Compliance Analyst (Banking), Sr. jobs in New Orleans, LA
Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)
Recently Added Compliance Analyst (Banking), Sr. jobs
Research Compliance Analyst
- Tulane University
-
Orleans, LA
FULL_TIME
-
The Tulane Research Compliance & Research Integrity Office is responsible for ensuring compliance with the university’s research misconduct policy and laws and regulations pertaining to research misconduct and research integrity. The Research Compliance Analyst (RCA) assists the Assistant Director, University Research Compliance in managing complex, time-consuming sequestrations, assessments, inquiries, and investigations related to allegations of research misconduct and sequestration of materials as requested by the Office of General Counsel as part of ongoing litigation, anticipated litigation, or government investigation.
The RCA is responsible for providing high-level administrative, research, and legal/regulatory compliance support to the compliance officers in the Tulane University Research Compliance & Research Integrity Office. This position involves a variety of complex, confidential, and deadline-driven matters governed by laws, regulations, funding agencies requirements, policies, procedures, best practices, and accrediting agencies. Duties include proactively drafting reports, preparing voluminous report attachments, organizing files, working with online document storage systems, conducting research, and providing stakeholder support.Required Knowledge, Skills, and Abilities- Use strong writing skills to convey a professional tone with exceptional attention to grammar, syntax, and spelling.
- Use superior proofreading skills.
- Ability to maintain and update deadlines, legal procedures, and regulations including but not limited to laws and regulations that apply to the conduct of research.
- Highly organized and detail-oriented.
- Use excellent time management skills and work on multiple projects on deadline.
- Proficient knowledge of Microsoft Office Suite (Word, Excel, PowerPoint, Outlook, Teams), Box cloud storage, Zoom videoconferencing, and Adobe Acrobat.
- Ability to learn new software applications.
- Ability to work independently with minimal direction and as part of a team.
- Use of excellent communication and interpersonal skills.
- Commitment to maintaining the highest level of confidentiality.
SPECIAL REQUIRED ABILITY FOR INCUMBENTS WHO HAVE CONTACT OR EXPOSURE TO ANIMALS OR ANIMAL TISSUES:Ability to complete and pass successfully the required occupational health screening referenced in the University’s Animal Handler Health Surveillance Program on an annual basis.
REQUIRED BACKGROUND CHECK, PHYSICAL, AND DRUG SCREENING FOR INCUMBENTS WHO HAVE CONTACT OR EXPOSURE TO ANIMALS OR ANIMAL TISSUES:Selected candidates must complete and pass a background check and an occupational health screening as a condition of employment. For identified jobs, a drug screening will also be required. The background investigation required occupational health screening, and any required drug screening will be conducted after a conditional employment offer has been extended.Required Education and/or Experience- Bachelor's Degree.
- Two or more years of experience as a paralegal, regulatory, compliance, research, or related field.
Preferred Qualifications • Prior Experience drafting reports to regulatory agencies.- Strong research skills.
- Proficiency with Photoshop software.
- 19 Days Ago
Sr. Financial Analyst
- Laborde Products, Inc.
-
Covington, LA
FULL_TIME
- Laborde Products is currently seeking a Sr. Financial Analyst to join our growing team in Covington, LA. In this role you will perform advanced financial analysis work and provide leadership and guida...
- 13 Days Ago
Business Systems Analyst 3 - IT Governance Risk Compliance (Remote)
- Hancock Whitney
-
Orleans, LA
FULL_TIME
- Thank you for your interest in our company! To apply, click on the button above. You will be required to create an account (or sign in with an existing account). Your account will provide you access t...
- 1 Month Ago
Banking Cashier
- Boomtown New Orleans
-
Harvey, LA
FULL_TIME
- WE’RE CHANGING ENTERTAINMENT. COME JOIN US. We’re always looking for talent that believes in having fun. At PENN Entertainment, you’ll get to be a part of an exciting industry, where the days and nigh...
