Compliance Director (Banking) jobs in Avondale, AZ
Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)
Recently Added Compliance Director (Banking) jobs
Compliance Director
- Jewish Family & Children's Services
-
Phoenix, AZ
FULL_TIME
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Jewish Family and Children’s Service’s (JFCS) values each and every talented applicant, regardless of religious beliefs, race, age, origin, gender, sexual orientation, or cultural background. JFCS places a high value on inclusion and diversity, whether that applies to our employees or the nearly 40,000 clients receiving our services throughout the Valley.Director of Compliance: This position is accountable to lead and administer the organization’s Quality Management Program, consistent with the organization’s mission and goals, the organization’s Strategic Plan, state licensure rules, accreditation standards and best practices.This position oversees the Corporate Compliance Program, ensures management and employees are in compliance with the rules and regulations of regulatory agencies, that company policies and procedures are being followed and that behavior in the organization meets the company’s standards.Duties include:
- Provides leadership and support to adequately prepare for the organization’s accreditation and regulatory audits/reviews/reports/studies and site visits using measurable performance standards and outcomes. Ensures the organization’s licensed locations meet the AZ Department of Health Services (ADHS) and Medical Facility Licensing standards and requirements, also includes the Vaccines for Children program and CLIA lab monitoring.
- Serves as the organization’s designated HIPAA and Compliance Officer. Actively represents JFCS at the Regional Behavioral Health Authority and other health plan meetings and all other meetings with contractors and stakeholders for Compliance communications and related issues.
- Monitors and coordinates compliance activities with other departments providing status updates and trends.
- Identifies potential areas of compliance vulnerability and risk; develops / implements corrective action plans for resolution of problematic issues, and provides general guidance on how to avoid or deal with similar situations in the future.
- Completes Whistle Blower and Privacy Investigations as they relate to clients (such as improper release of PHI or conflict of interest). Ensures proper reporting of violations or potential violations to authorized enforcement agencies as appropriate and / or required, such as HIPAA breaches. Coordinates with Human Resources in all matters concerning employees or contractors.
- Monitors and updates the master matrix of contract deliverables to Medicare / Medicaid
- Provides oversight and documentation of all current and new JFCS policies & procedures.
- Works in conjunction with the Training & Development Department to ensure HIPAA Compliance and Fraud, Waste and Abuse training is current for the agency as required by regulators and payers.
- Works in conjunction with the Contracts Department to ensure compliance with all Business Associate Agreements.
- Works in collaboration with the Business Intelligence and Information Technology Departments to ensure HIPAA, HITECH and other applicable healthcare security and safeguards are in place for electronic Protected Health Information (PHI).
- Is able to review legal documents, such as subpoenas, custody papers, and court orders in order to provide to guidance to clinical staff on what client information is appropriate to release and the implications on patient care.
- Consults and guides the company in the establishment of controls to mitigate risks.
Key Performance Indicators- Coordinates development and implementation of studies and instruments utilized for program monitoring, evaluation and improvement. Analyzes compliance and risk data and prepares user-friendly information/reports in a timely manner.
- Prepares required reports including Compliance and Risk quarterly reports, Investigative reports, Presentation Materials, etc.
- Develops and implements audit processes and has the ability to analyze, comprehend and respond to findings.
- Successfully analyzes and resolves complex compliance issues.
- Correctly monitors and reports agency’s deliverables to government and other contractual entities.
- Maintains COA accreditation readiness agency-wide, and successfully prepares and maintains JFCS COA Standards.
- Correctly makes data driven decisions and is able to act on facts.
- Is able to reference sources and statutes and provide interpretation to the agency for being adherent to applicable regulations.
- Ensures the agency has a current Corporate Compliance Plan and Emergency Response and Business Continuity Plan applicable to OIG, SAM, AZDHS, COA as well as other governmental and contractual entities.
Qualifications:- Master’s Degree in related field preferred. Bachelor’s degree and equitable experience in Healthcare Corporate Compliance may be substituted for Master’s Degree.
- 5 years’ experience in Behavioral Health Corporate Compliance strongly preferred.
- Demonstrated knowledge of State and Federal regulatory requirements
- Comprehensive understanding of Medicare and Medicaid standards.
- High standard of verbal and written communication.
Benefits of Working with JFCS:- Flexible Scheduling and Remote Flexibility for many positions.
- FREE Primary HealthCare to all employees and every member of their household, regardless of relationship. This includes virtual doctor's visits, physicals, lab tests, x-rays, vaccinations, prescriptions, and telehealth.
- Lucrative Bonus Programs for both full-time and part-time employees.
- Generous Employee Referral Bonuses for both the new-hire and the referring employee.
