Compliance Analyst (Banking), Sr. jobs in Schenectady, NY

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

P
Standards Compliance Analyst 1 Developmental Disabilities
  • People With Developmental Disabilities, Office for
  • Schenectady, NY FULL_TIME
  • Candidates must be reachable for appointment from the current Civil Service eligible list for the title
    OR
    Candidates must have permanent competitive status in the posted title and be eligible for transfer; OR be eligible to transfer via Section (i.e. 70.1, 70.4) of Civil Service Law. The transfer cannot be a second consecutive transfer resulting in an advancement of more than two salary grades
    OR
    In the event that there is not a valid eligible list for this title in this location, candidates who meet the following open competitive qualifications may be qualified for a provisional appointment. To qualify, candidates must have a bachelor's degree or higher in a human services field* and two years of general experience** in an organization where your primary focus is providing services in a professional capacity to individuals with developmental disabilities.
    • For the purpose of this examination, a degree in a human services field includes the professional disciplines of audiology, community mental health, nursing, nutrition, occupational therapy, physical therapy, psychology, rehabilitation counseling, social work, speech/language pathology, and therapeutic recreation (including concentrations in art, dance, drama, music or physical education). Also included are related academic disciplines associated with the study of human behaviors (e.g. gerontology, human services, sociology, and speech communication) or human skills development (e.g. counseling, education, and human development). Examples of non-qualifying degrees include but are not limited to: criminal justice, political science, liberal arts, and business.
    **For this examination, general experience in a professional capacity is having responsibility for development, implementation, oversight, monitoring, and revision of individual program plans or having service provider experience. Examples of qualifying experience in a professional capacity are Medicaid service coordinator, habilitation coordinator, program planning coordinator, residential manager, registered nurse, occupational therapist, physical therapist, dietitian, speech-language pathologist, audiologist, and doctor of medicine or osteopathy. Examples of non-qualifying general experience would be direct care experience (such as a direct support assistant or mental health therapy aide), developmental assistant, sleepover staff, shift supervisor of direct care staff, activities of daily living assistant, and fiscal auditor.
    If you are appointed provisionally, you must take the next scheduled Civil Service examination for this title, and your score must be reachable on the resulting eligible list, before you can be permanently appointed. If you do not pass the examination or achieve a reachable score, you may not be retained.

    Duties Description

    The incumbents of these positions would be responsible for visiting and reviewing all day and residential programs certified by OPWDD, including all services provided under the Home and Community Bases Services Waiver and contracts; interpreting regulations to providers; participating at exit conferences; and reviewing providers' plans of corrective action.

    The Standards Compliance Analyst 1 Developmental Disabilities (SCA 1 DD) work under the Supervision of the SCA 2 DD and receive direction as to what their assignments and responsibilities are, including monthly work schedules developed by the SCA 2 DD.

    The positions require extensive field work and travel. The incumbents must be on site during early mornings and evenings to observe activities at the programs. Some weekend visits are required, as is mandatory training in Albany and other locations. Surveyors are expected to learn and participate in all aspects of survey and certification activities for all program and service types. Extensive report writing is required. All visits and reports must be completed within time frames required by the Centers for Medicare Services and the Departments of Health and the Division of Quality Improvement's policies and procedures.


    Additional Comments
    Please Note:
    • Preference will be given to OPWDD employees impacted by closures. If you are being impacted by closure, please indicate this on your resume/cover letter.
    • In order to be eligible for appointment and to maintain employment, you cannot be listed as an excluded individual or entity on any of the Federal and/or State Medicaid and Medicare exclusion lists (or excluded from any other Federal or Federally assisted program). If you are appointed and subsequently listed as an excluded individual or entity on any of these lists (or excluded from any other Federal or Federally assisted program), you may be terminated from your employment.
    • OPWDD is an Equal Opportunity/Affirmative Action Employer

  • 13 Days Ago

B
Electronic Banking Associate
  • Ballston Spa National Bank
  • Ballston Spa, NY FULL_TIME
  • Join the top Community Bank in the Capital Region! Ballston Spa National Bank (BSNB) is looking to hire an enthusiastic Electronic Banking Associate to support our customers and community. Are you a d...
  • 21 Days Ago

