Compliance Analyst (Banking) jobs in Orange, CA

Compliance Analyst (Banking) monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking) reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking) may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking) work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Compliance Analyst (Banking) typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)

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Compliance Analyst
  • Anduril Industries
  • Costa Mesa, CA FULL_TIME
  • WHY WE’RE HERE
    Anduril’s Legal Team seeks an experienced analyst — Compliance Analyst — to help build our Compliance and IP team supporting the future technology of defense. In this role, you will work across many aspects of Anduril’s business, from helping obtain authorizations to fly or emit, to implementing compliance auditing, working with engineers on product classifications, and supporting our internal teams as a primary interface to Compliance. This position reports to the Senior Director, Risk, Compliance, and IP, and is based in Costa Mesa, CA.

    Anduril is a fast-growing company at the early stages of growth. Consistent with this fast growth, members of Anduril’s Legal Team must be resourceful, creative, and eager to take ownership of complex matters. The Compliance Analyst role will require creativity and resourcefulness to implement and manage efficient, high-compliance processes for complex rules, with a singular focus on helping Anduril deploy its path-making technology into operational settings for the United States and its allies. In this role, you may also work on other aspects of Anduril’s business within Legal, such as US government contracts, supporting license and services agreement negotiations, to supporting IP and employment matters. Experience across all of these areas is not expected, but a willingness to learn and adapt is.

    The Compliance Analyst will be expected to take responsibility for significant, material projects, which will have a significant impact on the company’s business. Our team is passionate about the law and policy of defense technology and you should have an independent interest in the key issues in this field. Anduril fosters a diverse, collaborative, culture with tremendous opportunities for ownership and professional growth.

    WHAT YOU’LL DO 

    • Be a key member of Anduril’s small, dynamic Legal Team.
    • Drive development, management, and implementation of compliance processes both within Compliance and in coordination with other stakeholders, eg Facilities.
    • Support customer growth by supporting Anduril’s commitment to compliance with the law and contracting ethics.
    • Manage relationships with government and commercial customers and partners. High-trust professional relationships with Government officials are critical to Anduril’s continued success, and you will be called upon to develop and foster these relationships throughout your tenure.
    • Provide ownership and day-to-day management of Anduril’s Compliance queue, and ensuring SLAs and quality of support are being kept.
    • Work across legal aspects of Anduril’s business, from license and services agreements, to bid protests and litigation, to intellectual property, compliance, and employment matters. You will represent the legal team in relationships with outside counsel, vendors, engineers, executives, customers, and regulators.

    CORE REQUIREMENTS 

    • 6 years of compliance work in any of — export control, spectrum, aviation, government data security (eg FEDRAMP).
    • Experience developing, deploying, and maintaining compliance processes.
    • The judgment and initiative required to own multiple projects from end-to-end, whether guiding an Engineering Team through the lifecycle of a patent or handling unexpected legal issues that may arise in defense or start-up companies
    • Strong communication and interpersonal skills
    • Quick learner and able to contribute to the broader start-up legal function, including topics that may be completely new to you: everything from IP and litigation to financing, securities, compliance, and employment law, depending on the needs of the day
    • U.S. Person status is required as this position needs to access export-controlled data.

    WHAT WE VALUE IN THIS ROLE

    • Significant compliance process management experience
    • Combination of law-firm and in-house/government experience
    • Experience with engineering, software, or other technology
    • An interest in the law and policy of defense acquisitions with opinions about what is right or wrong in the field and how to fix it
    • Preference given to candidates who have broad compliance experience, including experience in a variety of areas.

    BENEFITS 

    • Platinum Benefits: We offer top tier platinum coverage (medical, dental, vision, life) and cover 100 percent of the premiums for you.
    • 16 Weeks paid parental leave for all caregivers
    • Family planning: We’re proud to offer comprehensive family planning support. Fertility planning and treatment, adoption support, gestational carrier support and fertility preservation are all included.
    • Unlimited Provisions: From breakfast to dinner, our kitchen team has you covered with healthy meals and snacks at every office.
    • Commuter benefits depending on region
    • Relocation assistance
    • Unlimited time off

     

