Compliance Analyst (Banking) jobs in Kingsport, TN

Compliance Analyst (Banking) monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking) reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking) may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking) work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Compliance Analyst (Banking) typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)

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Compliance Business Control Sr. Analyst (AVP/Hybrid)
  • Citi
  • JOHNSON CITY, TN OTHER
  • The Compliance Business Control Sr Analyst is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the identification, development, and maintenance of new techniques and the improvement of processes and work-flow for the area or function as it pertains to the ARCM (Activity, Risk, Control, Monitoring) documentation and MCA program. Integrates subject matter and industry expertise within a defined area. Requires in-depth understanding of how areas collectively integrate within the sub-function as well as coordinate and contribute to the objectives of the function and overall business. Evaluates moderately complex and variable issues with substantial potential impact, where development of an approach/taking of an action involves weighing various alternatives and balancing potentially conflicting situations using multiple sources of information. Requires good analytical skills to filter, prioritize and validate potentially complex and dynamic material from multiple sources. Strong communication and diplomacy skills are required. Regularly assumes informal/formal leadership role within teams. Involved in coaching and training of new recruits’ Significant impact in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and performance of all teams in the area are directly affected by the performance of the individual.

    Responsibilities:

    • Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
    • Identify, escalate, and implement solutions to improve ARCM effectiveness and results.
    • Analyzes and identifies risk and performs analytical reporting.
    • Acts as a consultant to the businesses regarding processes, controls, and monitoring.
    • Completion of compliance documentation and onboarding activities relevant to compliant ARCM documentation due diligence
    • Participates from inception through implementation, in cross-functional or cross- business issues and projects designed to ensure accurate documentation of business compliance with laws, regulations, and policy requirements across key/complex risk levels.
    • May support any area of the business (organizationally, regionally, or product-wise) from an ARCM/project perspective; regular engagement with Senior Business Level Officers, Legal, Risk, and ICRM Compliance regarding complex matters.
    • Initiates and develops relationships with others throughout the business unit and the company to identify and understand business needs.
    • Ensure a culture of accountability, integrity, and respect.
    • Works issues/projects as assigned to support improvements with an emphasis on Control Automation.
    • Identify and analyze escalated problems and provide guidance for resolution.
    • Negotiate solutions and acts as a liaison with internal and external clients.
    • Monitor, research and evaluate technological advances in the industry to identify appropriate alternatives for enhancing current department operations.
    • Evaluate cost/benefits, make recommendations, develop, and oversee implementation plans.
    • Provides judgment based on analysis of factual information in complicated and unique situations.
    • Directly impacts the area through shared responsibility for delivery of end results.
    • Drives corrective actions.
    • Provides support to business activity owners and Third-Party Risk and Control functions.
    • Coordinates and assists with onsite reviews.
    • Has the ability to operate with a limited level of direct supervision.
    • Can exercise independence of judgement and autonomy.
    • Acts as SME to senior stakeholders and /or other team members.

    Qualifications:

    • 5-8 years of control and/or project experience
    • High attention to detail and quality
    • Demonstrated analytical and problem-solving skills.
    • Effective planning and organizational skills
    • Proficient in Microsoft Office with an emphasis on MS Excel
    • Consistently demonstrates clear and concise written and verbal communication skills.
    • Proven ability to make sound business decisions.
    • Experience in creating and implementing processes that result in improved business performance.
    • Ability to present a compelling case for ideas and initiatives through listening and articulating a convincing point of view.

    Touch all lines of business for retail bank and card.

    Evaluate credit processing for controls and monitoring.

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    Job Family Group:

    Compliance and Control

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    Job Family:

    Business Control

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    Time Type:

    Full time

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    Primary Location:

    Johnson City Tennessee United States

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    Primary Location Full Time Salary Range:

    $74,160.00 - $111,240.00


    In addition to salary, Citi’s offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire.

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    Anticipated Posting Close Date:

    Mar 28, 2024

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    Citi is an equal opportunity and affirmative action employer.

    Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

    Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

    View the "EEO is the Law" poster. View the EEO is the Law Supplement.

    View the EEO Policy Statement.

