Compliance Analyst (Banking), Sr. jobs in Huntsville, AL

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Compliance Analyst
  • Sevita
  • Huntsville, AL FULL_TIME
  • The MENTOR Network is now Sevita. We have a different name, but the same mission, and a renewed sense of purpose. At Sevita we provide home and community-based health care services and support for adults, children, and their families across the United States. Join us in work that matters.



    Summary
    The Compliance Analyst assists in completing Compliance program related activities. Is responsible for Compliance Hotline management, project monitoring, data analysis, report creation, supporting the Compliance Work Plan, and reviewing performance measures for the Compliance program. Collaborates with staff across Sevita to support general Compliance activities.

    This position is remote and can be performed from anywhere in the U.S. There is some travel required.


    • Manage the day-to-day operations of the Company’s Compliance Hotline, including report review, report assignment, active monitoring to ensure that all reports are tracked, investigated and appropriate action is taken to resolve the concern. Coordinates cross-functionally across the Company with internal teams. Maintains utmost confidentiality regarding the Compliance Hotline; reports raised; and outcomes of investigations.
    • Responsible for trending data to identify patterns, trends, and actual/potential risks for mitigation by the Company’s Management Compliance Committee and other internal forums.
    • Assists with ongoing maintenance and reporting of Compliance Hotline data, Compliance training, and sanction screening.
    • Conducts and evaluates research of laws, regulations, guidelines, contracts, policies/procedures and other resources to effectively perform position responsibilities.
    • Utilizes tools such as Excel PowerPoint and PowerBI in conjunction with platforms including Onspring and Navex to develop and maintain data.
    • Completes projects designed to measure business compliance with certain regulatory or contractual requirements, which includes monitoring monthly exclusion reports for sanctions and assisting with audits.
    • Employs analytical skills to effectively produce reports, assess risk, interpret data narratives, articulate findings and provide appropriate recommendations.
    • Develops the skill set to perform Compliance investigations.
    • Assists with Compliance investigations as needed by providing data, reviewing reports, updating records and/or performing other duties.
    • Collaborates with the Compliance team to conduct Compliance Hotline investigation training and education sessions periodically or as needed.
    • Troubleshoots technical issues and answers questions regarding the Compliance Hotline platforms.
    • Collaborates with internal and external personnel to implement process and platform improvements, including testing technical updates.
    • Projects a mature, professional image and provide responsive, meaningful, high-quality follow up to internal and external communications.
    • Performs other duties as assigned.

    Qualifications:


    • Bachelor’s degree required.
    • Certification in Healthcare Compliance a plus
    • Minimum of two years' experience in health care or health care-related field preferred.
    • Experience in compliance, related audits and ongoing monitoring activities, including the development and tracking of corrective active plans, data collection and analysis, or other healthcare compliance-related activities preferred.
    • Strong proficiencies in Microsoft Office applications such as Excel, Word, PowerPoint and Outlook. Experience with Onspring and/or Navex is a plus.
    • Ability to learn and adapt to new technologies/programs efficiently.
    • Strong analytical and written/verbal communication skills.
    • Ability to self-motivate in a fast-paced, largely remote environment.
    • Excellent time management, planning, and teamwork skills.
    • A rudimentary understanding of programming logic and testing is helpful, but not required.
    • Travel up to 25%.

    Why Join Us?
    • Paid Time Off, Holiday Pay, and Health Benefits
    • Career development and advancement opportunities
    • Work with some of the best co-workers you could ask for and see your impact on the lives of those individuals we serve
    • Since our funding comes from Federal and State payers, we offer stability and secure work opportunities
    We have meaningful work for you – come join our team – Apply Today!


    Sevita is a leading provider of home and community-based specialized health care. We believe that everyone deserves to live a full, more independent life. We provide people with quality services and individualized supports that lead to growth and independence, regardless of the physical, intellectual, or behavioral challenges they face. We’ve made this our mission for more than 50 years. With Corporate operations located in the Boston Seaport, Lawrence, Massachusetts and Edina, Minnesota, today, our 40,000 team members continue to innovate and enhance care for the 50,000 individuals we serve.
    Equal Opportunity Employer, including disability/vets

  • 19 Days Ago

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Banking Business Analyst
  • Ascend Federal Credit Union
  • Tullahoma, TN OTHER
  • About Us Ascend is the largest credit union in Middle Tennessee and one of the largest credit unions in the United States, with over $4 billion in assets. With an occupation-based field of membership,...
  • 9 Days Ago

