Compliance Analyst (Banking), Sr. jobs in Long Beach, CA
Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)
Recently Added Compliance Analyst (Banking), Sr. jobs
- Sumitomo Mitsui Banking Corporation (SMBC)
-
Torrance, CA
FULL_TIME
-
ABOUT THE ORGANIZATION
SMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, wholesalers, distributors, importers, exporters, and service companies, including small businesses and professionals.The anticipated salary range for this role is between $126,000.00and $155,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.
Our mission is to be "the bank of choice" for middle market and professional service companies by establishing long term customer relationships and loyalty, providing superior products and services through a core of highly skilled and seasoned bankers.
To achieve our mission to be the 'bank of choice' for middle market and professional services companies, we are focused on our vision to be the premier California regional business bank that can provide the sophistication and expertise of a larger institution with the personal 'high touch' services of a smaller bank.
Specialties:Commercial Loans and Lines of Credit, Asset-Based Financing, SBA Loans, and Specialized Financing, Real Estate Loans, Cash Management Services, International Services
General Summary:The Senior Relationship Manager (RM) position is an integral component of the South Bay region, with a key focus on deposit growth products with new and existing client relationships and lower middle market prospects for deposit generation, business and consumer loans, treasury management and international bank services.
Principal Duties and Responsibilities:- Assists the Area Manager in implementing the sales culture and functions as account manager for selected deposit relationships to ensure relationship profitability and customer service levels are maintained.
- Strives to achieve targeted goals for the retention of existing accounts and growth of deposit balances as established.
- Ensures resolution of customer inquiries, complaints and issues.
- Assists Area Manager in providing proper training to non-officer staff so that a high level or morale is maintained and a proactive sales process is implemented.
- Responsible for partial Area goals with respect to all facets of operation including deposits, fee income and loan goals.
- Performs other related duties/projects as assigned.
- Bachelor's degree in business related field or equivalent related banking experience.
- 5 to 7 years' inthe sales capacity is strongly preferred.
- A record of success in sales generation (deposits, loans fee income) is required.
- Knowledge of credit underwriting in the lower middle market is preferred, though not necessarily acquired through direct lending experience.
- Strong verbal andwritten communication.
- Excellent interpersonal skills and ability to interface in an effective andprofessional manner with customers and all levels of Bank personnel.
- Must be high energy,self-motivated and have a desire to succeed based on own efforts.
- Basic knowledge of Banksystems.
- PC skills such as Word and Excel.
Position Specifications:Education:
College degree or equivalent experience.Experience:
* Minimum of 7 years of banking sales experience
* Minimum of 5 years' experience in a Business Banking Relationship Management role
* Minimum of 2 years' experience in deposit acquisition. Fiduciary, Trust & Estate experience is preferred but not required.
* Proven ability to develop and manage large and complex new business relationships.
* Proficient computer skills using Microsoft Word, Excel, and Outlook.
* Proven track record of prospecting new business and enhancing existing relationships.
* Excellent organizational skills and the ability to manage, prioritize, work under pressure, and meet tight deadlines.EOE STATEMENT
We are an equal employment opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other characteristic protected by law.CCPA DISCLOSURE
Personal Information Collection Notice: This notice contains information under the California Consumer Privacy Act (CCPA) about the categories of personal information (PI) of California residents that SMBC MANUBANK collects and the business or commercial purpose(s) for which the PI may be used. We do not sell PI. More information about our collection and use of PI may be found in our CCPA Privacy Policy at https://www.manufacturersbank.com/CCPA-Privacy. Persons with disabilities may contact our Customer Contact Center toll-free at (877) 560-9812 to request the information in this Notice in an alternative format. - 15 Days Ago
- Sumitomo Mitsui Banking Corporation (SMBC)
-
Torrance, CA
FULL_TIME
- ABOUT THE ORGANIZATIONSMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, whol...
- 15 Days Ago
- First Bank
-
Torrance, CA
FULL_TIME
- Position Details SUMMARY With limited supervision, assists commercial lenders in processing loans and servicing customers by performing the following duties. ESSENTIAL DUTIES AND RESPONSIBILITIES incl...
- 6 Days Ago
- Integrated Resources INC
-
Long Beach, CA
FULL_TIME
- Company DescriptionIntegrated Resources, Inc is a premier staffing firm recognized as one of the tri-states most well-respected professional specialty firms. IRI has built its reputation on excellent ...
- 21 Days Ago
- Torrance Health Associates
-
Torrance, CA
FULL_TIME
- Compliance Analyst – Torrance Health IPA The Torrance Memorial IPA is seeking candidates for the role of Compliance Analyst. The Compliance team supports compliance operations for Torrance Memorial IP...
- 6 Days Ago
- King's Hawaiian
-
Torrance, CA
FULL_TIME
- Joining King's Hawaiian makes you part of our `ohana (family). We are a family-owned business for over seventy years, respecting our roots while thinking about our future as we continue to grow and ca...
- 19 Days Ago
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0 Compliance Analyst (Banking), Sr. jobs found in Long Beach, CA area
- Assa Abloy Group
-
Lake Forest, CA
- We are seeking a highly motivated and detail-oriented IT Compliance Analyst to join our dynamic team at ASSA ABLOY Ameri...
- 4/26/2024 12:00:00 AM
- Yamaha Motor Corporation, USA
-
Cypress, CA
- Yamaha has an excellent opportunity for a Senior Compliance Analyst to join our team in Cypress, CA. The Sr. Compliance ...
- 4/25/2024 12:00:00 AM
- Diamondpick
-
Anaheim, CA
- The Security Specialist is primarily responsible for developing solutions and coordinating and monitoring the remediatio...
- 4/25/2024 12:00:00 AM
- AmICompliant
-
Los Angeles, CA
- Intern Job Description: Healthcare Industry Outreach and Compliance Research Position Overview: We are a start-up seekin...
- 4/25/2024 12:00:00 AM
- ConsumerDirect, Inc.
-
Irvine, CA
- ***Local candidates ONLY – this position is on-site Monday – Friday.*** About ConsumerDirect: ConsumerDirect is the peop...
- 4/24/2024 12:00:00 AM
- City National Bank
-
Los Angeles, CA
- **COMPLIANCE ANALYST** **WHAT IS THE OPPORTUNITY?** The Compliance Analyst will be responsible for monitoring, oversight...
- 4/23/2024 12:00:00 AM
- ASSA ABLOY Group
-
Lake Forest, CA
- We are seeking a highly motivated and detail-oriented IT Compliance Analyst to join our dynamic team at ASSA ABLOY Ameri...
- 4/22/2024 12:00:00 AM
- LIBERTY Dental Plan
-
Tustin, CA
- Job Details Job Location LIBERTY Dental Plan Corp. - Tustin, CA Remote Type Fully Remote Position Type Full Time Job Shi...
- 4/22/2024 12:00:00 AM
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