Compliance Coordinator coordinates the tracking, preparation, and completion of regulatory filings, registrations, licensing, and compliance documents. Ensures documentation fulfills all requirements and meets filing deadlines. Being a Compliance Coordinator assists with noncompliance investigations and implementing and monitoring compliance controls. Requires a bachelor's degree or equivalent. Additionally, Compliance Coordinator typically reports to a supervisor or manager. The Compliance Coordinator work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Compliance Coordinator typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)
This unique position will assist and provide investment and compliance support to the Firm and report directly to the Director of Compliance.
Essential Functions will include but not limited to:
At MassMutual Pittsburgh, we focus on setting the standard for progressive leadership throughout our region. We foster an inclusive environment where everyone works together in harmony toward the common goal of servicing our clients and community.
We take great pride in the work we do with individuals, families, and businesses to provide financial services for every stage of life. Exceeding expectations is what drives us – We not only provide a vast portfolio of product offerings, but we also serve and support our clients throughout the life of the relationship. We do this by building these relationships on the foundations of honesty, integrity, and respect, never forgetting the importance our clients hold in the life of our Firm.
We encourage members of underrepresented groups and multi-lingual candidates, including American Sign Language, to apply.
Benefits include a full medical, dental vision, 401(k) Savings Plan, and paid time off.
Clear All
0 Compliance Coordinator jobs found in Pittsburgh, PA area