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Sr. Procurement Compliance Specialist
  • Axient, LLC
  • Huntsville, AL OTHER
  • Overview Axient is seeking a Sr. Procurement Compliance Specialist to support our corporate office in Huntsville, AL. Responsibilities With limited direction, this position is responsible for performi...
  • 25 Days Ago

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Senior Compliance Analyst
  • ABS Kids
  • Huntsville, AL FULL_TIME
  • ABS Kids has an exciting remote opportunity for an experienced Senior Compliance Analyst. While this is a remote role, we would be looking for candidates located in UT, NC or TN to support current ope...
  • 9 Days Ago

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Internal Review and Compliance Analyst
  • Intuitive Research and Technology Corporation
  • Huntsville, AL FULL_TIME
  • INTUITIVE® is a nationally recognized Best Place to Work that provides solutions from design through production to sustainment by delivering targeted results. Our approach couples the latest technolog...
  • 1 Month Ago

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Export Compliance Analyst - (83100)
  • Sanmina
  • GTS, AL FULL_TIME
  • Sanmina Corporation (Nasdaq: SANM) is a leading integrated manufacturing solutions provider serving the fastest-growing segments of the global Electronics Manufacturing Services (EMS) market. Recogniz...
  • 28 Days Ago

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0 Compliance Analyst (Banking), Sr. jobs found in Huntsville, AL area

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Director, Finance and Accounting
  • Leonardo Electronics US Inc
  • Huntsville, AL
  • Job Description Job Description Job Purpose: We are seeking a strategic and results-driven Director of Finance and Accou...
  • 4/24/2024 12:00:00 AM

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Supervisory Internal Revenue Agent (12 month roster) AMENDED
  • Department Of The Treasury
  • Huntsville, AL
  • Duties WHAT IS THE LBI - LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at:...
  • 4/24/2024 12:00:00 AM

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Acquisition Analyst
  • Qualis Corporation
  • Huntsville, AL
  • Acquisition Specialist supporting Task Force STRIKE on Redstone Arsenal. Duties and Responsibilities (to include but not...
  • 4/23/2024 12:00:00 AM

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Pricing Analyst/ Principal Pricing Analyst
  • Northrop Grumman
  • Huntsville, AL
  • Requisition ID: R10156911 Category: Business ManagementLocation: Huntsville, Alabama, United States of AmericaClearance ...
  • 4/23/2024 12:00:00 AM

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Security Auditor
  • Insight Global
  • Huntsville, AL
  • Must be open to hybrid (onsite 2-3 days) in Huntsville, AL Must be eligible to obtain security clearance (no visa sponso...
  • 4/22/2024 12:00:00 AM

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Acquisition Program Analyst - PARENT
  • CGI Group, Inc.
  • Huntsville, AL
  • Acquisition Program Analyst - PARENT Position Description CGI Federal is seeking a highly skilled and motivated Analysis...
  • 4/22/2024 12:00:00 AM

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Contracts/Acquisition Analyst
  • Thompson Gray Inc.
  • Huntsville, AL
  • Thompson Gray is an Equal Opportunity Employer and VEVRAA Federal Contractor. This contractor and subcontractor shall ab...
  • 4/21/2024 12:00:00 AM

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Security Auditor
  • Insight Global
  • Huntsville, AL
  • Must be open to hybrid (onsite 2-3 days) in Huntsville, AL Must be **eligible** to obtain security clearance (no visa sp...
  • 4/20/2024 12:00:00 AM

Huntsville is a city located primarily in Madison County in the Appalachian region of northern Alabama. Huntsville is the county seat of Madison County. The city extends west into neighboring Limestone County and south into Morgan County. Huntsville's population was 180,105 as of the 2010 census. Huntsville is the third-largest city in Alabama and the largest city in the five-county Huntsville-Decatur-Albertville, AL Combined Statistical Area, which at the 2013 census estimate had a total population of 683,871. The Huntsville Metropolitan Area's population was 417,593 in 2010 to become the 2n...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$64,181 to $85,764
Huntsville, Alabama area prices
were up 1.3% from a year ago

Compliance Analyst (Banking), Sr. in Syracuse, NY
The role will report into the Director of Compliance.
December 20, 2019
Compliance Analyst (Banking), Sr. in Utica, NY
IBD covers a wide variety of clients and industry sectors and advises these clients on an array of investment banking activities, including equity, debt and convertible financings, bank loan financings and M&A and other strategic transactions.
December 19, 2019
Compliance Analyst (Banking), Sr. in Abilene, TX
The candidate will be an integral part of the IBD Compliance team, which is responsible for addressing a diverse array of regulatory, legal and business issues encountered by Goldman Sachs bankers.
February 10, 2020