Compliance Analyst (Banking), Sr. jobs in Waco, TX

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Compliance Analyst
  • McLennan Community College
  • Waco, TX FULL_TIME
  • LOOKING FOR INDIVIDUALS WHO EXEMPLIFY OUR COLLEGE VALUES:

    Communications: We will be open and courageous in our communication with students and with one another. We will communicate decisions and the reasons for them. Excellence: We will strive for excellence in all that we do. We will actively plan for the future, seeking new and innovative ways to accomplish our mission. Inclusiveness: We will seek to appreciate and understand our students and each other, actively seeking different viewpoints. We will work to create a welcoming environment where our diverse community of students and employees learn, teach, and work together. Integrity: We will work with the highest level of integrity, taking responsibility for all of our actions. We will tell the truth and seek to be fair in our decision-making and actions. People: We will be honest, humble, respectful, and gracious to our students and to each other. We best serve our students, colleagues, and community when we work as a team.


    Application will not be considered until ALL required documents are received.

    ****POSITION OPEN UNTIL FILLED****

    GENERAL POSITION DESCRIPTION:

    The Compliance Analyst is a professional position that is part of the Institutional Research and Effectiveness team. This position will serve as compliance support and auditor to the College’s instructional programs, operations, reporting, and accreditation. Work with campus leaders on implementing and maintaining compliance standards with state, federal and regional accreditation requirements, and institutional policies and procedures. Work with departments to identify and resolve areas of non-compliance and ensure on-going compliance. This position reports to the Chief Research and Effectiveness Officer and exercises no supervision. NOTE: This is a security sensitive position and an appropriate background investigation will be made on applicants being strongly considered for this position.


    SELECTION CRITERIA:

    Knowledge of: 1. Basic Compliance and higher education functions. 2. -Role of reporting and compliance in higher education. 3. -Policies and guidelines regarding higher education. 4. -Office methods, practices, including filing system, records maintenance, and letter and report writing. 5. -Pertinent Federal and State laws and college policies, rules, and regulations. Skills in: 6. -Collect input and develop coordinated documents and workflows from varied organizational units. 7. -Develop and maintain campus calendar of state and federal reporting requirements. 8. -Project management and scheduling. 9. -Using database systems, MS Word, MS Excel, MS Outlook. 10. -English usage, spelling, grammar, and punctuation. Ability to: 11. Work independently. 12. Work in cross-departmental teams 13. Perform high-level data entry. 14. -Learn and stay abreast of pertinent Federal and state laws, College policies, rules, and regulations. 15. Learn and stay abreast of College program accreditation processes. 16. Read, interpret, and implement detailed, complex and often incomplete instructions. 17. Use critical and creative thinking skills to perform complex research projects. 18. Understand the organization and operation of the area and of outside agencies as necessary to assume assigned responsibilities 19. Operate office machines and equipment including computer. 20. Learn new software and stay abreast of new software applications 21. Organize and prioritize work to meet deadlines. 22. Communicate clearly and concisely, both orally and in writing 23. Communicate clearly, professionally, effectively, and cooperatively with students, faculty, staff, and administrators.


    WORKING CONDITIONS:

    Sedentary-Desk work; occasional field trips e.g. for college or program activities. Minimal Hazard/Exposure-Standard office setting. At least minimal environmental controls are in place to assure health and comfort.


    QUALIFICATIONS:

    MINIMUM QUALIFICATION REQUIREMENTS:

    Education: Bachelor’s Degree from an accredited college or university.

    Experience: More than one year of professional work experience in higher education.


    PREFERRED QUALIFICATIONS:

    Education: Professional work experience in maintaining compliance standards with state, federal and/or regional accreditation requirements.

    APPLICATION INFORMATION:

    APPLICATION PROCESS:

    Please feel free to contact this office regarding the status of your application. NOTE: Finalists may be asked to participate in an in-basket exercise. MCC uses E-Verify to confirm the employment eligibility of all newly hired employees. For more information visit www.dhs.gov/e-verify.


