Compliance Analyst (Banking), Sr. jobs in Salt Lake City, UT

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

C
Intern- Compliance Analyst, Compliance Risk Management
  • Compliance Analyst, Compliance Risk Management - Zions Bank Careers
  • Salt Lake, UT INTERN
  • Intern - Compliance Analyst, Compliance Risk Management

    2024 Paid Summer Internship

    May thru mid-August

    This internship is not eligible for relocation assistance. Local candidates preferred. 

    Zions Bancorporation is one of the nation’s premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets. Zions is regularly recognized by American Banker as one of the “Best Banks to Work For” and as having a top banking team in its list of “The Most Powerful Women in Banking.” Our customers consistently vote us as the best bank in our local markets., We value our employees, and we are committed to search out, recognize and create fulfilling opportunities for outstanding people within our organization, rewarding them for their contributions to our success. We recognize that banking is a “local” business, and that to be successful, we must have very strong ties to the communities we serve and strong relationships with our customers.

     

    At Zions, the possibilities are endless. You bring the talent; we bring the opportunity. 

    Zions Bancorporation is currently seeking a Compliance Analyst Intern to support the Operations Compliance Team and report to the Operations Compliance Sr. Manager. The intern will be responsible for assisting in control validation and testing, as well as be a part of the customer restitution and core banking transformation processes.

     

    Responsibilities:

    • Assist in the design and execution of control validation and testing submitted by the First Line of Defense.
    • Provide support for other key areas of the Operations Compliance program and conduct validations for customer restitution events.
    • Assist in the development of a risk identification and measurement program including metrics and reporting for a core platform migration.
    • Assist in the optimization of regulatory oversight tools.
    • Assist to maintain data quality controls and ensure that appropriate data structures are in place.

    Qualifications: 

    • Candidate must be currently enrolled and pursuing one of the following degrees: Business Management (Bachelors or Masters), Political Science (Bachelors or Masters), and Law (Masters), or other related fields.
    • Strong knowledge of Microsoft applications, primarily Excel, Access, SharePoint, Word, and other database analysis and reporting tools.
    • Advanced interpersonal, problem solving, analytical and modeling skills.
    • Candidate must have good organizational skills and pay close attention to detail.
    • Ability to think critically and logically when using a risk-based approach.

    Preferred:

    • Basic knowledge of financial services principles, theories and concepts, as well as understand the processes related to internal controls including audit and monitoring reviews. 
    • Basic understanding of banking regulations and governing bodies helpful.
    • Knowledge of risk methodology and risk control assessment techniques and concepts.

     

    Zions Bancorporation’s Internship and Banker Development Program positions are not eligible for employment visa sponsorship (e.g., H-1B visa). This includes, for example, situations where a candidate may have temporary work authorization while enrolled in school or upon graduation (e.g., CPT, OPT) but would need H-1B visa sponsorship within a few years of employment in order to maintain employment eligibility.

  • 1 Day Ago

T
Sr. Compliance Analyst, Insurance
  • Tesla Motors, Inc.
  • Draper, UT FULL_TIME
  • Sr. Compliance Analyst, InsuranceJob CategoryFinanceLocationDraper, UtahReq. ID218829Job TypeFull-timeTesla participates in the E-Verify ProgramWhat to ExpectThe Sr. Insurance Compliance Analyst will ...
  • 1 Month Ago

G
Corporate Fair & Responsible Banking Analyst
  • Glacier Bancorp
  • Salt Lake, UT OTHER
  • About The Role Summary: This position reports to the Corporate Fair and Responsible Banking (FARB) Manager. They will assist the FARB Manager and Enterprise Compliance Officer in conducting reviews of...
  • 5 Days Ago

E
Digital Banking Fraud Analytics Analyst
  • Enterprise Services
  • Midvale, UT FULL_TIME
  • Zions Bancorporation is one of the nation’s premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets. Zions ...
  • 1 Month Ago

A
Senior O&P Compliance Analyst
  • AES Corporation
  • Salt Lake, UT FULL_TIME
  • At AES, we raise the quality of life around the world by changing the way energy works. Everyone makes an impact every day in our small, global teams. Apply here to start an extraordinary career today...
  • 1 Month Ago

