Compliance Analyst (Banking) jobs in Las Vegas, NV

Compliance Analyst (Banking) monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking) reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking) may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking) work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Compliance Analyst (Banking) typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)

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Product Compliance Analyst
  • Sega Sammy Creation USA Inc.
  • Las Vegas, NV FULL_TIME
  • Primary Function

    The primary responsibility of this position will be to ensure that product approvals are obtained from the necessary parties (independent test labs, regulatory bodies, etc.) according to company schedule. Provide guidance to teams regarding regulations/standards pertaining to product.

    Essential Duties

     Manage the submission and approval process of software to ITL’s and regulatory bodies through completion.

     Prepares and distributes the proper notifications to regulators regarding the shipment of games and software to ensure compliance with product shipping related regulations and requirements of various jurisdictions in which the company does business within time constraints to support

    Business targets

     Monitors the day to day shipping and notification process (i.e.: review appropriate system report for orders, Outlook inbox for machine notifications to Regulatory Authorities)

     Verifies that the game and software are approved for the jurisdiction

     Updates on software safe inventory monthly

     Verifies and complies with all shipping compliance requirements, including providing copies of approval letters and PAR sheets to Regulators as necessary

     Prepares machine and software notifications for submissions to the appropriate Gaming Regulatory Agency and casino receiving the shipment

     Coordinates with Regulatory Agencies to obtain current gaming agency contact information and shipping notification requirements and maintains information in appropriate system

     Responds to requests from casinos, regulators and internal departments for various order related inquiries and other compliance documents

     Builds working relationships with other departments to collect information required to complete notifications

     Keeps department management appropriately informed of notification deadlines and ongoing activity as directed by department management, including critical matters regarding regulatory compliance

     Provide management with weekly updates on submission status.

     Review and interpret applicable regulations and technical standards in regulated markets as they relate to SSC’s games for jurisdictional expansion.

     Suggest potential implementations, changes and/or improvements to ideas and products.

     Communicate with game designers to relay regulations and standards.

     Manage software inventory. Providing new software to Production and ensuring disapproved software is removed.

     Assist cross-training for production team members who function as liaisons between compliance and manufacturing department.

     Other duties as assigned.

    Qualifications & Requirements

     3 years’ experience in the gaming industry preferably at a gaming manufacturer working in Product Compliance.

     Proficiency in MS Office with expertise in Microsoft Word, PowerPoint, and Excel

     Excellent time management and multitasking skills

     Perform tasks under minimal supervision using independent and proactive thought

     Well-developed verbal, listening, and written communications skills

     Regularly spend long hours sitting and using office equipment and computers

     Occasionally lift 5-10 pounds

     Due to Sega Sammy Creation USA, Inc. (SSCUSA) conducting business in a highly regulated industry, employees may be subject to licensure with various gaming regulatory bodies. If an employee is denied a license or has a license revoked, this is grounds for termination without cause. Your potential suitability should be considered prior to apply for employment.

    Travel Requirements

    As needed

    Job Type: Full-time

    Pay: From $65,000.00 per year

    Benefits:

    • 401(k)
    • 401(k) matching
    • Dental insurance
    • Flexible schedule
    • Health insurance
    • Life insurance
    • Paid time off
    • Referral program
    • Tuition reimbursement
    • Vision insurance

    Experience level:

    • 3 years

    Schedule:

    • 8 hour shift
    • Day shift
    • Monday to Friday

    Ability to Relocate:

    • Las Vegas, NV 89119: Relocate before starting work (Required)

    Work Location: In person

  • 8 Days Ago

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Product Compliance Analyst
  • Sega Sammy Creation USA Inc.
  • Las Vegas, NV FULL_TIME
  • Primary Function The primary responsibility of this position will be to ensure that product approvals are obtained from the necessary parties (independent test labs, regulatory bodies, etc.) according...
  • 8 Days Ago

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Licensing Compliance Analyst
  • Galaxy Gaming
  • Las Vegas, NV FULL_TIME
  • About Galaxy Gaming Galaxy Gaming is an innovative, customer-focused brand of omnichannel table games experts. Our team proudly represents world-famous table games and side bets, with over 20 years of...
  • 15 Days Ago