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Compliance Analyst
  • CommerceWest Bank
  • Irvine, CA FULL_TIME
  • Job Summary: The Compliance Analyst's role is to support the BSA & Compliance Officer and assist in the implementation and maintenance of the bank's compliance program. You will be responsible for mon...
  • 8 Days Ago

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Business Compliance Analyst
  • Fluor Corp
  • Remote, CA FULL_TIME
  • Fluor, together with its joint-venture partner AECOM, has been awarded a four-year program delivery support services contract for the California High-Speed Rail program by the California High-Speed Ra...
  • 17 Days Ago

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Compliance/Supervision Analyst
  • TCFG Wealth Management, LLC
  • Laguna Niguel, CA FULL_TIME
  • About us TCFG Wealth Management, LLC https://www.tcfgcompanies.com The Certus Financial Group (TCFG) is seeking a hire Supervisory Compliance Associate. This position is charged with with supervising ...
  • 18 Days Ago

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Ratings and Compliance Analyst
  • Bandai Namco Entertainment America
  • Irvine, CA FULL_TIME
  • POSITION SUMMARY We are looking for a teammate to serve as a primary ratings content and submission analyst for console, PC, and streaming platform titles. The ideal teammate will primarily work with ...
  • 18 Days Ago

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Compliance Analyst II
  • Pacific Life
  • Newport, CA FULL_TIME
  • Job Description:Pacific Life is investing in bright, agile and diverse talent to contribute to our mission of innovating our business and creating a superior customer experience. We're actively seekin...
  • 24 Days Ago

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0 Compliance Analyst (Banking) jobs found in Orange, CA area

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Compliance Analyst
  • City National Bank
  • Los Angeles, CA
  • **COMPLIANCE ANALYST** **WHAT IS THE OPPORTUNITY?** The Compliance Analyst will be responsible for monitoring, oversight...
  • 4/23/2024 12:00:00 AM

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Quality Assurance & Compliance Analyst
  • South Bay Workforce Investment Board
  • Hawthorne, CA
  • Job Type Full-time Description The South Bay Workforce Investment Board, Inc. (SBWIB, Inc.) is seeking a diligent and de...
  • 4/23/2024 12:00:00 AM

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IT Compliance Analyst
  • ASSA ABLOY Group
  • Lake Forest, CA
  • We are seeking a highly motivated and detail-oriented IT Compliance Analyst to join our dynamic team at ASSA ABLOY Ameri...
  • 4/22/2024 12:00:00 AM

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Healthcare Compliance Analyst- Remote
  • Amicompliant
  • Irvine, CA
  • Intern Job Description: Healthcare Industry Outreach and Compliance Research Position Overview: We are a start-up seekin...
  • 4/22/2024 12:00:00 AM

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IT Compliance Analyst
  • Assa Abloy Group
  • Lake Forest, CA
  • We are seeking a highly motivated and detail-oriented IT Compliance Analyst to join our dynamic team at ASSA ABLOY Ameri...
  • 4/21/2024 12:00:00 AM

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Sr. Compliance Analyst
  • Yamaha Motor Corporation, USA
  • Cypress, CA
  • Yamaha has an excellent opportunity for a Senior Compliance Analyst to join our team in Cypress, CA. The Sr. Compliance ...
  • 4/20/2024 12:00:00 AM

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PCI Compliance Analyst
  • Diamondpick
  • Anaheim, CA
  • The Security Specialist is primarily responsible for developing solutions and coordinating and monitoring the remediatio...
  • 4/20/2024 12:00:00 AM

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Healthcare Compliance Analyst- Remote
  • AmICompliant
  • Irvine, CA
  • Intern Job Description: Healthcare Industry Outreach and Compliance Research Position Overview: We are a start-up seekin...
  • 4/20/2024 12:00:00 AM

Orange is a city located in Orange County, California. It is approximately 3 miles (4.8 kilometers) north of the county seat, Santa Ana. Orange is unusual in this region because many of the homes in its Old Town District were built before 1920. While many other cities in the region demolished such houses in the 1960s, Orange decided to preserve them. The small city of Villa Park is surrounded by the city of Orange. The population was 139,812 as of 2014. The city has a total area of 25.2 square miles (65 km2), 24.8 square miles (64 km2) of which is land and 0.4 square miles (1.0 km2) of which i...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking) jobs
$54,783 to $77,685
Orange, California area prices
were up 3.0% from a year ago