Compliance Director (Banking) jobs in Columbus, OH

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Product Management Director - Consumer Banking
  • Wells Fargo
  • Columbus, OH FULL_TIME
  • About this role:

    Wells Fargo is seeking a Product Management Director to join the Consumer and Business Deposits team as part of Consumer, Small & Business Banking. This role will develop segment based product value propositions, experiences, and go-to market strategies that drive customer balance growth with high customer satisfaction.

    Learn more about the career areas and lines of business at wellsfargojobs.com .

    In this role, you will:
    • Develop and execute strategic plans for financial products targeting Consumer segments
    • Conduct market research to identify opportunities, trends and competitive landscape within the defined segment. This includes analysis of customer data.
    • Strong collaboration with agile product managers to define product features, benefits to ensure products are designed to meet customers' needs
    • Establish and maintain strong relationships with key stakeholders
    • Monitor regulatory changes and ensure product offerings comply with financial industry regulations
    • Lead teams by making strategic decisions to resolve highly complex, unique, and critical product line issues to meet deliverables
    • Drive the development of customer and/or market insights to influence segment product strategy
    • Develop and guide a culture of talent development to meet business objectives and organizational goals.
    • Align all product strategy and implementation with Risk and Control guidelines to ensure compliant delivery.
    Required Qualifications:
    • 8 years of Product Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
    • 4 years of Management experience
    Desired Qualifications:
    • 8 years' experience in product development and product management.
    • Demonstrated expertise building transformational strategies and being able to deliver at scale in a highly regulated environment
    • Experience developing and or managing Consumer, Affluent and Emerging Affluent Deposit products in large scale organizations
    • Experience navigating a large complex matrixed organization
    • Expertise, experience, and deep understanding of Consumer Banking
    • Proven effectiveness in working with and influencing all levels of management across multiple areas within the line of business, and across the Enterprise
    • Demonstrated ability to influence without direct authority, create and manage (while achieving results) large-scale change, and influence people at all levels of the organization
    • Strong relationship management and proven leadership skills, with solid conflict management, negotiation, and organizational effectiveness techniques
    • Exceptional risk management and compliance knowledge and skills
    Job Expectations:
    • Ability to travel up to 10%
    • This position offers a hybrid work schedule
    Posting Location(s):
    • NC-Charlotte: 401 S Tryon St
    • OH-Columbus: 325 John H McConnell Blvd
    • MN-Minneapolis: 550 S 4th St
    • AZ-Phoenix: 11601 N Black Canyon Hwy
    • AZ-Chandler: 2700 S Price Road
    Please note: Based on the volume of applications received, this job posting may be removed prior to the indicated close date.

    Posting End Date:
    19 Feb 2024
    *Job posting may come down early due to volume of applicants.

    We Value Diversity

    At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

    Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

    Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

    Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

    Applicants with Disabilities

    To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

    Drug and Alcohol Policy

    Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
  • 1 Month Ago

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Director of Quality and Compliance
  • NewVista Healthcare
  • Columbus, OH FULL_TIME
  • New Vista Health and Wellness is currently recruiting a Director of Quality and Compliance for River Vista, a premier Behavioral Health Hospital located in Columbus, Ohio.Pay Rate: $65k- $85k THE ROLE...
  • Just Posted

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Director, Regulatory Compliance
  • Forge Biologics
  • Columbus, OH FULL_TIME
  • About Forge Our mission at Forge Biologics, is to enable access to life changing gene therapies and help bring them from idea into reality. We partner with innovators in the gene therapy community: sc...
  • 1 Month Ago

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Director of Quality Risk Management and Compliance
  • Columbus Springs - Dublin
  • Dublin, OH FULL_TIME
  • Overview Columbus Springs Dublin is a 72-bed behavioral hospital located in Dublin, Ohio. The hospital offers inpatient and outpatient mental health and addiction treatment to adults, adolescents and ...
  • 1 Month Ago

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Director of Quality Risk Management and Compliance
  • Springstone, Inc.
  • Dublin, OH FULL_TIME
  • Overview Columbus Springs Dublin is a 72-bed behavioral hospital located in Dublin, Ohio. The hospital offers inpatient and outpatient mental health and addiction treatment to adults, adolescents and ...
  • 1 Month Ago

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Fulltime Teller Float Dublin, OH - MILEAGE ALLOWANCE PAID
  • THE MIDDLEFIELD BANKING COMPANY
  • Dublin, OH FULL_TIME
  • The Middlefield Banking Company is a full service FDIC-insured commercial bank and LPL Financial® brokerage headquartered in Middlefield, Ohio. We have 22 branches serving Beachwood, Chardon, Cortland...
  • 17 Days Ago

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0 Compliance Director (Banking) jobs found in Columbus, OH area

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Financial Planning Associate / Paraplanner
  • Harding Financial Group
  • Pickerington, OH
  • Job Description Job Description Important notes: The full-time work day is 8:45 am to 4:30 pm Monday through Friday. All...
  • 3/18/2024 12:00:00 AM

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Financial Planning Associate / Paraplanner
  • Harding Financial Group
  • London, OH
  • Job Description Job Description Important notes: The full-time work day is 8:45 am to 4:30 pm Monday through Friday. All...
  • 3/18/2024 12:00:00 AM

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Director of Finance
  • SOPEC — Sustainable Ohio Public Energy Council
  • Position Title: Director of Finance. Classification: Full-time. Position Summary: The Sustainable Ohio Public Energy Cou...
  • 3/17/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) 12 MONTH ROSTER (AMENDED)
  • Department Of The Treasury
  • Columbus, OH
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I) DIVISION? A description of the business units can be found at: ...
  • 3/17/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) 12 MONTH ROSTER AMENDED
  • Department Of The Treasury
  • Columbus, OH
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I)DIVISION? A description of the business units can be found at: h...
  • 3/17/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent - Examiner) - 12 MONTH ROSTER
  • Department Of The Treasury
  • Columbus, OH
  • Duties WHAT IS THE SMALL BUSINESS SELF-EMPLOYED (SB/SE)DIVISION? A description of the business units can be found at: ht...
  • 3/17/2024 12:00:00 AM

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Internal Revenue Agent - Senior Revenue Agent (Examiner) NTE 1 Yr, MBE Up to 5 Yrs, MBMP
  • Department Of The Treasury
  • Columbus, OH
  • Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE)DIVISION? A description of the business units can be found at: htt...
  • 3/17/2024 12:00:00 AM

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Financial Planning Associate / Paraplanner
  • Harding Financial Group
  • Columbus, OH
  • Job Description Job Description Important notes: The full-time work day is 8:45 am to 4:30 pm Monday through Friday. All...
  • 3/17/2024 12:00:00 AM

The confluence of the Scioto and Olentangy rivers occurs just north-west of Downtown Columbus. Several smaller tributaries course through the Columbus metropolitan area, including Alum Creek, Big Walnut Creek, and Darby Creek. Columbus is considered to have relatively flat topography thanks to a large glacier that covered most of Ohio during the Wisconsin Ice Age. However, there are sizable differences in elevation through the area, with the high point of Franklin County being 1,132 ft (345 m) above sea level near New Albany, and the low point being 670 ft (200 m) where the Scioto River leaves...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$112,037 to $160,751
Columbus, Ohio area prices
were up 1.3% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
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Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020