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Engineering Consultant I (US)
  • Enhanced Compliance Inc.
  • Las Vegas, NV FULL_TIME
  • POSITION SUMMARY: Support engineering, compliance and Quality related projects. Perform and execute the tasks determined for the resolutions of the different projects, ability to perform appropriately...
  • 1 Day Ago

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Commercial Associate - Business Banking
  • Bank of America
  • Las Vegas, NV FULL_TIME
  • Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we...
  • 21 Days Ago

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Procedure Writer (Banking Industry)
  • ComTec Information Systems - Auto Division
  • Henderson, NV CONTRACTOR
  • Job Type: 6 Months contract and definitely would extendHybrid: 3 days a month (In office week: Back to back days)Interviews: 2 Rounds: Video interview followed by in-person Position Summary:The Operat...
  • 2 Days Ago

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0 Compliance Analyst (Banking) jobs found in Las Vegas, NV area

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Operational Risk Analyst / Compliance Analyst ( LOCALS ONLY ) --- Remote & Twice a week Onsite
  • Zillion Technologies, Inc.
  • Las Vegas, NV
  • THIS IS A DIRECT BANKING CLIENT REQUIREMENT ! Those authorized to work without sponsorship are encouraged to apply pleas...
  • 4/26/2024 12:00:00 AM

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Supervisory Legal Admin Specialist (Estate & Gift Tax) 12 month register Direct Hire Amended
  • Department Of The Treasury
  • Las Vegas, NV
  • Duties WHAT IS THE SMALL BUSINESS SELF EMPLOYED (SBSE)DIVISION? A description of the business units can be found at: htt...
  • 4/26/2024 12:00:00 AM

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Healthcare Compliance Analyst- Remote
  • AmICompliant
  • Las Vegas, NV
  • Intern Job Description: Healthcare Industry Outreach and Compliance Research Position Overview: We are a start-up seekin...
  • 4/25/2024 12:00:00 AM

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Business Intelligence Analyst - Specialized Solutions
  • Black & Veatch
  • Las Vegas, NV
  • **Business Intelligence Analyst - Specialized Solutions** Date: Apr 24, 2024 Location: US Company: Black & Veatch Family...
  • 4/25/2024 12:00:00 AM

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Financial Analyst
  • All World Ventures LLC
  • Las Vegas, NV
  • Job Description Job Description Benefits/Perks Competitive Compensation Various Insurance Career Growth Opportunities Fi...
  • 4/22/2024 12:00:00 AM

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Healthcare Compliance Analyst- Remote
  • Amicompliant
  • Las Vegas, NV
  • Intern Job Description: Healthcare Industry Outreach and Compliance Research Position Overview: We are a start-up seekin...
  • 4/22/2024 12:00:00 AM

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Project Manager, Nodal Transmission Modeling
  • Black & Veatch
  • Las Vegas, NV
  • **Project Manager, Nodal Transmission Modeling** Date: Apr 8, 2024 Location: US Company: Black & Veatch Family of Compan...
  • 4/22/2024 12:00:00 AM

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Principal Consultant, Asset Lifecycle Risk Management (ALRM)
  • Black & Veatch
  • Las Vegas, NV
  • **Principal Consultant, Asset Lifecycle Risk Management (ALRM)** Date: Mar 30, 2024 Location: US Company: Black & Veatch...
  • 4/22/2024 12:00:00 AM

Las Vegas is situated within Clark County in a basin on the floor of the Mojave Desert and is surrounded by mountain ranges on all sides. Much of the landscape is rocky and arid with desert vegetation and wildlife. It can be subjected to torrential flash floods, although much has been done to mitigate the effects of flash floods through improved drainage systems. The peaks surrounding Las Vegas reach elevations of over 10,000 feet (3,000 m), and act as barriers to the strong flow of moisture from the surrounding area. The elevation is approximately 2,030 ft (620 m) above sea level. According t...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking) jobs
$50,028 to $70,942
Las Vegas, Nevada area prices
were up 2.5% from a year ago