Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)
Oracle SaaS Compliance team is seeking a Regulatory Compliance Analyst to execute on compliance delivery. The primary focus of this role will be to support the continual improvement and maintenance of Oracle Software as a Service (SaaS) certified Information Security Management System (ISMS). This role will be part of a team that develops and executes multi-year strategies designed to maintain and expand the certification posture of Oracle’s SaaS services.
This role with partner closely with other compliance and security functions to ensure Oracle SaaS products continue to comply with ISO 27001, ISO 27017, ISO 27018, CSA Star, and similar.
This role requires a self-starter able to prioritize given responsibilities, ability to work independently and ability to work with and leverage current organizational systems and tools. Strong communication and presentation skills will be needed.
Responsibilities include:
Desired Experience:
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