Compliance Analyst (Banking), Sr. jobs in Chico, CA

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Research Integrity and Compliance Officer (Administrative Analyst/Specialist-EIII)
  • California State University
  • Chico, CA FULL_TIME
  • Job no: 535724
    Work type: Staff
    Location: Chico
    Categories: Unit 9 - CSUEU - Technical Support Services, Administrative, Probationary, Full Time
    Position Description

    Our Commitment to Equity, Diversity, and Inclusion:

    California State University (CSU), Chico is a comprehensive and residential public university, holding Hispanic-Serving Institution (HSI) designation. Chico State operates as part of the 23-campus CSU system, which educates the most ethnically, economically, and academically diverse student body in the nation. The University enrolls over 15,000 students, with over half identifying as first-generation college students.

    Chico State is committed to recruiting outstanding candidates who reflect the intersectional identities of our student body. The ideal candidate will embrace our values predicated on the primacy of student success and the elimination of equity gaps, have demonstrated experience working with diverse populations, and will contribute to policies, programs, and practices that support an inclusive, accessible, and equitable learning and working environment. Black, Indigenous, People of Color, veterans, and those with diverse abilities are encouraged to apply.

    Job/Department Summary:

    The Research Integrity and Compliance Officer plays a central role in overseeing day-to-day research integrity and compliance operations and ensuring the complex responsible and ethical conduct of research across campus, in particular focusing on integrity and compliance in the following areas: human subjects, animal subjects, and bio-hazards. The Research Integrity and Compliance Officer reports to and supports the Vice Provost for Faculty Affairs and Success on a wide variety of research integrity and compliance issues, including issues of research misconduct, institutional human subjects research, institutional animal care and use, and institutional bio-safety research. As a member of the Vice Provost's team in Faculty Affairs and Success, the Research Integrity and Compliance Officer will work closely with Deans, department chairs, Chico State Enterprises, the University Farm, Chico State faculty, Chico State's attending veterinarian, Environmental Health and Safety, Risk Management, Procurement, Division of IT, and other campus partners.

    Working independently, under broad guidance from the Vice Provost for Faculty Affairs and Success, the Research Integrity and Compliance Officer is responsible for:

    • Leading and coordinating the highly complex critical day-to-day research compliance programs operations for Chico State.
    • Administering and providing leadership for Chico State's five research integrity & compliance activities: the Institutional Review Board (IRB) with responsibility for protection of human subjects, the Institutional Animal Care and Use Committee (IACUC) with responsibility for protection of animal subjects, the Institutional Biosafety Committee (IBC), Research Integrity and Misconduct allegations procedures, and the Research Compliance Training (RCTP) program.
    • Providing advanced administrative and systems coordination to ensure compliance with federal, state, CSU, and internal policies and procedures.
    • Participating in planning and development activities and, as required, independent determination of methods to meet the administrative goals of the research compliance program.
    • Working in coordination with the Vice Provost to develop, foster, and maintain the highest ethical research compliance culture that supports the University's mission and commitment to research.
    • Coordinating the University's research misconduct process and providing support to the Vice Provost on research misconduct issues.

    Required Education and Experience:

    The knowledge, skills and abilities listed above would normally be obtained through a bachelor’s degree and/or full-time equivalent training and four years of administrative work experience involving study, analysis, and/or evaluation leading to the development or improvement of administrative policies, procedures, practices or programs.

    Preferences:

    Preference may be given to applicants with the following as they may be considered specialized skills:

    • Bilingual
    • Completion of CITI courses for working with human subjects research, animal subjects in research, and biohazards in research.
    • Three years relevant experience working with federal research compliance activities.

    Time Base: Full-time

    Pay Plan: 12/12

    Work Schedule: Mon-Fri 8:00am-5:00pm, Summer: Mon-Thurs 7:00am-5:30pm.

    Salary Information: CSU Classification Salary Range: $75,864 - $147,420 per year.

    Additional Information:

    California State University, Chico, in accordance with CSU policy, requires that the successful candidate complete a background check (including a criminal records check, sexual offender registry check, and/or fingerprinting) prior to assuming this position. Failure to satisfactorily complete or pass the background check may impact the job offer or continued employment of current CSU employees who apply for posted positions identified as sensitive. This position is considered a sensitive position based on CSU guidelines.

    Throughout employment in this position incumbent must obtain or retain CIP-Certified IRB Administrator, CPIA-Certified Professional IACUC Administrator, and BAC-Biosafety Administrators Certification.

    About Chico State:

    Graduate and undergraduate programs boast high-quality research experiences, exceptional faculty mentoring, and civic and global engagement opportunities. The campus motto, “Today Decides Tomorrow,” is brought to life by inclusive pedagogy, experiential learning, and co-curricular programming. The Chico Experience prepares students to be critical thinkers, engaged citizens, and inspired stewards of environmental, social, and economic resources. Together, they will become leaders solving the challenges of the 21st century.

    The campus is located in Northern California, 90 minutes from the state capital, Sacramento, and a three-hour drive from the San Francisco Bay Area. Chico offers year-round natural beauty, outdoor leisure activities, and a thriving arts, music, and events scene. We acknowledge and are mindful that Chico State stands on lands that were originally occupied by the first people of this area, the Mechoopda, and we recognize their distinctive spiritual relationship with this land, the flora, the fauna, and the waters that run through campus. We are humbled that our campus resides upon sacred lands that since time immemorial have sustained the Mechoopda people and continue to do so today.