T
Compliance, Global Transaction Banking - Transaction Monitoring, Associate - Dal
  • The Goldman Sachs Group
  • Salt Lake, UT FULL_TIME
  • GLOBAL COMPLIANCEOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accompli...
  • 1 Month Ago

Filters

Clear All

  • Filter Jobs by companies
  • More

0 Compliance Analyst (Banking), Sr. jobs found in Salt Lake City, UT area

W
Compliance Analyst - Due Diligence
  • WebBank
  • Salt Lake City, UT
  • Location Salt Lake City, UT About WebBank WebBank (the "Bank") is a Utah chartered Industrial Bank headquartered in Salt...
  • 3/28/2024 12:00:00 AM

N
Remote Regulatory Compliance Analyst (Insurance Industry)
  • National General Insurance
  • Salt Lake City, UT
  • Job Description Position/Title: Remote Regulatory Compliance Analyst (Insurance Industry) ** NOTES: Ideal candidate will...
  • 3/28/2024 12:00:00 AM

D
Supervisory Internal Revenue Agent (12 month roster) AMENDED
  • Department Of The Treasury
  • Salt Lake City, UT
  • Duties WHAT IS THE LBI - LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at:...
  • 3/27/2024 12:00:00 AM

B
Customer Service Agent
  • Business Credentialing Services, Inc.
  • Provo, UT
  • **Customer Service Agent** at BCS Careers Provo, Utah, United States **Salary:** up to $26 an hour **Call Center positio...
  • 3/27/2024 12:00:00 AM

B
Customer Service Agent - Software
  • Business Credentialing Services, Inc.
  • Provo, UT
  • **Customer Service Agent - Software** at BCS Careers Provo, Utah, United States **Salary:** up to $26 an hour **Call Cen...
  • 3/27/2024 12:00:00 AM

U
Senior Finance Manager
  • Unified Business Alliance, LLC
  • Lehi, UT
  • Job Description Job Description Job Title: Senior Finance Manager Company: Unified Business Alliance Location: Lehi, UT ...
  • 3/25/2024 12:00:00 AM

R
Junior Financial Analyst (Recent college graduates)!
  • Russell Tobin
  • Salt Lake City, UT
  • Job Description Job Description Russell Tobin is seeking an Entry Level/Junior Financial Analyst to work with a Fortune ...
  • 3/24/2024 12:00:00 AM

A
Operation/KYC/AML/Compliance Analyst
  • Apexon
  • Salt Lake City, UT
  • What you’ll definitely need: A bachelor's degree in a relevant field A strong, core understanding of financial markets, ...
  • 3/24/2024 12:00:00 AM

Salt Lake City has an area of 110.4 square miles (286 km2) and an average elevation of 4,327 feet (1,319 m) above sea level. The lowest point within the boundaries of the city is 4,210 feet (1,280 m) near the Jordan River and the Great Salt Lake, and the highest is Grandview Peak, at 9,410 feet (2,868 m). The city is in the northeast corner of the Salt Lake Valley surrounded by the Great Salt Lake to the northwest, the steep Wasatch Range to the east, and Oquirrh Mountains to the west. Its encircling mountains contain several narrow canyons, including City Creek, Emigration, Millcreek, and Par...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$64,020 to $85,551
Salt Lake City, Utah area prices
were up 2.3% from a year ago

Compliance Analyst (Banking), Sr. in Syracuse, NY
The role will report into the Director of Compliance.
December 20, 2019
Compliance Analyst (Banking), Sr. in Utica, NY
IBD covers a wide variety of clients and industry sectors and advises these clients on an array of investment banking activities, including equity, debt and convertible financings, bank loan financings and M&A and other strategic transactions.
December 19, 2019
Compliance Analyst (Banking), Sr. in Abilene, TX
The candidate will be an integral part of the IBD Compliance team, which is responsible for addressing a diverse array of regulatory, legal and business issues encountered by Goldman Sachs bankers.
February 10, 2020