Compliance Analyst (Banking), Sr. jobs in Trenton, NJ

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

P
Banking Compliance Analyst
  • Penn Community Bank
  • Doylestown, PA OTHER
  • Overview

    The CRA & Compliance Analyst is responsible for performing analysis and reviews to ensure compliance with the Community Reinvestment Act and the Compliance regulations applicable to the Bank; and aiding the CRA Officer and Compliance Officer in maintaining Satisfactory or better Community Reinvestment Act and Compliance regulatory ratings.

    Responsibilities

    • Maintain an ongoing monitoring program which will provide management with timely information about the Bank’s CRA compliance position and gaps in CRA delivery of services, products, and investments to allow management to modify its goals and activities as required to maintain a Satisfactory CRA compliance rating
    • Perform complex analysis, reporting and documentation in accordance with department and professional standards
    • Conduct compliance monitoring reviews that ensure compliance with laws, regulations, interpretations and rules governing operations.
    • Develop and maintain a broad knowledge of regulatory requirements to perform assigned tasks at an appropriate level
    • Develop and maintain a broad knowledge of the Bank’s policies and procedures necessary to identify deviations from policy
    • Track and analyze pending and new regulatory changes and their impact on the Bank; and update monitoring programs to review for those changes
    • Maintain records of CRA qualified products delivered, loans applied for and granted, and services provided within the CRA assessment area to facilitate periodic review of the bank’s CRA compliance level and CRA performance

    Qualifications

    Education and Experience

    • Minimum 3 years audit and/or compliance industry experience required
    • Bachelor’s degree in Business or related field preferred
    • Experience with Encompass, preferred
    • Experience with CRA Wiz, preferred
    • CRCM certification preferred, but may also work toward attaining such

     

    Skills and Competencies

    • Broad knowledge of banking regulations pertaining to Lending, Marketing, and Retail Operations
    • Knowledge of Bank policies and procedures in lending, deposit operations, and branch operations, and compliance requirements of marketing and disclosures
    • Strong analytical skills
    • Ability to prioritize tasks and manage multiple projects at one time
    • Ability to interact effectively with all levels of staff and management
    • Excellent interpersonal skills
    • Strong problem solving skills
    • Effective oral and written communication skills
    • Willingness to work flexible hours if necessary
    • Ability to work with a diverse group of professionals
    • Advanced computer skills utilizing Microsoft Word and Excel
  • 1 Month Ago

K
Compliance Analyst
  • KNM Resources
  • Levittown, PA FULL_TIME
  • Overview Our client is a prestigious firm with a strong track record of financial success, already ahead of 5 year growth projections. With employee headcount more than quadrupling over the 10 last ye...
  • 9 Days Ago

M
Compliance Analyst
  • MIAX
  • Princeton, NJ FULL_TIME
  • MIAX has built a multi-disciplinary team of professionals with deep expertise in the trading industry, working to bring enhanced market structure, technological innovation and superior customer servic...
  • 23 Days Ago

M
Claims Compliance Analyst
  • Munich Re America
  • Princeton, NJ FULL_TIME
  • Offer:Profile:
  • 14 Days Ago

N
Compliance Analyst - Law and Regulation
  • NJM Insurance
  • Trenton, NJ FULL_TIME
  • IntroductionPersonal, compassionate service is what we’re known for at NJM. We seek the best and brightest to help our customers when they need us most. As part of the NJM team, you'll not only enjoy ...
  • 1 Month Ago

P
BSA/AML Compliance Analyst II
  • Penn Community Bank
  • Doylestown, PA OTHER
  • Overview This position has the primary responsibility to Support the BSA Officer in the development, implementation and maintenance of the Bank Secrecy Act (BSA) Program for the Bank and affiliates. T...
  • 13 Days Ago

Filters

Clear All

  • Filter Jobs by companies
  • More

0 Compliance Analyst (Banking), Sr. jobs found in Trenton, NJ area

C
Compliance Analyst - Remote
  • Careerbuilder
  • Trenton, NJ
  • Compliance Analyst - Remote Job Locations US-NJ-EATONTOWN | US-NJ-Remote Job ID 2024-3667 Category Compliance & Audit Ty...
  • 3/17/2024 12:00:00 AM

A
Remote Retirement Plan Compliance Analyst
  • Ascensus, LLC.
  • Philadelphia, PA
  • FuturePlan is the nation's largest third-party administrator (TPA) of retirement plans, partnering with advisors in all ...
  • 3/17/2024 12:00:00 AM

T
HIPAA Compliance Analyst Consultant(Remote)
  • TechWish
  • North Philadelphia, PA
  • Techwish is seeking a Health Information, Portability, and Accountability Act (HIPAA) Compliance Analyst to provide cons...
  • 3/16/2024 12:00:00 AM

P
Compliance Analyst/Auditor-Construction
  • Peregrine Solutions
  • Philadelphia, PA
  • Job Description Job Description Salary: *CPA Required Peregrine Solutions, Inc. is looking for Certified Public Accounta...
  • 3/16/2024 12:00:00 AM

C
Compliance Analyst - Remote
  • Crum & Forster
  • Eatontown, NJ
  • Crum & Forster Company Overview: Crum & Forster (C&F) with a proud history dating to 1822, provides specialty and standa...
  • 3/16/2024 12:00:00 AM

M
Compliance Analyst/ Senior Analyst
  • Macquarie Group Limited
  • Philadelphia, PA
  • Compliance Analyst/ Senior Analyst Philadelphia Join our team as an Analyst/Senior Analyst with the Macquarie Asset Mana...
  • 3/15/2024 12:00:00 AM

C
Senior Quality Assurance and Compliance Analyst
  • Cozen O'Connor
  • Philadelphia, PA
  • Job Duties and Responsibilities: Reviews and performs walkthroughs of key financial processes to ensure operational comp...
  • 3/15/2024 12:00:00 AM

C
Senior Compliance Analyst - Corporate Office Compliance Team
  • Careerbuilder
  • Mount Laurel, NJ
  • Hours Standard Pay Range $66,560 - $109,720 annually Department Overview The Senior Analyst will provide a supporting ro...
  • 3/15/2024 12:00:00 AM

According to the United States Census Bureau, the city had a total area of 8.155 square miles (21.122 km2), including 7.648 square miles (19.809 km2) of land and 0.507 square mile (1.313 km2) of water (6.21%). Several bridges across the Delaware River – the Trenton–Morrisville Toll Bridge, Lower Trenton Bridge and Calhoun Street Bridge – connect Trenton to Morrisville, Pennsylvania, all of which are operated by the Delaware River Joint Toll Bridge Commission. Trenton is located near the exact geographic center of the state, which is 5 miles (8.0 km) located southeast of Trenton. The city is so...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$72,790 to $97,270
Trenton, New Jersey area prices
were up 1.5% from a year ago

Compliance Analyst (Banking), Sr. in Syracuse, NY
The role will report into the Director of Compliance.
December 20, 2019
Compliance Analyst (Banking), Sr. in Utica, NY
IBD covers a wide variety of clients and industry sectors and advises these clients on an array of investment banking activities, including equity, debt and convertible financings, bank loan financings and M&A and other strategic transactions.
December 19, 2019
Compliance Analyst (Banking), Sr. in Abilene, TX
The candidate will be an integral part of the IBD Compliance team, which is responsible for addressing a diverse array of regulatory, legal and business issues encountered by Goldman Sachs bankers.
February 10, 2020