Compliance Director (Banking) jobs in Appleton, WI
Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)
Recently Added Compliance Director (Banking) jobs
Logistics and Trade Compliance Director
- amcor
-
Oshkosh, WI
FULL_TIME
- We are global, we are impacting the lives of millions every day, we are making a difference! At Amcor we are inspired to change the packaging industry and are taking on the aspirational challenge to make all our products recyclable or reusable by 2025. Through our products and global footprint, we are in a unique position to truly make a difference in the packaging space. Our products impact the lives of millions of people across the globe every day from food, beverage, pharmaceutical, medical, home- and personal-care, and other essential products. Amcor is a thriving S&P 500 organisation listed both on the NYSE (AMCR) and ASX (AMC) with US$13 billion in sales. We have a proud history dating back to the 1860’s and come a long way from a single paper mill based in Melbourne to becoming the global leading packaging company. Today, Amcor is an international organisation empowering its 50,000 employees in over 40 countries and across 250 sites. Will you be next to join our journey towards a more sustainable future? At Amcor we are always looking for talented and passionate individuals who are motivated to make a difference. Working at Amcor means you will have a unique opportunity to be a part of an organisation that is committed to providing sustainable packaging solutions. To find out more about our commitment to sustainability and about Amcor, visit www.amcor.com. Job Description Responsible for the design, development, implementation, and continuous improvement of a network strategy which optimizes plants, outside warehouses and carrier capacity for logistics and trade compliance excellence. Oversees all aspects of distribution, transportation, import/export compliance and associated IT applications across the business, including third party distribution providers and co-manufacturers. In addition, this leader will be responsible for the development, implementation and execution of trade compliance programs, ensuring that operations are in compliance with policies, laws, regulations and directives. What You Get To Do Develop, implement, and continuously enhance a network design and delivery strategy with all activities connected to receiving, storing, shipping, and invoicing product to meet customer requirements. Ensure accurate inventory controls and reconciliations, including the development of robust inventory programs to ensure customer and internal control compliance. Develop and execute to annual budget, including but not limited to expense and capital budging, planning, inventory (asset & product) cost controls, revenue, productivity objectives and operational execution Partner with Procurement to source, negotiate with and contract vendors for storage and transportation. Joint goals with the larger procurement organization are critical to success. Develop tools to measure vendor effectiveness and, through a formal QBR process, drive cost out and service improvement. Determine the value of different transportation and warehousing strategies during the sales cycle to ensure contracts properly contemplate actual cost to serve while driving collaborative efforts to control costs. Identify and bridge barriers to delivering competitive advantage via size and scale. Lead team in all aspects of team development, including employee engagement, performance, and employee life cycle. Ensure warehouse and transportation operations comply with policies, laws, and regulations including but not limited to OSHA, EPA, FDA, FCC, and DOT. Partner to audit and hold accountable all vendors who interact with our products. Develop best in class metrics and analytics for logistics activities. Implement actions to drive continuous improvement Be a Subject Matter Expert to advise leadership regarding the logistics marketplace and impacts to internal and external shareholders and customers. Develop standardized materials management processes that drive improved costs and best practice sharing. Be the main point for domestic & foreign trade agencies. Analyze and resolve any trade compliance matters involving regulatory inquiries, assessments, audits, voluntary disclosures, or mandatory reporting requirements. Provide guidance on compliance policies and directives in collaboration with Business Unit compliance liaisons; lead development of standard operating procedures and work instructions for each business unit. Oversee audits on import and export document and procedures with the business units, as well as internal audits of centralized finance practices, chart of accounts and import valuation audits. Ensure that HTS, ECCN classifications, country of origin, preferential duty programs and sanctioned party screenings are properly managed and compliant with regulatory requirements. Ensure that standard operating procedures relating to export & import controls & compliance are routinely reviewed & updated as necessary to maintain compliance. Oversee the development, distribution and maintenance of legal/compliance policies and directives. Establish a protocol & schedule for audits on import & exports documentation & procedures with the business units, customs brokers & freight forwarders. Establish and maintain programs related to prohibited sales under regulations of the U.S. OFAC, the EU and other jurisdictions as necessary. Educate business partners through effective communication about trade compliance vulnerability and associated risks. Facilitate compliance training and establish and adhere to effective