Compliance Analyst (Banking), Sr. jobs in Newark, NJ

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

S
Compliance Training Vice President
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Jersey, NJ FULL_TIME
  • SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges.

    In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.

    The anticipated salary range for this role is between $137,000.00and $178,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.

    Role Description

    SMBC is looking to hire a Compliance Training Vice President who will report to the Director of Financial Crimes Compliance Training. The Training VP assists with the execution of the Financial Crimes Compliance (FCC) training program for SMBC America's Division (AD). The role is responsible for creating and delivering FCC training to all relevant employees of the Americas Division.

    The role also provides subject matter advice for all BSA/AML/OFAC laws, rules and regulations affecting the Bank.

    Role Objectives
    • Assist with conducting an annual training needs assessments to ensure coverage of all FCC related topics
    • Develop, maintain, and manage the training schedule to ensure timely rollouts of trainings
    • Track and report on training metrics using LMS reports and PowerBI training dashboard for accurate reporting to Head of FCC Compliance, BSA/AML Officer, Senior Management and Head Office
    • Assist in the management, development, and delivery of general and targeted training materials for relevant employees of SMBC NY branch and other AD entities, as appropriate
    • Utilize adult learning methodologies and techniques in the creation and delivery of trainings
    • Foster strong relationships with first and third lines of defense partners to identify additional FCC training needs for employees
    • Assist with responding to requests from internal audit and external federal and state regulators
    Qualifications and Skills
    • 8-10 years of relevant experience managing training programs, administering LMS and/or creating training content, preferably in a financial institution
    • Critical thinker with demonstrated problem solving skills and the ability to make independent decisions
    • Self-motivated, accountable and team oriented, with the ability to operate independently when needed
    • Ability to handle multiple projects simultaneously, clearly communicate progress and address issues while still meeting required deadlines
    • Demonstrated understanding of key instructional design concepts
    • Experience in creation of engaging content for instructor led and eLearning training preferred
    • Ability to foster and maintain strong working relationships with departments across the organization
    • Ability to manage multiple projects autonomously
    • Experience drafting training policies, procedures and process documentation
    • Excellent organizational skills and meticulous attention to detail
    • Excellent oral, written and interpersonal communication skills
    • Experience with an LMS administration required
    • Experience with BAI Learning Manager a plus
    • Experience with SharePoint, required
    • Proficiency with Microsoft Office, required
    • Experience with a content authoring tool such as Articulate/Captivate preferred
    Additional Requirements

    D&I Commitment

    Responsible for fostering a culture of diversity and inclusion, holding leaders accountable for creating an inclusive environment through awareness and practice of equity in recruiting, developing, and promoting diverse talent.

    SMBC's employees participate in a hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process.


    We are an equal employment opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other characteristic protected by law. SMBC provides reasonable accommodations for employees and applicants with disabilities consistent with applicable law. If you need a reasonable accommodation during the application process, please let us know at accommodations@smbcgroup.com.

     

  • Just Posted

S
Compliance Program Management Vice President- External Fraud Risk Assessment Lead
  • Sumitomo Mitsui Banking Corporation
  • Jersey, NJ FULL_TIME
  • SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, cr...
  • 1 Month Ago

S
Compliance Data Analytics Vice President
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Jersey, NJ FULL_TIME
  • SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, cr...
  • 6 Days Ago

S
Data Analytics Associate, Financial Crimes Compliance
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Jersey, NJ FULL_TIME
  • SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, cr...
  • 21 Days Ago

S
Compliance Program Management Vice President- External Fraud Risk Assessment Lea
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Jersey, NJ FULL_TIME
  • SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, cr...
  • 3 Days Ago

S
Securities Operations Analyst
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Jersey, NJ FULL_TIME
  • SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, cr...
  • 7 Days Ago

Filters

Clear All

  • Filter Jobs by companies
  • More

0 Compliance Analyst (Banking), Sr. jobs found in Newark, NJ area

L
Compliance Analyst
  • LevelUP HCS
  • New York, NY
  • In this role, you will support both the Sanctions and Monitoring & Investigations teams. You will be responsible for pol...
  • 3/28/2024 12:00:00 AM

E
Compliance Analyst
  • Experis
  • New York, NY
  • Our client is seeking a Compliance Analyst to join their team. The analyst will work closely with other team members and...
  • 3/28/2024 12:00:00 AM

L
FERC Compliance Analyst
  • LS Power Development, LLC
  • New York, NY
  • Overview: About us: Founded in 1990, LS Power is a premier development, investment, and operating company focused on the...
  • 3/28/2024 12:00:00 AM

S
COMPLIANCE ANALYST
  • Stuart Stacy Associates, Inc.
  • Bridgewater, NJ
  • Job Description Job Description The Compliance Analyst will participate in and/or support a variety of the department's ...
  • 3/27/2024 12:00:00 AM

C
Compliance Analyst/Associate
  • Clarion Partners
  • New York, NY
  • Clarion Partners has been a leading real estate investment manager for 40+ years. Headquartered in New York, the firm ma...
  • 3/27/2024 12:00:00 AM

F
BSA and Compliance Analyst
  • First Central Savings Bank
  • Whitestone, NY
  • Job Description Job Description THIS IS NOT A REMOTE POSITION. Purpose: The BSA and Compliance Analyst role will assist ...
  • 3/26/2024 12:00:00 AM

C
COMPLIANCE ANALYST
  • City of New York
  • New York, NY
  • Job Description The Division of Shelter Operations oversees the day-to-day operations of the agencys Single Adult, Adult...
  • 3/25/2024 12:00:00 AM

M
Healthcare Compliance Analyst
  • Momentum Resource Solutions
  • New York, NY
  • Job Description Job Description We are seeking a Healthcare Complaince Analyst to become a part of our organization! You...
  • 3/25/2024 12:00:00 AM

Newark (/ˈnjuːərk/,[24] locally /njʊərk/)[25] is the most populous city in the U.S. state of New Jersey and the seat of Essex County.[26] As one of the nation's major air, shipping, and rail hubs, the city had a population of 285,154 in 2017, making it the nation's 70th-most populous municipality, after being ranked 63rd in the nation in 2000. Settled in 1666 by Puritans from New Haven Colony, Newark is one of the oldest cities in the United States. Its location at the mouth of the Passaic River (where it flows into Newark Bay) has made the city's waterfront an integral part of the Port of New...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$75,545 to $100,951
Newark, New Jersey area prices
were up 1.6% from a year ago

Compliance Analyst (Banking), Sr. in Syracuse, NY
The role will report into the Director of Compliance.
December 20, 2019
Compliance Analyst (Banking), Sr. in Utica, NY
IBD covers a wide variety of clients and industry sectors and advises these clients on an array of investment banking activities, including equity, debt and convertible financings, bank loan financings and M&A and other strategic transactions.
December 19, 2019
Compliance Analyst (Banking), Sr. in Abilene, TX
The candidate will be an integral part of the IBD Compliance team, which is responsible for addressing a diverse array of regulatory, legal and business issues encountered by Goldman Sachs bankers.
February 10, 2020