Compliance Analyst (Banking), Sr. jobs in Ventura, CA

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Compliance Program Analyst
  • Pennymac
  • Moorpark, CA FULL_TIME
  • PENNYMAC

    Pennymac (NYSE: PFSI) is a specialty financial services firm with a comprehensive mortgage platform and integrated business focused on the production and servicing of U.S. mortgage loans and the management of investments related to the U.S. mortgage market. 

     

    At Pennymac, our people are the foundation of our success and at the heart of our dynamic work culture. Together, we work towards a unified goal of helping millions of Americans achieve aspirations of homeownership through the complete mortgage journey.

    A Typical Day

    The Compliance Program Analyst assists in ensuring the assigned PNMAC Servicing business unit(s) is in compliance with mortgage servicing industry laws and regulations related to Treasury (HAMP/HAFA), GSE, VA, FHA, State, CFPB, etc. As the Compliance Analyst, you will be responsible for implementing new and updated regulations and investor requirements; assessing the impact to written, automated and manual policies and procedures.

     

    The Compliance Program Analyst will:

     

    • Provide guidance to business units for Regulatory Updates and Policy & Procedure updates on behalf of assigned Servicing business unit(s). Maintain and update various logs and project plans to meet departmental requirements
    • Ensure proper communication and implementation of laws and regulations related to Treasury (HAMP/HAFA), GSE, VA, FHA, State, and CFPB
    • Work with the Servicing Compliance Program Manager and Quality Assurance team to identify new or changed regulatory requirements and assess impact
    • Assist in reviewing line of business rebuttals to exceptions and determining final loan or process level remediation. Work with the QA team and business unit management to develop efficient and effective solutions and action plans to address findings and recommendations
    • Perform other related duties as required and assigned
    • Demonstrate behaviors which are aligned with the organization’s desired culture and values

    What You’ll Bring

    • Bachelor’s degree or equivalent work experience
    • 5 years of relevant work experience
    • Technical proficiency in regulatory compliance matters and regulations
    • Proficient in Word, Excel and PowerPoint
    • Financial Services and, if possible, mortgage industry experience preferred

    Why You Should Join

    As one of the top mortgage lenders in the country, Pennymac has helped over 4 million lifetime homeowners achieve and sustain their aspirations of home. Our vision is to be the most trusted partner for home. Together, 4,000 Pennymac team members across the country are guided by our core values: to be Accountable, Reliable and Ethical in all that we do. 

    Pennymac is committed to conducting a business that makes positive contributions and promotes long-term sustainable growth and to fostering an equitable and inclusive environment, where all employees and customers feel valued, respected and supported. 

     

    Benefits That Bring It Home: Whether you're looking for flexible benefits for today, setting up short-term goals for tomorrow, or planning for long-term success and retirement, Pennymac's benefits have you covered. Some key benefits include: 

    • Comprehensive Medical, Dental, and Vision
    • Paid Time Off Programs including vacation, holidays, illness, and parental leave 
    • Wellness Programs, Employee Recognition Programs, and onsite gyms and cafe style dining (select locations)
    • Retirement benefits, life insurance, 401k match, and tuition reimbursement 
    • Philanthropy Programs including matching gifts, volunteer grants, charitable grants and corporate sponsorships

     

    To learn more about our benefits visit: https://pennymacnews.page.link/benefits

     

    Compensation: Individual salary may vary based on multiple factors including specific role, geographic location / market data, and skills and experience as defined below:

    • Lower in range - Building skills and experience in the role
    • Mid-range - Experience and skills align with proficiency in the role 
    • Higher in range - Experience and skills add value above typical requirements of the role 

     

    Some roles may be eligible for performance-based compensation and/or stock-based incentives awarded to employees based on company and individual performance. 

