Compliance Analyst (Banking), Sr. jobs in Norfolk, VA

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Compliance Analyst
  • Rivers Casino Portsmouth
  • Portsmouth, VA FULL_TIME
  • Job Summary:

    The Compliance Analyst position serves as an audit specialist performing a wide range of functions related to compliance with the Bank Secrecy Act. The position is responsible for analyzing patron transactions and data obtained from various software applications to ensure that Currency Transaction Reports and Suspicious Activity Reports are appropriately identified and e-filed with FinCEN within the specified timeframes.

    Duties/Responsibilities:

    • Performs the Title 31 audit to ensure that correct policy and procedures were followed and comply with Federal and State requirements. Ensures Currency Transaction Reports are correctly completed in accordance with casino policies, procedures, and regulatory requirements.
    • Reviews, reconciles, and verifies documents and data for proper completion and accuracy.
    • Ensures potentially unusual or suspicious transactions are appropriately identified, documented, and reported to the Senior Compliance Analyst in accordance with casino policies, procedures, and regulatory requirements.
    • Ensures compliance with Bank Secrecy Act/Anti-Money Laundering related laws and regulations and identifies matters of non-compliance and escalates them to the Senior Compliance Analyst as necessary for resolution.
    • Maintains a current thorough understanding of money laundering and terrorist financing issues, including policies, procedures, regulations, industry best practices, criminal activities, and developing trends.
    • Maintains confidential information.
    • Compiles evidence and documentation in compliance with the Bank Secrecy Act/Anti Money Laundering regulatory requirements.
    • Develops and maintains partnerships with user departments to facilitate investigations.
    • Performs all other duties as assigned.

    Minimum Education and Experience Requirements:

    • Must be 21 years or older.
    • Casino experience preferred but not required.
    • Working knowledge of Microsoft Office/Google Suite.

    Certifications, Licenses, and/or Registrations:

    • Gaming license as required by VLB

    Knowledge, Skills, and Abilities:

    • Possess above average verbal and written communication skills.
    • Must be highly organized.
    • Ability to work under pressure and possesses strong time management skills.
    • Ability to communicate with team members and guests.
    • Ability to be a TEAM player.
    • Available to work flexible shifts, weekends and holidays.
    • Ability to obtain and maintain all necessary licensing.

    Physical Requirements:

    • Frequently required to see, talk, and hear; use hands to finger, handle, or feel.
    • Must occasionally lift and/or move up to 10 pounds.
    • Able to interact with others while maintaining a positive and courteous demeanor.
    • Fine Motor Skills; Keyboarding, Use of Hand Controls.

    Behaviors

    Preferred
    • Detail Oriented: Capable of carrying out a given task with all details necessary to get the task done well
  • 1 Day Ago

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Cybersecurity Compliance Support Analyst
  • Engineering Services Network, Inc.
  • Chesapeake, VA FULL_TIME
  • Cyber Security Compliance Support Analyst Education Requirement: The Cybersecurity Compliance (CC) Analyst shall have an undergraduate degree in a computer or related technical field. Certification Re...
  • 8 Days Ago

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Customs Compliance Analyst
  • Dollar Tree
  • Chesapeake, VA FULL_TIME
  • General Summary: Serve as the front line compliance expert for all import purchases to ensure Dollar Tree and Family Dollar remains compliant with all regulations required by Customs and Border Protec...
  • 13 Days Ago

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Sr Tactical Systems Analyst
  • BlueWater Federal Solutions Inc.
  • Norfolk, VA FULL_TIME
  • Job Description Overview BlueWater Federal is looking for a Sr Tactical Systems Analyst to support U.S. Fleet Forces Command (USFF) Headquarters (HQ). ResponsibilitiesProvide systems operations and ma...
  • 2 Days Ago

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Sr. Cybersecurity Analyst
  • Oceaneering International, Inc.
  • Chesapeake, VA FULL_TIME
  • Company Profile Oceaneering Marine Services Division (MSD) has over 30 years of experience providing full-service submarine and surface ship repairs supporting maintenance and alterations aboard comme...
  • 15 Days Ago

