Compliance Analyst (Banking) jobs in Kent, WA

Compliance Analyst (Banking) monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking) reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know Your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking) may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Understands banking regulations such as the US Bank Secrecy Act (BSA) or other governmental anti-money laundering laws. Typically requires a bachelor's degree. Typically reports to a manager. The Compliance Analyst (Banking) work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Compliance Analyst (Banking) typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)

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Branch Banking Manager
  • Heritage Bank
  • Gig Harbor, WA FULL_TIME
  • Base Salary Range Tier I

    $72,180.00 - $90,230.00 - $108,270.00 annual

    At Heritage Bank, we work hard, but also know how important it is to take time off to stay healthy, relax, and spend time doing what makes your heart happy!

    As part of our team you’ll enjoy a total rewards package, which includes base salary based on the role, experience, and skill set, along with an exceptional benefits package (medical, dental, vision, life insurance, 401(k), community volunteer time), and generous time off policy. Full-time team members receive a minimum of 10 paid vacation days annually* and eight hours of paid sick leave per month*, while also enjoying 11 paid holidays each calendar year, and an annual float day. *pro-rated from start date, and/or hours worked. To view Benefits Summary: Apply > Current Openings > position > attachment.

    Position Overview

    Heritage Bank is seeking a Branch Manager at our Gig Harbor, WA branch. The branch manager is responsible for the overall profitability and goal achievement of assigned branch by directing and executing sales and business development activities, meeting operational objectives, managing employee development and engagement through consistent coaching and performance management in accordance with the Heritage Bank Mission, Vision, and Values. This position is also responsible for building the Bank’s presence in the communities served by the branch through prospecting and relationship development as well as active community involvement.

    The successful candidate will be able to:

    • Lead and manage a retail branch to ensure that established production goals for deposits, fee income, loan production and other corporate goals, as assigned, are met or exceeded and customer service in the branch is conducted in accordance with the Heritage Bank Service Standards.
    • Lead and manage sales for the branch including mentoring and training branch staff in using standard relationship selling techniques to grow existing relationships and gain new customer relationships. Proactively execute and lead business development efforts. Build and maintain professional working relationships with all lines of business to ensure customer relationship building is taking place through cross selling efforts and referrals.
    • Develop, implement and monitor the annual and quarterly business plans, including sales goals, income, and expense strategies to ensure maximum profitability for the branch. Provide leadership in communicating the bank’s overall strategy.
    • Actively lead and train staff to ensure branch consistently adheres to all regulatory compliance standards, internal operational and credit controls and follows all operating policies and procedures. Ensure audit, security and compliance issues and/or concerns are addressed and resolved in a timely manner. Act as a liaison between branch and support departments.
    • Develop skills of staff through goal-setting, coaching, problem resolution, delegation, training, counseling, and performance management.
    • Resolve escalated customer questions and/or concerns in a timely manner to maintain optimal branch performance in service quality, accuracy, efficiency, and manage risk prudently. Make and approve policy and procedure exceptions within assigned limits.
    • Work collaboratively with Retail Management and Human Resources to recommend staffing levels and approve personnel actions such as hiring, terminations, promotions, transfers, timely performance reviews and salary increases, in accordance with legal and acceptable Bank personnel practices.
    • Maintain in-depth knowledge of all Bank’s products and services. Ensure successful implementation of marketing and promotional programs in the branch. Take leadership in rolling out new products and services.
    • Maintain a comprehensive knowledge of operational policies and procedures and thorough knowledge of federal and state laws/regulations pertaining to compliance, branch operations and consumer and small business lending.
    • Represent the Bank in the local community through involvement in professional organizations, activities, and by attending civic and community group meetings and events.
    • Monitor the physical appearance and condition of the branch and report needed improvements to the Facilities Department.
    • Assist as back up for CSA and FSA positions, as needed.
    • Maintain proficient knowledge of, and ensures bank activities are performed in compliance with, all state and federal banking laws and regulations applicable to areas of responsibility.
    • Ensure Bank activities are performed in compliance with the Bank’s Policies and Standards, in partnership with Enterprise Risk Management and other internal banking partners.

