Compliance Analyst (Banking), Sr. jobs in Albany, NY

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Regulatory Compliance Analyst II
  • American National Family of Companies
  • Glenmont, NY FULL_TIME
  • Job Posting

    As a Regulatory Compliance Analyst at American National you will use your strong attention-to-detail and polished written communication skills to make a direct impact on our business. The candidate for this role can work out of our corporate locations in Springfield, MO, or Glenmont, NY.



    What Will You Do?
    • Ensure that the products we offer, continually meet the statutory and regulatory requirements of each state in which we do business
    • Serve as the liaison between American National and the state departments of insurance
    • Facilitate and assist with countrywide product rollouts by researching and modifying product changes to meet the regulatory requirements in each state
    • Prepare state product filings for all rates, rules, and form modifications in compliance with requirements and submit to state insurance departments
    • Respond to compliance research requests from product managers, actuarial, underwriting, marketing, finance, claims and legal to provide regulatory guidance on product development and analysis initiatives
    • Provide support and guidance to others on state filings, including calculation of effective dates, filing requirements, and suggested filing time frames
    • Assist with development and communication of programming specifications for Corporate Technology Services to facilitate implementation of rate changes, product changes, regulatory changes, and product enhancements
    • Draft and implement policyholder notices explaining rate changes, product changes, and regulatory changes
    • Interpret state laws and regulatory changes in relation to American National’s product portfolio
    • Review and analyze new and amended laws and regulations for assigned states and lines of business, determining their impact
    • Assist state auditors, internal auditors, and litigation in retrieving historical rates, rules, underwriting guidelines, policy forms, or agent communications
    • Respond to inquiries from departments of insurance regarding filings submitted, while coordinating with other divisions to provide thorough and accurate responses
    • Conduct compliance research


    Qualifications
    • Bachelor's degree in a related field or equivalent work experience
    • Five years of work experience in property, casualty, life, or annuity insurance or related industry experience

    Preferred Qualifications:
    • Experience with SERFF platform
    • Aptitude to navigate various computer programs (Microsoft Office applications and internal systems)
    • Ability to make decisions and act
    • Strong problem-solving skills with proven ability to work independently
    • Excellent written and verbal communication
    • Excellent time management skills

    Salary for this position can range from $60,000 for candidates who are minimally qualified through $70,000 for more highly qualified candidates. Candidates outside of the range are encouraged to apply, and will be considered based on experience, skill and education.


    American National offers eligible employees and their families medical, dental, vision, and basic life insurance. Employees are able to enroll in our company’s 401k plan. Employees also receive annually a bank of paid time off and paid holidays. We aspire to see people for what they bring to our corporate culture by supporting an inclusive work environment, including an emphasis on a healthy work-life balance, development opportunities, and a casual dress code.


    American National is an established, stable, and successful multi-line insurance corporation that has provided financial strength and a sense of security to employees, customers and business partners since 1905. With focus on our organization’s values and cultural richness: Financial Strength, Integrity, Respect, Service and Teamwork (FIRST) and Agility, Collaboration, and Engagement (ACE) we continue to pursue our vision to be a leading provider of financial products and services for current and future generations.


    Hiring Practices

    The preceding job posting was designed to indicate the general nature and level of work performed by employees assigned to this position. It is not intended to be interpreted as a comprehensive list of all duties, responsibilities, and qualifications. We are dedicated to building a diverse, inclusive, and authentic workplace, so if you’re excited about this role, but your past experience doesn’t align perfectly with the job qualifications, we still encourage you to apply. You may be just the right candidate for this position or other opportunities at American National.


    American National’s recruitment policies help us place individuals in a timely and efficient manner. Only the most qualified candidates will be contacted by our recruiting team.


    American National is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, disability, age, sexual orientation, gender identity, national origin, veteran status, genetic information or any other legally protected categories. American National is committed to providing access, equal opportunity and reasonable accommodation for individuals with disabilities in employment, its services, programs, and activities.