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Sr. Tactical Systems Analyst
  • Centuria
  • Norfolk, VA OTHER
  • Job Title:Tactical Systems Analyst SeniorLocation: USFF Norfolk, Virginia at a Government facility/siteClearance: TS/SCIProgram: HQ IT Support Contract Company/ Program Description: Centuria, a Servic...
  • 1 Month Ago

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0 Compliance Analyst (Banking), Sr. jobs found in Norfolk, VA area

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IT Compliance Analyst
  • The Judge Group
  • Smithfield, VA
  • A great job-and a great future-awaits you at Smithfield Foods. We're an $18 billion U.S. food company with nearly 60,000...
  • 3/28/2024 12:00:00 AM

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Program Analyst (Fiscal Oversight)
  • Commander, Navy Installations
  • Norfolk, VA
  • Summary This position is assigned to the Nonappropriated Fund (NAF) Internal Review section (N9G) of Commander Navy Inst...
  • 3/28/2024 12:00:00 AM

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Financial Analyst
  • Coda Search│Staffing
  • Suffolk, VA
  • Financial Analyst, Manufacturing *6 month contract; 40 hours/week* Location: Suffolk, VA; onsite Your key responsibiliti...
  • 3/27/2024 12:00:00 AM

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Supervisory Internal Revenue Agent (12 month roster) AMENDED
  • Department Of The Treasury
  • Norfolk, VA
  • Duties WHAT IS THE LBI - LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at:...
  • 3/27/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent - Examiner) - 12 MONTH ROSTER
  • Department Of The Treasury
  • Norfolk, VA
  • Duties WHAT IS THE SMALL BUSINESS SELF-EMPLOYED (SB/SE)DIVISION? A description of the business units can be found at: ht...
  • 3/27/2024 12:00:00 AM

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Financial Analyst
  • Coda Staffing
  • Suffolk, VA
  • Job Description Job Description Job Title: Finance Analyst, Factory Work location: Suffolk, VA; onsite *6-month contract...
  • 3/26/2024 12:00:00 AM

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Information Assurance Analyst
  • Delphinus Engineering, Inc.
  • Norfolk, VA
  • GENERAL SUMMARY: Seeking full-time Information Assurance Analyst to join the Cyber Readiness Team supporting the Atlanti...
  • 3/24/2024 12:00:00 AM

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Financial Analyst
  • Leidos
  • Hampton, VA
  • Description Through training, teamwork, and exposure to challenging technical work, let Leidos show you how to unleash y...
  • 3/18/2024 12:00:00 AM

According to the United States Census Bureau, the city has a total area of 96 square miles (250 km2), of which 54 square miles (140 km2) is land and 42 square miles (110 km2) (43.9%) is water. Norfolk is located at 36°55′N 76°12′W / 36.917°N 76.200°W / 36.917; -76.200 (36.8857° N, 76.2599° W) The city is located at the southeastern corner of Virginia at the junction of the Elizabeth River and the Chesapeake Bay. The Hampton Roads Metropolitan Statistical Area (officially known as the Virginia Beach-Norfolk-Newport News, VA-NC MSA) is the 37th largest in the United States, with an estimated...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$62,838 to $83,972
Norfolk, Virginia area prices
were up 1.2% from a year ago

Compliance Analyst (Banking), Sr. in Syracuse, NY
The role will report into the Director of Compliance.
December 20, 2019
Compliance Analyst (Banking), Sr. in Utica, NY
IBD covers a wide variety of clients and industry sectors and advises these clients on an array of investment banking activities, including equity, debt and convertible financings, bank loan financings and M&A and other strategic transactions.
December 19, 2019
Compliance Analyst (Banking), Sr. in Abilene, TX
The candidate will be an integral part of the IBD Compliance team, which is responsible for addressing a diverse array of regulatory, legal and business issues encountered by Goldman Sachs bankers.
February 10, 2020