    REQUIRED APPLICATION MATERIALS:
    • Online Employment Application
    • Resume
    • Cover Letter
    • Copies of College Transcripts


    MCC provides equal educational opportunities to all individuals and does not discriminate against any individual regardless of race, color, religion, national or ethnic origin, gender, disability, age, veteran status, genetic information, sexual orientation, gender identity, pregnancy, or other legally protected category in its educational programs, activities, or employment.
    http://www.mclennan.edu/employees/policy-manual/docs/E-XXXIV.pdf (Download PDF reader)

  • 1 Day Ago

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Sr. Business Analyst (Starlink Enterprise)
  • SpaceX
  • Mc Gregor, TX FULL_TIME
  • SpaceX was founded under the belief that a future where humanity is out exploring the stars is fundamentally more exciting than one where we are not. Today SpaceX is actively developing the technologi...
  • 4 Days Ago

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Compliance Supervisor
  • Diversified Energy Company
  • Teague, TX FULL_TIME
  • COMPLIANCE SUPERVISOR JOB ID: 552 COMPANY PROFILE: Diversified Gas & Oil Corporation (DGOC) is an established owner and operator of producing conventional and unconventional natural gas & oil wells an...
  • 4 Days Ago

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Safety Compliance Officer
  • Heart Of Texas Goodwill Industries
  • Waco, TX FULL_TIME
  • SUMMARY: The primary duties of this position include the promotion, development, and ongoing evaluation of Goodwill safety standards and development of staff to ensure compliance with all legal and ac...
  • 10 Days Ago

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Technical Compliance Manager
  • BrightFarms Inc
  • Lorena, TX FULL_TIME
  • BrightFarms is The Place to Grow! At BrightFarms, we’re on a mission to revolutionize the way leafy greens are grown. But we don’t just want to grow great tasting greens, we want them to do good as we...
  • 20 Days Ago

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Privacy Compliance Manager
  • Baylor Careers
  • Waco, TX FULL_TIME
  • What We’re Looking For Baylor University is seeking a Privacy Compliance Manager who will support the mission of the university by providing University Compliance support in privacy efforts. The Priva...
  • 2 Months Ago

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0 Compliance Analyst (Banking), Sr. jobs found in Waco, TX area

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Financial Representative
  • Modern Woodmen Of America
  • Waco, TX
  • The ideal candidate will deliver personalized investment solutions to help clients work toward their long-term financial...
  • 4/19/2024 12:00:00 AM

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Finance Lead - Waco Manufacturing
  • AbbVie
  • Waco, TX
  • Company Description At Allergan Aesthetics, an AbbVie company, we develop, manufacture, and market a portfolio of leadin...
  • 4/19/2024 12:00:00 AM

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Assistant Branch Manager & Management Hire
  • Under Armour
  • Woodway, TX
  • Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
  • 4/19/2024 12:00:00 AM

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Assistant Branch Manager & Management Hire
  • Under Armour
  • Hillsboro, TX
  • Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
  • 4/19/2024 12:00:00 AM

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Branch Office Administrator
  • Edward Jones
  • Waco, TX
  • Would you call yourself a relationship builder, a problem solver or a critical thinker? If you answered yes, we need you...
  • 4/17/2024 12:00:00 AM

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Registered Nurse
  • Net2source Inc.
  • Waco, TX
  • Position: Occupational Health Nurse III Location: Waco, TX Duration: 12+ Months Shift: Second Shift(03:00 PM - 11:00 PM)...
  • 4/16/2024 12:00:00 AM

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Financial Representative
  • Modern Woodmen of America
  • Waco, TX
  • The ideal candidate will deliver personalized investment solutions to help clients work toward their long-term financial...
  • 4/16/2024 12:00:00 AM

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Branch Office Administrator
  • Edward Jones
  • Temple, TX
  • Would you call yourself a relationship builder, a problem solver or a critical thinker? If you answered yes, we need you...
  • 4/10/2024 12:00:00 AM

Waco (/ˈweɪkoʊ/ WAY-koh) is a city in central Texas and is the county seat of McLennan County, Texas, United States. It is situated along the Brazos River and I-35, halfway between Dallas and Austin. The city had a 2010 population of 124,805, making it the 22nd-most populous city in the state. The 2017 US Census population estimate is 136,436 The Waco Metropolitan Statistical Area consists of McLennan and Falls Counties, which had a 2010 population of 234,906. Falls County was added to the Waco MSA in 2013. The 2017 US Census population estimate for the Waco MSA is 268,696. Waco is located at ...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$59,898 to $80,040
Waco, Texas area prices
were up 1.2% from a year ago

Compliance Analyst (Banking), Sr. in Syracuse, NY
The role will report into the Director of Compliance.
December 20, 2019
Compliance Analyst (Banking), Sr. in Utica, NY
IBD covers a wide variety of clients and industry sectors and advises these clients on an array of investment banking activities, including equity, debt and convertible financings, bank loan financings and M&A and other strategic transactions.
December 19, 2019
Compliance Analyst (Banking), Sr. in Abilene, TX
The candidate will be an integral part of the IBD Compliance team, which is responsible for addressing a diverse array of regulatory, legal and business issues encountered by Goldman Sachs bankers.
February 10, 2020