    Requirements:

    • 5 years’ recent experience in a retail banking branch environment and a minimum of two years in a direct leadership and management role – required.
    • Retail sales experience serving consumers and small business clients – required.
    • High School diploma or equivalent - required. Associates degree or higher in Business, Accounting and/or Finance – preferred.
    • Equivalent combination of education and experience may be considered.
    • Strong leadership and managerial skills are required to manage, motivate, and develop a team, and monitor workflow and schedules. Employee development, performance management, training and employee counseling skills are required.
    • Ability to develop and manage income and expense budget(s).
    • Advanced knowledge of all retail job functions, paying/receiving, operations, branch certifications and in-depth working knowledge of all retail products and services, consumer and small business lending, account and legal documentation.
    • Thoroughly understands and applies principles, procedures, compliance requirements, state/federal regulations, and policies related to assigned area of oversight.
    • Consistent sales and business development skills with the ability to identify customer needs and cross-sell the Bank’s products and services with confidence.
    • Strategic approach to problem solving and decision-making, with demonstrated ability to quickly focus on key issues and independently make decisions under pressure of time constraints.
    • Strong analytical reasoning, attention to detail, organizational, data review and time management skills, with the ability to accurately manage multiple assignments, goals, reporting requests and staffing schedules, ensuring priorities are set and commitments and deadlines are met, with minimal direction and supervision.
    • Unquestionable integrity in handling sensitive and confidential information required.
    • Proficient PC experience using MS Office products (Word, Excel, Outlook) and working knowledge of financial services industry core processing and automated banking systems, i.e., Fiserv or equivalent, with the ability to learn and adapt to new technologies quickly.
    • This position may require National Mortgage Licensing System and Registry (NMLS) registration under the terms of the SAFE Act of 2008. Continued employment in this position with Heritage Bank is contingent upon successful registration and annual re-registration thereafter.
    • Valid driver’s license, proof of insurance and reliable transportation, as regular travel may be required.

    Working Environment/Conditions:

    • Climate controlled office environment.
    • Work involves being able to concentrate on the matter at hand, under sometimes distracting work conditions and frequent interruptions during the day.
    • Work requires willingness to work a flexible and/or rotating schedule. May be required to work Saturday’s and or extended hours, as needed.
    • May be exposed to potential risk and hazard - receives detailed instruction to minimize risk.

    Physical Demands/Effort:

    • Ability to operate a computer keyboard, multi-line telephone, photocopier, scanner and facsimile which often requires dexterity of hands and fingers with repetitive wrist and hand motion.
    • Ability to stand or sit for extended periods of time and duration of shift. Ability to occasionally kneel, reach, bend, push, pull and carry.
    • Work may involve the constant use of computer screens, reading of reports; typically sitting at a desk or table; intermittently standing, stooping, bending at the waist, climbing, kneeling or crouching to file materials.
    • Occasional lifting to independently move, lift or transport money and coin, 25-50 lbs., or files and/or boxes 5-10 lbs.

    The above statements are intended to describe the general nature and level of work being performed and are not an exclusive list of all qualifications for this position.


    Heritage Bank is an Equal Opportunity Employer

    All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, protected veteran status, disability, or any other basis protected by applicable law.

    Job applicants have certain legal rights. Please click here for information regarding these rights.

    If you need assistance completing the online application, please email: HBRecruiting@HeritageBankNW.com

    Salary Range Disclaimer

    The base salary range represents the min, mid and max of Heritage Bank’s salary range for this position. Actual salaries will vary depending on factors including, but not limited to, qualifications, experience, and job performance. The range listed is just one component of Heritage Bank’s total compensation package for full time and part time employees. Depending on position, other total compensation rewards may include, monthly, quarterly or annual incentive, and/or bonuses.

