Compliance Analyst (Banking), Sr. jobs in Mesa, AZ
Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)
Recently Added Compliance Analyst (Banking), Sr. jobs
- Sumitomo Mitsui Banking Corporation (SMBC)
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Scottsdale, AZ
FULL_TIME
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Join us on our mission to create a completely new, 100% digital bank that truly serves customers' best interests. We are a close-knit and fun-loving team of seasoned financial services professionals who came together for the challenge of building a bank from scratch - and we are committed to doing it all the right way (from technology infrastructure to modern marketing to customer experience).
The anticipated salary range for this role is between $95,000.00and $155,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.
We work with the flexibility and speed of a start-up. But we also have significant stability and capital from being part of the SMBC Group (Sumitomo Mitsui Banking Corporation). SMBC is the second largest bank in Japan and the 12th largest bank in the world with operations in over forty countries. And SMBC is committed to disrupting the US marketplace with ground-breaking products.
It is the best of both worlds, and we are seeking proven marketing leaders to propel us towards a national launch. We have both the ambitious growth plans and the 'patient capital' necessary to execute a multi-year plan. Join us on the journey to deliver an exciting concept of evolved banking.
SUMMARY:We are looking for an experienced and versatile technical Senior Business Analyst to improve our information technology systems. In this role, your duties will include analyzing core banking applications and Compliance technology applications to improve our business operations.
To ensure success as a technical Senior Business Analyst, you should demonstrate experience and creativity in system development and application design.
PRINCIPAL DUTIES AND RESPONSIBILITIES:- Performing system analyses, data mapping, data analysis on software programs, applications, and web services.
- Determining system efficiency and functionality by liaising with internal departments and end-users.
- Efficiently integrating new systems, programs, and applications with business operations and services.
- Analyzing and improving the performance of web-based customer portals and support services.
- Ensuring end-user proficiency with new systems, programs, and applications across departments.
- Monitoring product licenses and ensuring compliance with IT industry regulations.
- Ensuring that computer hardware remains compatible with system enhancements and updates.
- Promoting system efficiency and security by integrating performance metrics and encryption.
- Implementing new advancements in the field of system and enterprise architecture.
POSITION SPECIFICATIONS:- Bachelor's degree in Business, Finance, Computer Science, or a related field.
- Proven experience (5 years) as a Business Analyst, or similar role within the financial industry, with a strong focus on BSA/AML compliance and regulatory matters.
- Proficiency in writing complex SQL queries to extract, transform, and load data, as well as perform detailed analysis for trends, discrepancies, and potential compliance issues.
- Hands-on experience with data visualization tools (e.g. Power BI) to create meaningful reports and dashboards as needed.
- Familiarity with compliance software (Verafin, Actimize) is desirable.
- Knowledge of cloud platforms (Azure, GCP) for data analysis and management is a plus.
- Familiarity with regulatory frameworks and requirements in the financial sector (e.g. BSA/AML) is highly desirable.
- Strong problem-solving skills and an analytical mindset, coupled with the ability to translate complex data into actionable insights.
- Excellent communication skills, both written and verbal, to effectively interact with technical and non-technical stakeholders.
- Ease in leading presentations to stakeholders in a remote environment through Teams or Zoom
- Advanced knowledge of programming languages like SQL and system integration solutions.
- Exceptional communication skills toward facilitating the use of new software systems.
- Knowledge of relevant licensing and industry BSA/AML compliance regulations.
EOE STATEMENT
We are an equal employment opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other characteristic protected by law.CCPA DISCLOSURE
Personal Information Collection Notice: This notice contains information under the California Consumer Privacy Act (CCPA) about the categories of personal information (PI) of California residents that Manufacturers Bank collects and the business or commercial purpose(s) for which the PI may be used. We do not sell PI. More information about our collection and use of PI may be found in our CCPA Privacy Policy at https://www.manufacturersbank.com/CCPA-Privacy. Persons with disabilities may contact our Customer Contact Center toll-free at (877) 560-9812 to request the information in this Notice in an alternative format. - 5 Days Ago
- Sumitomo Mitsui Banking Corporation (SMBC)
-
Scottsdale, AZ
FULL_TIME
- Join us on our mission to create a completely new, 100% digital bank that truly serves customers' best interests. We are a close-knit and fun-loving team of seasoned financial services professionals w...
- 5 Days Ago
- Lucid Motors
-
Casa Grande, AZ
FULL_TIME
- This position requires an experienced professional with good working knowledge and experience in Free Trade Agreements (FTA) and Import/Export Compliance. Our ideal candidate exhibits a can-do attitud...
- 19 Days Ago
- Motion Recruitment Partners, LLC
-
Chandler, AZ
FULL_TIME
- Job DetailsOutstanding long-term contract opportunity! A well-known Financial Services Company is looking for a Lead Information Security Analyst. Work with the brightest minds at one of the largest f...
- Just Posted
- Panoramic Health
-
Tempe, AZ
FULL_TIME
- Panoramic Health Come Join our team!! The Compliance & Privacy Analyst will perform day-to-day activities and long-term projects related to department goals and objectives for operations of the Compli...
- 11 Days Ago
- panoramic
-
Tempe, AZ
FULL_TIME
- The Compliance & Privacy Analyst will perform day-to-day activities and long-term projects related to department goals and objectives for operations of the Compliance and Privacy programs. This indivi...
- 13 Days Ago
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0 Compliance Analyst (Banking), Sr. jobs found in Mesa, AZ area
- Shellpoint Mortgage Servicing
-
Tempe, AZ
- Who we are Shellpoint Mortgage Servicing (SMS) is one of America's top-five non-bank mortgage-servicing companies. What ...
- 4/24/2024 12:00:00 AM
- Adelante Healthcare
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Phoenix, AZ
- Compliance Analyst 3033 N. Central Ave Suite 145, Phoenix 85012 adelantehealthcare.com Who Are We? At Adelante Healthcar...
- 4/23/2024 12:00:00 AM
- City National Bank
-
Phoenix, AZ
- **COMPLIANCE ANALYST** **WHAT IS THE OPPORTUNITY?** The Compliance Analyst will be responsible for monitoring, oversight...
- 4/23/2024 12:00:00 AM
- Adelante Healthcare
-
Phoenix, AZ
- Compliance Analyst 3033 N. Central Ave Suite 145, Phoenix 85012 adelantehealthcare.com Who Are We? At Adelante Healthcar...
- 4/22/2024 12:00:00 AM
- Amicompliant
-
Phoenix, AZ
- Intern Job Description: Healthcare Industry Outreach and Compliance Research Position Overview: We are a start-up seekin...
- 4/22/2024 12:00:00 AM
- Becton, Dickinson & Co.
-
Tempe, AZ
- seeks a Field Inventory Strategy & Compliance Analyst (Hybrid) in Tempe, AZ to identify opportunities for process improv...
- 4/22/2024 12:00:00 AM
- U-Haul
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Phoenix, AZ
- Under the direction of the Director of Corporate Compliance, establish and monitor a series of internal controls that ar...
- 4/21/2024 12:00:00 AM
- AmICompliant
-
Phoenix, AZ
- Intern Job Description: Healthcare Industry Outreach and Compliance Research Position Overview: We are a start-up seekin...
- 4/20/2024 12:00:00 AM
About Mesa, Arizona
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