    The University is an Equal Opportunity Employer and does not discriminate against persons on the basis of race, religion, color, ancestry, age, disability, genetic information, gender, gender identity, gender expression, marital status, medical condition, National origin, sex, sexual orientation, covered veteran status, or any other protected status.

    Chico State is not a sponsoring agency for staff and management positions (i.e. H-1B Visas).

    Open Until Filled (Review of Applications will begin 03/06/24. Applications received after that date may be considered.)

    Advertised: Feb 21 2024 Pacific Standard Time
    Applications close:

  • 1 Month Ago

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Compliance Specialist
  • Community Housing Improvement Program, Inc.
  • Chico, CA FULL_TIME
  • Community Housing Improvement Program has an immediate opening for a Compliance Specialist PURPOSE The Compliance Specialist is responsible for ensuring that properties managed or owned by CHIP comply...
  • 23 Days Ago

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Gas Compliance Representative
  • PG&E Corporation
  • Eureka, CA FULL_TIME
  • Requisition ID # 156434 Job Category: Maintenance / Construction / Operations Job Level: Individual ContributorBusiness Unit: Gas OperationsWork Type: OnsiteJob Location: Eureka Department OverviewGas...
  • 4 Days Ago

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Compliance/Audit Specialist
  • Oroville Hospital
  • Oroville, CA FULL_TIME
  • Job Description Compliance/Audit Specialist 8530 #11173 Job #: 11173 Job Category: Business Office Job Type: Full Time Shift Type: Days Department: Patient Accounting Pay Range: $21.15/hr. - $28.43/hr...
  • 8 Days Ago

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REGULATORY & COMPLIANCE SPECIALIST
  • SIERRANEVADABREWINGCO
  • Chico, CA FULL_TIME
  • Get to Know Us Ken Grossman started Sierra Nevada in 1980 with a hand-built brewhouse and the odds stacked against him. That passion forever changed the course of American craft brewing and launched a...
  • 8 Days Ago

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Compliance/Audit Specialist
  • Oroville Hospital
  • Oroville, CA FULL_TIME
  • Job Description Compliance/Audit Specialist 8530 #11173 Job #: 11173 Job Category: Business Office Job Type: Full Time Shift Type: Days Department: Patient Accounting Pay Range: $21.15/hr. - $28.43/hr...
  • 8 Days Ago

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0 Compliance Analyst (Banking), Sr. jobs found in Chico, CA area

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SENIOR FINANCIAL ANALYST
  • California Olive Ranch Inc
  • Chico, CA
  • Job Description Job Description The Senior FP&A Analyst with responsibility to be primary provider of finance support an...
  • 4/18/2024 12:00:00 AM

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Housing System Analyst & Data Manager (Information Technology Consultant-Career)
  • California State University System
  • Chico, CA
  • : Under the general direction of the University Housing Associate Director of Administration, the incumbent delivers fun...
  • 4/18/2024 12:00:00 AM

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Treasury Management Support Specialist
  • Tri Counties Bank, Inc.
  • Chico, CA
  • ** Treasury Management Support Specialist** **Job Category****:** Operations / Treasury Mgmt Ops **Requisition Number***...
  • 4/18/2024 12:00:00 AM

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CA - RN Emergency - NOC
  • TotalMed
  • Chico, CA
  • We are seeking a Registered Nurse-Emergency Room for a travel assignment in Chico California.
  • 4/18/2024 12:00:00 AM

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SENIOR FINANCIAL ANALYST
  • California Olive Ranch Inc
  • Chico, CA
  • Job Description Job Description The Senior FP&A Analyst with responsibility to be primary provider of finance support an...
  • 4/18/2024 12:00:00 AM

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Travel Nurse RN - ICU/Critical Care in Chico, CA - Excellent Benefits 2024-04-09
  • Travelnursesource
  • Chico, CA
  • TravelNurseSource is working with Aequor Healthcare to find a qualified ICU/Critical Care RN in Chico, California, 95926...
  • 4/18/2024 12:00:00 AM

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Operations Administrator I, II, or II
  • Tri counties bank
  • Chico, CA
  • The hiring range for this opportunity is $27.30 - $42.75 per hour (specific rate will be dependent upon experience level...
  • 4/17/2024 12:00:00 AM

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Assistant Branch Manager & Management Hire
  • Under Armour
  • Live Oak, CA
  • Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
  • 4/14/2024 12:00:00 AM

Chico is the most populous city in Butte County, California, United States. As of the 2010 United States Census, the population was 86,187, reflecting an increase of 26,233 from the 59,954 counted in the 2000 Census. The city is the cultural, economic, and educational center of the northern Sacramento Valley and home to both California State University, Chico and Bidwell Park, the country's 26th largest municipal park and the 13th largest municipally-owned park. Bidwell Park makes up over 17% of the city. Other cities in close proximity to the Chico Metropolitan Area (population 212,000) incl...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$69,000 to $92,202
Chico, California area prices
were up 2.5% from a year ago

Compliance Analyst (Banking), Sr. in Syracuse, NY
The role will report into the Director of Compliance.
December 20, 2019
Compliance Analyst (Banking), Sr. in Utica, NY
IBD covers a wide variety of clients and industry sectors and advises these clients on an array of investment banking activities, including equity, debt and convertible financings, bank loan financings and M&A and other strategic transactions.
December 19, 2019
Compliance Analyst (Banking), Sr. in Abilene, TX
The candidate will be an integral part of the IBD Compliance team, which is responsible for addressing a diverse array of regulatory, legal and business issues encountered by Goldman Sachs bankers.
February 10, 2020