G
Banking and Outbound Integrations Specialist
  • GE
  • Schenectady, NY OTHER
  • Job Description SummaryJob DescriptionRoles and Responsibilities: Role Summary/Purpose In this role, you will be responsible for the oversight of one or more Payroll & Benefits process(s) which includ...
  • 5 Days Ago

G
Digital Banking Customer Support
  • GLENS FALLS NATIONAL BANK AND TRUST CO
  • Glens Falls, NY OTHER
  • The Arrow Financial Corporation Family of Companies is seeking dynamic, authentic individuals to join our amazing team! Currently, we are looking for an experienced professional to join our Electronic...
  • 7 Days Ago

B
Chief Banking Officer
  • Ballston Spa National Bank
  • Ballston Spa, NY FULL_TIME
  • Are you looking to contribute to the strategic planning and direction of a nationally recognized community bank? Ballston Spa National Bank (BSNB) is looking to hire an experienced Chief Banking Offic...
  • 9 Days Ago

B
Compliance Specialist
  • Brookfield Renewable
  • Queensbury, NY FULL_TIME
  • Compliance Specialist Reporting to the Compliance Manager, the incumbent will direct Federal Energy Regulatory Commission (FERC) and applicable State licensing and compliance activities necessary to o...
  • 1 Month Ago

Filters

Clear All

  • Filter Jobs by companies
  • More

0 Compliance Analyst (Banking), Sr. jobs found in Schenectady, NY area

K
Finance Analyst - East Coast Infrastructure
  • Kiewit
  • Albany, NY
  • Requisition ID: 170346 Job Level: Entry Level Home District/Group: Eastern District Department: Operational Finance Mark...
  • 4/24/2024 12:00:00 AM

N
Remote Regulatory Compliance Analyst (Insurance Industry)
  • National General Insurance
  • Albany, NY
  • Job DescriptionPosition/Title: Remote Regulatory Compliance Analyst (Insurance Industry)** NOTES: Ideal candidate will h...
  • 4/23/2024 12:00:00 AM

C
Finance Analyst - Electrolyzers
  • Cummins Inc.
  • Troy, NY
  • Finance Analyst - Electrolyzers Troy , Michigan Work Type: Hybrid - Potential for Partial RemoteRelocation Package: Inel...
  • 4/23/2024 12:00:00 AM

D
Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Albany, NY
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

D
Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Queensbury, NY
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

S
Real Property Analyst 1 (NY HELPS)
  • StateJobsNY
  • Latham, NY
  • This title is part of the New York Hiring for Emergency Limited Placement Statewide Program (NY HELPS). For the duration...
  • 4/22/2024 12:00:00 AM

M
Net Architect
  • ModusLights Technologies
  • Albany, NY
  • Job Description Design and develop robust, scalable, and secure.NET applications and systems. Provide technical leadersh...
  • 4/22/2024 12:00:00 AM

N
Finance - Entry Level - Account Opening Operations Analyst
  • Northpointe Staffing Professionals
  • Cohoes, NY
  • Review and approve pending client requests to ensure proper authorizations and supporting documentation are in place and...
  • 4/21/2024 12:00:00 AM

Schenectady (/skəˈnɛktədi/) is a city in Schenectady County, New York, United States, of which it is the county seat. As of the 2010 census, the city had a population of 66,135. The name "Schenectady" is derived from a Mohawk word, skahnéhtati, meaning "beyond the pines". Schenectady was founded on the south side of the Mohawk River by Dutch colonists in the 17th century, many from the Albany area. They were prohibited from the fur trade by the Albany monopoly, which kept its control after the English takeover in 1664. Residents of the new village developed farms on strip plots along the rive...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$67,728 to $90,503
Schenectady, New York area prices
were up 1.5% from a year ago

Compliance Analyst (Banking), Sr. in Syracuse, NY
The role will report into the Director of Compliance.
December 20, 2019
Compliance Analyst (Banking), Sr. in Utica, NY
IBD covers a wide variety of clients and industry sectors and advises these clients on an array of investment banking activities, including equity, debt and convertible financings, bank loan financings and M&A and other strategic transactions.
December 19, 2019
Compliance Analyst (Banking), Sr. in Abilene, TX
The candidate will be an integral part of the IBD Compliance team, which is responsible for addressing a diverse array of regulatory, legal and business issues encountered by Goldman Sachs bankers.
February 10, 2020