  • 1 Day Ago

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Assistant Manager - Branch Banking
  • Heritage Bank
  • Federal Way, WA FULL_TIME
  • Base Salary Range Tier II $67,724.80 - $75,680.00 annual At Heritage Bank, we work hard, but also know how important it is to take time off to stay healthy, relax, and spend time doing what makes your...
  • 26 Days Ago

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Compliance Officer
  • SOS International LLC
  • Tacoma, WA FULL_TIME
  • Overview *** This position is contingent upon contract award *** SOSi is seeking a highly qualified Compliance Officer to join our team supporting Health Services operations in Tacoma, WA. Responsibil...
  • 1 Month Ago

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Bookkeeper & Compliance Specialist
  • Schilling Cider
  • Auburn, WA FULL_TIME
  • About the Position We are looking to add a Bookkeeper and Compliance Specialist to our growing HQ Administration team. The ideal candidate has a passion for cider, experience with bookkeeping, and has...
  • 6 Days Ago

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Court Compliance Officer
  • City of Lakewood (WA)
  • Lakewood, WA FULL_TIME
  • This job classification is represented by AFSCME and is covered by Civil Service.Written Exam and Physical Ability Test will be on Saturday, June 8th, 2024.Interviews will be held on Tuesday, June 11t...
  • 9 Days Ago

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Coding Compliance Specialist
  • COMMUNITY HEALTH CARE
  • Tacoma, WA OTHER
  • Job Details Job Location: Community Health Care - Administration Office - Tacoma, WA Position Type: Full Time Education Level: 2 Year Degree Salary Range: $25.18 - $35.97 Hourly Job Shift: Monday - Fr...
  • 11 Days Ago

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0 Compliance Analyst (Banking) jobs found in Kent, WA area

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IT Compliance Analyst
  • Insight Global
  • Seattle, WA
  • IT Compliance Analyst Seattle, WA Hybrid 12 month contract + possibility of extension or conversion Pay Range: $50-60/hr...
  • 5/13/2024 12:00:00 AM

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Operational Risk Analyst / Regulatory Risk ( Remote & Onsite Once a week ) ---- LOCALS ONLY
  • Zillion Technologies, Inc.
  • Seattle, WA
  • THIS IS A DIRECT BANKING CLIENT REQUIREMENT ! Those authorized to work without sponsorship are encouraged to apply pleas...
  • 5/13/2024 12:00:00 AM

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Pricing Analyst
  • Zenex Partners
  • Seattle, WA
  • Technical Analyst ( Price Quality Compliance Technical Operations Analyst ) Location:- Seattle, WA (Hybrid Schedule) Dur...
  • 5/12/2024 12:00:00 AM

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Pricing Analyst
  • Zenex Partners
  • Seattle, WA
  • Pricing Analyst ( Price Quality Compliance Technical Operations Analyst ) Location:- Seattle, WA (Hybrid Schedule) Durat...
  • 5/12/2024 12:00:00 AM

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General Compliance Analyst II or III
  • Cambia Health
  • Tacoma, WA
  • General Compliance Analyst II/III Work Remotely from Oregon, Washington, Idaho or Utah Primary Job Purpose As a member o...
  • 5/11/2024 12:00:00 AM

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DIRECTOR OF FINANCE
  • Habitat for Humanity Seattle-King County
  • Renton, WA
  • Modeling our core values to lead with service, respect all people, build community, and deliver results the Director of ...
  • 5/10/2024 12:00:00 AM

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Pricing Analyst
  • BayOne Solutions
  • Seattle, WA
  • Hi, New role with "Travel" Please review the job description and share your updated resume. Position: Data Analyst Locat...
  • 5/10/2024 12:00:00 AM

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Financial Analyst
  • Apex Systems
  • Seattle, WA
  • Financial Analyst Job responsibilities: Main contact for implementing all financial activities throughout the project cy...
  • 5/9/2024 12:00:00 AM

Kent is a city located in King County, Washington, United States. It is the sixth largest city in the state. Kent is in the heart of the Seattle–Tacoma metropolitan area, located 19 miles south of Seattle and 19 miles northeast of Tacoma. Incorporated in 1890, it is the second oldest incorporated city in King County, after Seattle. Kent's population as of April 2010 was 92,411 according to the 2010 census. The total grew to an estimated 128,458 as of July 1, 2017, owing primarily to annexation. Kent is divided into three major regions: East Hill, the Valley, and West Hill. Downtown Kent is loc...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking) jobs
$53,701 to $74,008
Kent, Washington area prices
were up 2.8% from a year ago