    Nearest Major Market: Albany
    Job Segment: Compliance, Law, Social Media, Accounting, Banking, Legal, Marketing, Finance

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Policy Analyst/Compliance Specialist
  • Hispanic Federation Inc
  • Albany, NY FULL_TIME
  • Who We Are Hispanic Federation (HF) is the nation's premier Latino nonprofit membership organization. Founded in 1990, HF supports Hispanic families and strengthens Latino institutions through grantma...
  • Just Posted

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Consultant - Privacy Compliance Analyst
  • NYSTEC
  • Albany, NY FULL_TIME
  • About Us: NYSTEC is a nonprofit technology consulting company, advising agencies, organizations, institutions, and businesses since 1996. We’re independent and vendor-neutral, so we have our clients’ ...
  • 1 Month Ago

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Lead Compliance Analyst
  • American National Family of Companies
  • Glenmont, NY FULL_TIME
  • Job Posting We are seeking a Lead Compliance Analyst to join our Corporate Compliance team. As a Lead Compliance Analyst, you will implement and maintain Corporate Compliance programs to ensure confor...
  • 1 Month Ago

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Sr Service Delivery Analyst
  • WE Communications
  • Remote, NY OTHER
  • What We Need The Senior Service Delivery Analyst will specialize in Incident and Problem Management, and be responsible for ensuring the stability, reliability, and resilience of our service offerings...
  • 18 Days Ago

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Sr. Clinical Analyst
  • IPRO
  • Albany, NY FULL_TIME
  • In the Sr. Clinical Analyst role, you will provide clinical support for External Quality Review activities, including validation of Performance Improvement Projects (PIPs), compliance reviews, and foc...
  • 13 Days Ago

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0 Compliance Analyst (Banking), Sr. jobs found in Albany, NY area

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Finance - Entry Level - Account Opening Operations Analyst
  • Northpointe Staffing Professionals
  • Cohoes, NY
  • Review and approve pending client requests to ensure proper authorizations and supporting documentation are in place and...
  • 4/26/2024 12:00:00 AM

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Contract Management Specialist 2
  • StateJobsNY
  • Albany, NY
  • Permanent appointment- Candidates must currently be employed as a Contract Management Specialist 2 and eligible for tran...
  • 4/26/2024 12:00:00 AM

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Relationship Manager
  • NTNL BK OF COXSACKIE
  • Cohoes, NY
  • Job Description Job Description NBC’s Relationship Manager is stimulating, challenging, and offers the opportunity for g...
  • 4/26/2024 12:00:00 AM

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Remote Regulatory Compliance Analyst (Insurance Industry)
  • National General Insurance
  • Albany, NY
  • Job DescriptionPosition/Title: Remote Regulatory Compliance Analyst (Insurance Industry)** NOTES: Ideal candidate will h...
  • 4/23/2024 12:00:00 AM

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Finance Analyst - Electrolyzers
  • Cummins Inc.
  • Troy, NY
  • Finance Analyst - Electrolyzers Troy , Michigan Work Type: Hybrid - Potential for Partial RemoteRelocation Package: Inel...
  • 4/23/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Albany, NY
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

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Net Architect
  • ModusLights Technologies
  • Albany, NY
  • Job Description Design and develop robust, scalable, and secure.NET applications and systems. Provide technical leadersh...
  • 4/22/2024 12:00:00 AM

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Real Property Analyst 1 (NY HELPS)
  • StateJobsNY
  • Latham, NY
  • This title is part of the New York Hiring for Emergency Limited Placement Statewide Program (NY HELPS). For the duration...
  • 4/22/2024 12:00:00 AM

Albany (/ˈɔːlbəni/ (listen) ALL-bə-nee) is the capital of the U.S. state of New York and the seat of Albany County. Albany is located on the west bank of the Hudson River approximately 10 miles (16 km) south of its confluence with the Mohawk River and approximately 135 miles (220 km) north of New York City. Albany is known for its rich history, commerce, culture, architecture, and institutions of higher education. Albany constitutes the economic and cultural core of the Capital District of New York State, which comprises the Albany–Schenectady–Troy, NY Metropolitan Statistical Area, including ...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$67,929 to $90,772
Albany, New York area prices
were up 1.5% from a year ago

Compliance Analyst (Banking), Sr. in Syracuse, NY
The role will report into the Director of Compliance.
December 20, 2019
Compliance Analyst (Banking), Sr. in Utica, NY
IBD covers a wide variety of clients and industry sectors and advises these clients on an array of investment banking activities, including equity, debt and convertible financings, bank loan financings and M&A and other strategic transactions.
December 19, 2019
Compliance Analyst (Banking), Sr. in Abilene, TX
The candidate will be an integral part of the IBD Compliance team, which is responsible for addressing a diverse array of regulatory, legal and business issues encountered by Goldman Sachs bankers.
February 10, 2020