- 1 Day Ago
Banking Center Manager
- Red River Bank
-
Metairie, LA
FULL_TIME
- SummaryEfficiently and effectively manage all aspects of branch operations by performing the following duties personally or through subordinates.Essential Duties and Responsibilities include the follo...
- 18 Days Ago
Intern - Management, Consumer Banking
- Gulf Coast Bank & Trust
-
Covington, LA
INTERN
- DescriptionSummaryThe Consumer Banking Management internship is part of the retail banking division that supports the company’s client relationships and is a key function of the company’s primary busi...
- 22 Days Ago
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0 Compliance Analyst (Banking), Sr. jobs found in New Orleans, LA area
Internal Revenue Agent (Reviewer - Examiner) 12 MONTH ROSTER AMENDED
- Department Of The Treasury
-
New Orleans, LA
- Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: ht...
- 4/26/2024 12:00:00 AM
Internal Revenue Agent (Reviewer - Examiner) Temp NTE 1 Yr., MBE, MBMP 12 MONTH ROSTER (Amended)
- Department Of The Treasury
-
New Orleans, LA
- Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: ht...
- 4/26/2024 12:00:00 AM
Supervisory Internal Revenue Agent (12 month roster) AMENDED
- Department Of The Treasury
-
New Orleans, LA
- Duties WHAT IS THE LBI - LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at:...
- 4/26/2024 12:00:00 AM
Human Resources Specialist
- State of Louisiana
-
New Orleans, LA
- Supplemental Information Job Number: MHSD-193522-JS Metropolitan Human Services District 3100 General DeGaulle Dr. New O...
- 4/26/2024 12:00:00 AM
Supervisory Legal Admin Specialist (Estate & Gift Tax) 12 month register Direct Hire Amended
- Department Of The Treasury
-
New Orleans, LA
- Duties WHAT IS THE SMALL BUSINESS SELF EMPLOYED (SBSE)DIVISION? A description of the business units can be found at: htt...
- 4/26/2024 12:00:00 AM
Senior Internal Revenue Agent-Senior Program Analyst (12 month roster) AMENDED
- Department Of The Treasury
-
New Orleans, LA
- Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONALDIVISION? A description of the business units can be found at: https:...
- 4/22/2024 12:00:00 AM
Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
- Department Of The Treasury
-
New Orleans, LA
- Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
- 4/22/2024 12:00:00 AM
Internal Auditor, Senior (class Code 0483)
- City of New Orleans, LA
-
New Orleans, LA
- Kind of Work Professional lead level internal auditing work in the examination and evaluation of municipal departments, ...
- 4/22/2024 12:00:00 AM
About New Orleans, Louisiana
New Orleans (/ɔːrˈliːnz, ˈɔːrl(i)ənz/, locally /ˈɔːrlənz/; French: La Nouvelle-Orléans [la nuvɛlɔʁleɑ̃] (listen)) is a consolidated city-parish located along the Mississippi River in the southeastern region of the U.S. state of Louisiana. With an estimated population of 393,292 in 2017, it is the most populous city in Louisiana. A major port, New Orleans is considered an economic and commercial hub for the broader Gulf Coast region of the United States.
New Orleans is world-renowned for its distinct music, Creole cuisine, unique dialect, and its annual celebrations and festivals, most notably ...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$64,583 to $86,300
New Orleans, Louisiana area prices
were up 1.2% from a year ago
were up 1.2% from a year ago
What does a Compliance Analyst (Banking), Sr. do?
Compliance Analyst (Banking), Sr. in Syracuse, NY
The role will report into the Director of Compliance.
December 20, 2019
Compliance Analyst (Banking), Sr. in Utica, NY
IBD covers a wide variety of clients and industry sectors and advises these clients on an array of investment banking activities, including equity, debt and convertible financings, bank loan financings and M&A and other strategic transactions.
December 19, 2019
Compliance Analyst (Banking), Sr. in Abilene, TX
The candidate will be an integral part of the IBD Compliance team, which is responsible for addressing a diverse array of regulatory, legal and business issues encountered by Goldman Sachs bankers.
February 10, 2020