Compliance Analyst (Banking) jobs in New Haven, CT

Compliance Analyst (Banking) monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking) reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking) may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking) work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Compliance Analyst (Banking) typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)

A
SIU Investigator
  • Allied Universal® Compliance and Investigations
  • New Haven, CT FULL_TIME
  • SIU Investigator

    Overview

    Allied Universal® Compliance and Investigations, North America's leading expert insurance claim investigations, compliance and corporate governance company, provides rewarding careers that give you a sense of purpose. While working in a dynamic, diverse and inclusive workplace, you will be part of a team that fuels a culture that will reflect in our communities and customers we serve. We offer medical, dental and vision coverage, life insurance, retirement plan, employee assistance programs, company discounts, perks and more for most full-time compliance and investigation jobs!

    Job Description

    JOIN THE GLOBAL LEADER IN INVESTIGATIVE SOLUTIONS!

    If you are looking for growth in your career, look no further! Allied Universal is hiring, and we offer competitive hourly rates, excellent benefits, career growth, and advancement opportunities. Apply now and find your perfect job today!

    Allied Universal® is hiring an SIU Investigator. The Investigator's primary focus is to independently conduct expert investigations, handle complex fraud referrals and complete fraud reviews. The assigned cases involve high exposure and complex claim assignments. This person must have investigative skills to independently conduct all aspects of fraud review, anti-fraud compliance audits and other insurance-related investigations.

    WHY WORK FOR US

    • Medical, dental, vision, disability, life, etc. offered to all full-time staff
    • 401K
    • Auto allowances provided to investigators
    • Company credit card for all fuel and travel
    • Job flexibility offering both field and remote work
    • Investigations related educational opportunities and paid training
    • Career paths built for advancement for every investigator
    • Dedicated Field Leadership department for maximum communication, teamwork, and mentoring
    • Excellent technology designed to improve your work life balance
    • Opportunity for maximum OT earnings
    • Job Stability working for one of the largest employers in the world
    • With CNI having investigative operations in the U. K, Ireland, Australia and every state in the US, opportunities for relocation are prevalent
    • Allied Universal Education Assistance Partners offers discounted tuition and free classes

    ESSENTIAL JOB DUTIES AND RESPONSIBILITIES:

    • Review complex CI & SIU investigations independently
    • Perform complex CI, SIU, and corporate investigations in the field in a professional manner
    • Develop and document information on any investigation, file review, audit, training assignment, consulting engagement, or other project as directed by writing clear, concise, and grammatically correct reports, memos, and letters
    • Have working knowledge and understanding of anti-fraud laws, insurance regulations, and compliance rules and standards in your home state and within your designated region of the country
    • Independently outline a game plan for assignment objectives and appropriately document and communicate to clients and the SIU Supervisor
    • Offer expert advice to clients regarding SIU investigations
    • Conduct CEU level courses and Fraud Awareness training for our clients and others
    • Travel required

    BASIC QUALIFICATIONS:

    • Ability to be properly licensed as required by the state in which you currently reside
    • Private Investigator's license required in the following states prior to applying: Alabama, Florida, Louisiana, Tennessee, Utah, Montana, Nebraska, Oklahoma, North Carolina, Maine, and Virginia
    • Georgia applicants must independently complete the 70-hour course necessary to receive a Private Investigator's license prior to applying
    • Formal Education, Licenses, and Certifications Required. Must possess one or more of the following:
    • A bachelor's degree in criminal justice or related field and 4 years demonstrated experience conducting complex insurance investigations or adjusting complex claims.
    • Or a minimum of two (5) years of experience in law enforcement, military law enforcement, or government/private investigations
    • 5 years SIU experience in the areas of General Liability, Auto Liability, PIP, Homeowner, Small Commercial, and Workers' Compensation areas (preferred)
    • Experience in identifying and validating red flags within a claim, fraud schemes, and legal indicators of fraud within a claim during file review or field investigation.
    • Understanding of insurance policies to include terms, conditions, exclusions, limits of liability, and subrogation
    • Experience discussing investigative findings and making recommendations to clients, defense attorneys, departments of insurance fraud divisions, etc.
    • Strong interpersonal skills, including significant interviewing experience with emphasis on taking detailed recorded or written statements;
    • Strong computer skills using Word, Excel, Power Point and Google Suite. Ability to learn new software operating systems.
    • Must be able to successfully complete the Allied Universal Investigations PI Training/orientation course
    • Must possess a current and valid driver's license

    Closing

    Allied Universal® is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race/ethnicity, age, color, religion, sex, sexual orientation, gender identity, national origin, genetic information, disability, protected veteran status or relationship/association with a protected veteran, or any other basis or characteristic protected by law. For more information: www.aus.com

    If you have any questions regarding Equal Employment Opportunity, Affirmative Action, Diversity and Inclusion, have difficulty using the online system and require an alternate method to apply, or require an accommodation at any time during the recruitment and/or employment process, please contact our local Human Resources department. To find an office near you, please visit: www.aus.com/offices.

