Compliance Analyst (Banking), Sr. jobs in Troy, NY

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Compliance Inspector
  • CES, LLC
  • Wallingford, VT PART_TIME
  • CES is looking for reliable, detail-oriented individuals to assist Underage Purchasers in performing non-confrontational compliance checks on local tobacco retailers to ensure the sale of tobacco products to Underage Purchasers is restricted. The inspection is used to establish a retailer’s compliance with federal regulations. This work is conducted on a part-time, case-volume basis with flexibility relevant to the individual’s schedule.

    Duties/Responsibilities:

    • Travel with an Underage Purchaser; identify and verify site address provided.
    • Facilitate and observe undercover buys in coordination with trained Underage Purchasers
    • Collect evidence of violations, such as photographs and tobacco products
    • Complete compliance check inspection forms, detailing any violations, when applicable

    Required qualifications/skills:

    • Must be either a current law enforcement official with a valid Peace Officer’s license, or a current state, city, or county employee
    • Reliable transportation
    • Attention to detail
    • Strict adherence to deadlines and privacy

    Preferred qualifications/skills:

    • N/A

    Supervisory Responsibilities:

    • None

    Office Equipment (if a WFH position):

    • Smartphone
    • Personal computer/laptop with high speed internet access

    Physical Requirements:

    • N/A

    Other:

    • All Compliance Inspectors will complete a training session
    • Must be able to undergo a security clearance background check and become credentialed by the Food and Drug Administration (FDA).
    • Learn more about this program by visiting: http://www.fda.gov/TobaccoProducts

    Job Types: Part-time, Contract

    Benefits:

    • Flexible schedule

    Schedule:

    • Day shift
    • Holidays
    • Monday to Friday
    • Night shift
    • Weekend availability

    Work Location: On the road

    Job Type: Part-time

    Pay: $24.00 per hour

    Application Question(s):

    • Are you a current Law Enforcement Officer or work for the state, city, or county of Vermont?

    Work Location: On the road

  • 4 Days Ago

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Analyst
  • The Vermont Country Store
  • Manchester, VT FULL_TIME
  • The Position The Vermont Country Store is currently seeking an Analyst to join our Merchandising Team. The qualified candidate will support all multi-channel product analysis and assortment planning e...
  • 12 Days Ago

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Quality Compliance Specialist (Complaints)
  • Regeneron Pharmaceuticals Inc.
  • Troy, NY FULL_TIME
  • We are currently looking to fill a Quality Compliance Specialist (Complaints) position. This position maintains site compliance of operations focused primarily on investigation of product quality comp...
  • 2 Days Ago

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System Compliance Director
  • Clinical Management Consultants
  • Cuttingsville, VT FULL_TIME
  • An award-winning acute care hospital located in central Vermont is now searching for an experienced System Compliance Director to join their accredited healthcare team. This state-of-the-art facility ...
  • 11 Days Ago

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Lead Commercial Relationship Manager - Government Banking
  • B10 Wells Fargo Bank, N. A.
  • Commercial, NY FULL_TIME
  • At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace wh...
  • 4 Days Ago

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Sr. Project Manager
  • Actalent
  • Waterford, NY OTHER
  • Looking for a Project Manager with Industrial Construction experienceIf interested in this position please email me directly: ***jmccullough@actalentservices.com***Description:The sr. project manager ...
  • 1 Day Ago

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0 Compliance Analyst (Banking), Sr. jobs found in Troy, NY area

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Financial Analyst Entry Level (Recent Graduates Only)
  • Russell Tobin
  • Cohoes, NY
  • Job Description Job Description Large company within the Financial Industry is seeking a recent graduate with some exper...
  • 3/29/2024 12:00:00 AM

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Account Opening Analyst
  • Constantin Control Associates LP
  • Cohoes, NY
  • Job Description Job Description Financial Services firm located in Cohoes NY has an immediate need for an Account Openin...
  • 3/28/2024 12:00:00 AM

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Remote Regulatory Compliance Analyst (Insurance Industry)
  • National General Insurance
  • Albany, NY
  • Job Description Position/Title: Remote Regulatory Compliance Analyst (Insurance Industry) ** NOTES: Ideal candidate will...
  • 3/28/2024 12:00:00 AM

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Senior Patient Accounts Processor (req 100771)
  • Whitney M Young Jr Health Center
  • Albany, NY
  • GENERAL RESPONSIBILITIES: The Senior Patient Accounts Processor at Whitney Young Health ensures the financial integrity ...
  • 3/28/2024 12:00:00 AM

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Financial Services Administrative Assistant
  • Trustco
  • Albany, NY
  • EEO Statement: We are an equal employment opportunity employer. All qualified applicants will receive consideration for ...
  • 3/27/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent - Examiner) - 12 MONTH ROSTER
  • Department Of The Treasury
  • Albany, NY
  • Duties WHAT IS THE SMALL BUSINESS SELF-EMPLOYED (SB/SE)DIVISION? A description of the business units can be found at: ht...
  • 3/27/2024 12:00:00 AM

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Financial Reporting Accountant
  • American National
  • Glenmont, NY
  • Financial Reporting Accountant American National is seeking a full-time, Financial Reporting Accountant. If you have exp...
  • 3/27/2024 12:00:00 AM

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Asset & Wealth Management - AYCO - Account Opening - Support
  • Russell Tobin
  • Cohoes, NY
  • Job Description Job Description Russell Tobin is looking to hire an Asset & Wealth Management - AYCO - Account Opening –...
  • 3/25/2024 12:00:00 AM

Troy is a city in the U.S. state of New York and the seat of Rensselaer County. The city is located on the western edge of Rensselaer County and on the eastern bank of the Hudson River. Troy has close ties to the nearby cities of Albany and Schenectady, forming a region popularly called the Capital District. The city is one of the three major centers for the Albany Metropolitan Statistical Area (MSA), which has a population of 1,170,483. At the 2010 census, the population of Troy was 50,129. Troy's motto is Ilium fuit. Troja est, which means "Ilium was, Troy is". Today, Troy is home to Renssel...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$67,697 to $90,464
Troy, New York area prices
were up 1.5% from a year ago

Compliance Analyst (Banking), Sr. in Syracuse, NY
The role will report into the Director of Compliance.
December 20, 2019
Compliance Analyst (Banking), Sr. in Utica, NY
IBD covers a wide variety of clients and industry sectors and advises these clients on an array of investment banking activities, including equity, debt and convertible financings, bank loan financings and M&A and other strategic transactions.
December 19, 2019
Compliance Analyst (Banking), Sr. in Abilene, TX
The candidate will be an integral part of the IBD Compliance team, which is responsible for addressing a diverse array of regulatory, legal and business issues encountered by Goldman Sachs bankers.
February 10, 2020