methods of communication on trade compliance matters. What We Value Knowledge of flexible packaging industry including sales and marketing processes, products, competitor strategies preferred Driving Vision and Purpose, Strategic Mindset, Setting Priorities & Driving Results, Customer Focus, Cultivating Innovation, Attracting & Developing Talent, Engaging People & Teams What We Want From You Bachelor’s degree in Business, Operations Management, Supply Chain Management, Logistics, a related field. MBA preferred 10 years in a manufacturing organization, including experience in some or all of: Operations, Supply Chain, Logistics, Data Science/Operational Insights, and Trade Compliance 7 years of demonstrated progressive leadership of high impact teams SAP Corporate trade compliance functional experience Significant 3PL management experience (transportation and warehousing) Experience with Lean Methodology and/or Lean Six Sigma Certification preferred Current US Customs Brokers License preferred Import/Export compliance background is a must Our Expectations We expect our people to be guided by The Amcor Way and demonstrate our Values every day to enable the business to win. We are winning when: Our people are engaged and developing as part of a high-performing Amcor team Our customers grow and prosper from Amcor’s quality, service, and innovation Our investors benefit from Amcor’s consistent growth and superior returns The environment is better off because of Amcor’s leadership and products Equal Opportunity Employer/Minorities/Females/Disabled/Veterans/Sexual Orientation/Gender Identity Amcor is an Equal Opportunity Employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability status, protected veteran status, or any other characteristic protected by law. If you would like more information about your EEO rights as an applicant under the law, please click on the links "EEO is the and "EEO is the Law" Poster Supplement. If, because of a medical condition or disability, you need a reasonable accommodation for any part of the employment process, please call 224-313-7000 and let us know the nature of your request and your contact information. E-Verify We verify the identity and employment authorization of individuals hired for employment in the United States. About Amcor Amcor is a global leader in developing and producing responsible packaging for food, beverage, pharmaceutical, medical, home- and personal-care, and other products. Amcor works with leading companies around the world to protect their products and the people who rely on them, differentiate brands, and improve value chains through a range of flexible and rigid packaging, specialty cartons, closures, and services. The company is focused on making packaging that is increasingly light-weighted, recyclable and reusable, and made using a rising amount of recycled content. Around 50,000 Amcor people generate US$13 billion in sales from operations that span about 250 locations in 40-plus countries. NYSE: AMCR; ASX: AMC www.amcor.com I LinkedIn I Facebook I Twitter I YouTube
- 2 Months Ago
PRIVATE BANKING ASSOCIATE
- WoodTrust Financial Corporation
-
Wausau, WI
FULL_TIME
- FULL-TIME WAUSAU JOIN OUR TEAM! If you are looking for a rewarding career opportunity in a professional and fun work environment, look no further than WoodTrust Bank! We value every associate and appr...
- 12 Days Ago
Relationship Banking Specialist I
- Sb
-
Appleton, WI
FULL_TIME
- Settlers best Credit Union, a division of Wings, is currently searching for a Relationship Banking Specialist I at our Appleton, WI location. The Relationship Banking Specialist serves as a subject-ma...
- 14 Days Ago
Relationship Banking Specialist I
- Settlers best Credit Union
-
Appleton, WI
FULL_TIME
- Settlers best Credit Union, a division of Wings, is currently searching for a Relationship Banking Specialist I at our Appleton, WI location. The Relationship Banking Specialist serves as a subject-ma...
- 14 Days Ago
Consumer Banking Assistant
- First State Bank
-
Stevens, WI
FULL_TIME
- First State Bank has an opening for YOU to join our team as a Consumer Banking Assistant! You will work primarily from our Stevens Point office but travel to other branches as needed. We are looking f...
- 20 Days Ago
Sr. Relationship Banking Specialist
- Sb
-
Appleton, WI
FULL_TIME
- PRIMARY PURPOSE: The Senior Relationship Banking Specialist collaborates with the RB Department Manager to direct daily work and provide coaching, development, and support to the retail team. The Sr B...
- 26 Days Ago
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0 Compliance Director (Banking) jobs found in Appleton, WI area
About Appleton, Wisconsin
Appleton is a city in Outagamie (mostly), Calumet, and Winnebago counties in the U.S. state of Wisconsin. One of the Fox Cities, it is situated on the Fox River, 30 miles (48 km) southwest of Green Bay and 100 miles (160 km) north of Milwaukee. Appleton is the county seat of Outagamie County. The population was 72,623 at the 2010 census. Of this, 60,045 were in Outagamie County, 11,088 in Calumet County, and 1,490 in Winnebago County. Appleton is the principal city of the Appleton, Wisconsin Metropolitan Statistical Area, which is included in the Appleton-Oshkosh-Neenah, Wisconsin Combined Sta...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$110,776 to $158,928
Appleton, Wisconsin area prices
were up 1.3% from a year ago
were up 1.3% from a year ago
What does a Compliance Director (Banking) do?
Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement. Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
December 07, 2019
Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020