    Requisition ID

    2024-1171128
  • 19 Days Ago

O
VP, Banking Operations
  • ORS Partners
  • New Haven, CT FULL_TIME
  • Overview Reporting to the SVP of Operations, the VP of Banking Operations will be responsible for managing the ongoing effort of planning and operations management. The primary focus is on leveraging ...
  • 10 Days Ago

B
VP, Banking Operations
  • BankMobile
  • New Haven, CT OTHER
  • Overview Reporting to the SVP of Operations, the VP of Banking Operations will be responsible for managing the ongoing effort of planning and operations management. The primary focus is on leveraging ...
  • 14 Days Ago

W
Banking Ctr Assoc Rel Banker
  • Webster Bank
  • Wallingford, CT FULL_TIME
  • If you’re looking for a meaningful career, you’ll find it here at Webster. Founded in 1935, our focus has always been to put people first--doing whatever we can to help individuals, families, business...
  • 1 Month Ago

O
Campus Compliance Administrator - Yale
  • Oxford Royale - US Summer Vacancies
  • New Haven, CT FULL_TIME
  • About Oxford Royale Oxford Royale is a leading global provider of elite summer schools. Driven by a firm belief that education is about much more than a formal classroom, we offer young people unparal...
  • 9 Days Ago

Y
Executive Director Corporate Compliance
  • Yale New Haven Health
  • New Haven, CT OTHER
  • OverviewTo be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, a...
  • 19 Days Ago

Filters

Clear All

  • Filter Jobs by companies
  • More

0 Compliance Analyst (Banking) jobs found in New Haven, CT area

B
Compliance Analyst - Contract (Hybrid)
  • Broadridge Financial Solutions
  • Brentwood, NY
  • At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If youre passionate...
  • 3/18/2024 12:00:00 AM

D
Internal Revenue Agent (Reviewer - Examiner) 12 MONTH ROSTER - AMENDED
  • Department Of The Treasury
  • Waterbury, CT
  • Duties WHAT IS THE WHISTLEBLOWER OFFICE (WBO) DIVISION? A description of the business units can be found at: https://www...
  • 3/17/2024 12:00:00 AM

D
Supervisory Internal Revenue Agent (12 month roster) AMENDED
  • Department Of The Treasury
  • New Haven, CT
  • Duties WHAT IS THE LBI - LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at:...
  • 3/17/2024 12:00:00 AM

D
Internal Revenue Agent (Senior Revenue Agent - Examiner) - 12 MONTH ROSTER
  • Department Of The Treasury
  • New Haven, CT
  • Duties WHAT IS THE SMALL BUSINESS SELF-EMPLOYED (SB/SE)DIVISION? A description of the business units can be found at: ht...
  • 3/17/2024 12:00:00 AM

D
Internal Revenue Agent (Reviewer - Examiner) 12 MONTH ROSTER - AMENDED
  • Department Of The Treasury
  • Danbury, CT
  • Duties WHAT IS THE WHISTLEBLOWER OFFICE (WBO) DIVISION? A description of the business units can be found at: https://www...
  • 3/17/2024 12:00:00 AM

D
Supervisory Internal Revenue Agent (12 month roster) AMENDED
  • Department Of The Treasury
  • Norwalk, CT
  • Duties WHAT IS THE LBI - LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at:...
  • 3/17/2024 12:00:00 AM

D
Internal Revenue Agent (Reviewer - Examiner) 12 MONTH ROSTER - AMENDED
  • Department Of The Treasury
  • Bridgeport, CT
  • Duties WHAT IS THE WHISTLEBLOWER OFFICE (WBO) DIVISION? A description of the business units can be found at: https://www...
  • 3/15/2024 12:00:00 AM

D
Internal Revenue Agent (Reviewer - Examiner) 12 MONTH ROSTER - AMENDED
  • Department Of The Treasury
  • Norwalk, CT
  • Duties WHAT IS THE WHISTLEBLOWER OFFICE (WBO) DIVISION? A description of the business units can be found at: https://www...
  • 3/15/2024 12:00:00 AM

New Haven is a coastal city in the U.S. state of Connecticut. It is located on New Haven Harbor on the northern shore of Long Island Sound in New Haven County, Connecticut, and is part of the New York metropolitan area. With a population of 129,779 as determined by the 2010 United States Census, it is the second-largest city in Connecticut after Bridgeport. New Haven is the principal municipality of Greater New Haven, which had a total population of 862,477 in 2010. New Haven was the first planned city in America. A year after its founding by English Puritans in 1638, eight streets were laid o...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking) jobs
$53,603 to $76,006
New Haven, Connecticut area prices
were up 1.7% from a year ago