- Bilingual (Spanish-English) Salary Differential
- 401(k) Retirement Plan, with Company Match
- Tuition, certification, and clinical license reimbursement.
- Numerous professional development and career growth opportunities.
- Generous paid time off / sick time allocations
- Comprehensive Employee Benefits package, including medical, vision, dental, & more.
- Wellness Coaching
- Employee Assistance Program
- Eligibility for Loan Forgiveness Programs in many positions
- 7 Days Ago
Product Management Director - Consumer Banking
- Wells Fargo
-
Phoenix, AZ
FULL_TIME
- About this role: Wells Fargo is seeking a Product Management Director to join the Consumer and Business Deposits team as part of Consumer, Small & Business Banking. This role will develop segment base...
- 12 Days Ago
Director, Sanctions Compliance
- Circle
-
Phoenix, AZ
FULL_TIME
- What you’ll be responsible for: Circle is looking for a Sanctions Compliance Director that will oversee the development and management of Circle’s Sanctions Compliance Program. As a key leader within ...
- 18 Days Ago
Construction Site Safety Manager
- Compliance Systems Management
-
Phoenix, AZ
FULL_TIME
- Position: Construction Site Safety ManagerLocation: Phoenix, AZDuration: 2-3 months Job Description:We are seeking a highly motivated and experienced Construction Site Safety Manager to join our team ...
- 1 Month Ago
Warehouse Worker
- Canfield Conformity and Compliance LLC
-
Phoenix, AZ
FULL_TIME
- Overview: We are seeking a reliable and hardworking Warehouse Worker to join our team. As a Warehouse Worker, you will be responsible for performing various duties to ensure the smooth operation of th...
- 24 Days Ago
Senior Cloud GCP Engineer (Hybrid)
- Sumitomo Mitsui Banking Corporation (SMBC)
-
Phoenix, AZ
FULL_TIME
- Join us on our mission to create a completely new, 100% digital bank that truly serves customers' best interests. We are a close-knit and fun-loving team of seasoned financial services professionals w...
- 15 Days Ago
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0 Compliance Director (Banking) jobs found in Avondale, AZ area
Senior Internal Revenue Agent-Senior Program Analyst (12 month roster) AMENDED
- Department Of The Treasury
-
Phoenix, AZ
- Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONALDIVISION? A description of the business units can be found at: https:...
- 4/22/2024 12:00:00 AM
Safety Manager
- Arizona Pipeline
-
Scottsdale, AZ
- Job Description Job Description General Job Summary:We are looking to hire a Safety Manager to join our company in Phoen...
- 4/22/2024 12:00:00 AM
Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
- Department Of The Treasury
-
Phoenix, AZ
- Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
- 4/22/2024 12:00:00 AM
Director of Finance
- Secca Search Group
-
Scottsdale, AZ
- About the Job SECCA Search Group is proud to partner with a visionary homebuilder who is redefining residential living i...
- 4/22/2024 12:00:00 AM
Compliance Specialist
- Emblem Home Care
-
Phoenix, AZ
- Job Summary The Compliance Specialist is responsible for administrative support of the Compliance Department by completi...
- 4/21/2024 12:00:00 AM
Compliance Specialist
- Emblem Home Care
-
Avondale, AZ
- Job Summary The Compliance Specialist is responsible for administrative support of the Compliance Department by completi...
- 4/21/2024 12:00:00 AM
Financial Services Advisor
- ADVATIX - Advanced Supply Chain and Logistics
-
Glendale, AZ
- Financial Services Advisor Role Summary Our client seeks a Financial Services Advisor to join their rapidly growing team...
- 4/21/2024 12:00:00 AM
Director of Finance
- Sisu Healthcare Solutions
-
Tempe, AZ
- Company Description Sisu Healthcare Solutions is a privately held infusion therapy company based in Tempe, AZ. We specia...
- 4/21/2024 12:00:00 AM
About Avondale, Arizona
Avondale is a city in Maricopa County, Arizona, United States, adjacent to Phoenix. According to the 2017 U.S. Census estimates, the population of the city is 84,025.
Avondale, incorporated in 1946, experienced rapid residential and commercial growth in the years since 1980. Once primarily a sparsely populated farming community with many acres of alfalfa and cotton fields, Avondale has transformed into a major bedroom suburb for Phoenix. Several major residential subdivisions and shopping centers have recently been built on former farmland, many adjacent to Interstate 10.[citation needed]
Phoe...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$112,605 to $161,553
Avondale, Arizona area prices
were up 2.2% from a year ago
were up 2.2% from a year ago
What does a Compliance Director (Banking) do?
Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement. Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
December 07, 2019
Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020