us deliver quality and value to our clients. As an experienc...
  • 4/26/2024 12:00:00 AM

S
Budget Analyst 3
  • State of Iowa
  • Des Moines, IA
  • Salary : $59,321.60 - $92,040.00 Annually Location : Des Moines - 50319 - Polk County, IA Job Type: Full-time Job Number...
  • 4/26/2024 12:00:00 AM

E
Compliance Analyst (Advertising Review)
  • EQUITRUST
  • West Des Moines, IA
  • The Compliance Analyst (Advertising Review) plays a crucial role in upholding the integrity and regulatory compliance of...
  • 4/25/2024 12:00:00 AM

C
Regulatory Research and Client Response Compliance Analyst
  • Cetera Financial Group, Inc.
  • Des Moines, IA
  • Job Description At Cetera we need detailed thinkers to help us deliver quality and value to our clients. As an experienc...
  • 4/22/2024 12:00:00 AM

N
Remote Regulatory Compliance Analyst (Insurance Industry)
  • National General Insurance
  • Des Moines, IA
  • Job Description Position/Title: Remote Regulatory Compliance Analyst (Insurance Industry) ** NOTES: Ideal candidate will...
  • 4/22/2024 12:00:00 AM

D
Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Des Moines, IA
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

C
Budget and Finance Analyst
  • City Of Ames
  • Des Moines, IA
  • The City of Ames is conducting a recruitment to establish a Civil Service eligibility list for this classification. The ...
  • 4/22/2024 12:00:00 AM

D
Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Urbandale, IA
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

Des Moines (/dɪˈmɔɪn/ (listen)) is the capital and the most populous city in the U.S. state of Iowa. It is also the county seat of Polk County. A small part of the city extends into Warren County. It was incorporated on September 22, 1851, as Fort Des Moines, which was shortened to "Des Moines" in 1857. It is on and named after the Des Moines River, which likely was adapted from the early French name, Rivière des Moines, meaning "River of the Monks". The city's population was 217,521 as of the 2017 population estimate. The five-county metropolitan area is ranked 89th in terms of population in ...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking) jobs
$48,047 to $68,132
Des Moines, Iowa area prices
were up 0.8% from a year ago