     

    Salary

    $50,000 - $75,000

    Work Model

    OFFICE
  • 27 Days Ago

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Analyst, Sr. Financial
  • GTRC Services, Inc.
  • Westlake, CA FULL_TIME
  • Job Title: Sr. Financial Analyst The purpose of this job is to play a lead role in analyzing business results and providing insights into the performance of key segments. This role is fully remote for...
  • 18 Days Ago

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Sr Associate IS Analyst (JP9884)
  • 3 Key Consulting
  • Thousand Oaks, CA FULL_TIME
  • Job Title: Sr Associate IS Analyst (JP9884) Location: Thousand Oaks, CA Employment Type: Contract Duration: 6 months with likely extensions Job posting date: 2/25/2022 Note: Onsite 3 days per week Tho...
  • 18 Days Ago

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Data Quality - Sr. Analyst
  • Everest Technologies, Inc.
  • Ventura, CA FULL_TIME
  • Responsibilities: Developing and implementing data quality strategies and standards that align with the organization's goals and objectives. Overseeing the management of data quality within the organi...
  • 9 Days Ago

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Sr. Accounting Analyst
  • Klassic Recruitng
  • Westlake, CA FULL_TIME
  • Company DescriptionKlassic Recruiting and JAFRA Cosmetics International are partnering together to locate a Sr. Accounting Analyst for their Westlake Village, CA.Job DescriptionPRIMARY FUNCTION:The SF...
  • 1 Month Ago

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Quality Control Regulatory Compliance Senior Analyst
  • Pennymac
  • Moorpark, CA FULL_TIME
  • PENNYMAC Pennymac (NYSE: PFSI) is a specialty financial services firm with a comprehensive mortgage platform and integrated business focused on the production and servicing of U.S. mortgage loans and ...
  • 12 Days Ago

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0 Compliance Analyst (Banking), Sr. jobs found in Ventura, CA area

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People & Culture Compliance Analyst
  • Aerovironment
  • Simi Valley, CA
  • Summary The People & Culture Compliance Analyst is responsible for assisting in the development, implementation, and adm...
  • 4/26/2024 12:00:00 AM

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P&C Compliance Analyst
  • Aerovironment
  • Simi Valley, CA
  • Summary The People & Culture Compliance Analyst is responsible for assisting in the development, implementation, and adm...
  • 4/26/2024 12:00:00 AM

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Health Care Agency Payroll and Accounts Payable Manager
  • Ventura County
  • Ventura, CA
  • Health Care Agency Payroll and Accounts Payable Manager Print (https://www.governmentjobs.com/careers/ventura/jobs/newpr...
  • 4/25/2024 12:00:00 AM

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Internal Revenue Agent (Reviewer - Examiner) 12 MONTH ROSTER - AMENDED
  • Department Of The Treasury
  • Camarillo, CA
  • Duties WHAT IS THE WHISTLEBLOWER OFFICE (WBO) DIVISION? A description of the business units can be found at: https://www...
  • 4/24/2024 12:00:00 AM

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P&C Compliance Analyst
  • AeroVironment
  • Simi Valley, CA
  • Summary The People & Culture Compliance Analyst is responsible for assisting in the development, implementation, and adm...
  • 4/23/2024 12:00:00 AM

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People & Culture Compliance Analyst
  • AeroVironment
  • Simi Valley, CA
  • Summary The People & Culture Compliance Analyst is responsible for assisting in the development, implementation, and adm...
  • 4/23/2024 12:00:00 AM

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Senior Internal Revenue Agent-Senior Program Analyst (12 month roster) AMENDED
  • Department Of The Treasury
  • Camarillo, CA
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONALDIVISION? A description of the business units can be found at: https:...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Camarillo, CA
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

Ventura is located northwest of Los Angeles on the California coast. The western portion of the city stretches north along the Ventura River and is characterized by a narrow valley with steeply sloped areas along both sides. The steep slopes of the Ventura foothills abut the northern portion of the community. Much of the eastern portion is on a relatively flat alluvial coastal plain lying along the western edge of the Oxnard Plain. The Santa Clara River forms the city's southerly boundary with the city limits reaching up to the beginning of the Santa Clara River Valley at the historic communit...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$71,744 to $95,869
Ventura, California area prices
were up 2.5% from a year ago

Compliance Analyst (Banking), Sr. in Syracuse, NY
The role will report into the Director of Compliance.
December 20, 2019
Compliance Analyst (Banking), Sr. in Utica, NY
IBD covers a wide variety of clients and industry sectors and advises these clients on an array of investment banking activities, including equity, debt and convertible financings, bank loan financings and M&A and other strategic transactions.
December 19, 2019
Compliance Analyst (Banking), Sr. in Abilene, TX
The candidate will be an integral part of the IBD Compliance team, which is responsible for addressing a diverse array of regulatory, legal and business issues encountered by Goldman Sachs bankers.
February 10, 2020