    View the Pay Transparency Posting

  • 5 Days Ago

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Hybrid Private Investigator
  • Allied Universal® Compliance and Investigations
  • Boone, NC FULL_TIME
  • Hybrid Private Investigator Overview Allied Universal® Compliance and Investigations, North America's leading expert insurance claim investigations, compliance and corporate governance company, provid...
  • 25 Days Ago

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Compliance Process Integrity Lead
  • Covenant Logistics Group
  • Greeneville, TN FULL_TIME
  • Overview This role will be responsible for reviewing and ensuring that processes and company policies are being completed to Federal DOT standards and regulations within the compliance division. This ...
  • 25 Days Ago

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State Compliance Inspector
  • CES, LLC
  • Addington, VA PART_TIME
  • Job Description Summary:CES is looking for reliable, detail-oriented individuals to assist Underage Purchasers in performing non-confrontational compliance checks on local tobacco retailers to ensure ...
  • 3 Days Ago

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Environmental Compliance Specialist
  • Summers-Taylor, Inc.
  • Johnson, TN FULL_TIME
  • Position Title: Environmental Compliance SpecialistDate_Posted: 02/19/2024Location: Johnson City, TNJob Category: General ApplicationSalary Interval: Hourly / Full - TimePay Range: N/AApplication Inst...
  • 26 Days Ago

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Community Director Risk/Compliance
  • Appalachian Regional Healthcare, Inc.
  • Hazard, KY OTHER
  • Overview The Community Director of Risk and Compliance (formerly CCRAO for policy purposes) performs the functions of a Risk Manager, Compliance Officer, and HIPAA Privacy and Security Officer at the ...
  • 15 Days Ago

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0 Compliance Analyst (Banking) jobs found in Kingsport, TN area

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Transportation Analyst
  • Este Lauder Pty. Limited
  • Bristol, TN
  • Job Description Transportation Analyst ( **Job Number:** 2121268 ) **Primary Location** : Americas-US-PEA-Bristol **Desc...
  • 3/28/2024 12:00:00 AM

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Sr. Tax Analyst
  • Alpha Metallurgical Services, LLC
  • Bristol, TN
  • Job Description Job Description JOB TITLE: Senior Tax Analyst REPORTS TO: Senior Manager – Tax DEPARTMENT: Alpha Metallu...
  • 3/27/2024 12:00:00 AM

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Financial Representative
  • The Western and Southern Life Insurance Company
  • Kingsport, TN
  • Explore Your Future at Western & Southern Life Do you have a desire to be part of a team of talented people who are driv...
  • 3/27/2024 12:00:00 AM

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Financial Analyst (FT) Payor Strategy - Hybrid Remote - Johnson City, TN
  • Payor Strategy
  • Johnson City, TN
  • Financial Analyst (FT) Payor Strategy - Hybrid Remote - Johnson City, TN Job ID: 004DNX BALLAD CORPORATE Finance/Account...
  • 3/26/2024 12:00:00 AM

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Financial Analyst (FT) Payor Strategy - Hybrid Remote - Johnson City, TN
  • Payor Strategy
  • Johnson City, TN
  • Financial Analyst (FT) Payor Strategy - Hybrid Remote - Johnson City, TN Job ID: 004DNX BALLAD CORPORATE Finance/Account...
  • 3/26/2024 12:00:00 AM

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Revenue Integrity Specialist (FT) Remote
  • Charge Integrity
  • Johnson City, TN
  • Revenue Integrity Specialist (FT) Remote Job ID: 004CQ9 BLUE RIDGE MEDICAL MANAGEMENT Information Technology - Charge In...
  • 3/26/2024 12:00:00 AM

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Auto Finance & Insurance Manager, Experience Req'd
  • Toyota of Bristol
  • Bristol, TN
  • 3045 West State Street, Bristol, TN 37620 AUTOMOTIVE FINANCE & INSURANCE MANAGER Top Tier Pay Plan with a 6-figure Incom...
  • 3/26/2024 12:00:00 AM

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Assistant Branch Manager & Management Hire
  • Under Armour
  • Bluff City, TN
  • Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
  • 3/25/2024 12:00:00 AM

Kingsport is located in western Sullivan County at 36°32′N 82°33′W / 36.533°N 82.550°W / 36.533; -82.550 (36.5369, −82.5421), at the intersection of U.S. Routes 11W and 23. Kingsport is the northwest terminus of Interstate 26. US 11W leads east 22 miles (35 km) to Bristol and southwest 28 miles (45 km) to Rogersville, while US 23 leads north 38 miles (61 km) to Big Stone Gap, Virginia. I-26 and US 23 lead south 8 miles (13 km) to Interstate 81 and 83 miles (134 km) to Asheville, North Carolina. The city is bordered to the west by the town of Mount Carmel, to the southeast by unincorporated ...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking) jobs
$43,211 to $61,270
Kingsport, Tennessee area prices
were up 1.3% from a year ago