Compliance Director (Banking) jobs in Fort Smith, AR

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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COMPLIANCE SPECIALIST
  • AREA AGENCY ON AGING OF WESTERN ARKANSAS, INC.
  • Fort Smith, AR FULL_TIME
  • Description

    Responsible for ensuring regulatory compliance within all departments, including training employees on industry standards, developing compliance regulations and policies, and evaluating compliance. 

    • Responsible for keeping Agency's various licensures up to date and valid. 
    • Research and stay up to date on industry compliance regulations and policies, as well as federal and state laws applicable to the Agency. 
    • Evaluate internal operational and procedural compliance. 
    • Analyze and update existing compliance policies and related documentation.
    • Communicate compliance policies and guidelines to Management and designated departments, providing training as needed.
    • Develop and execute new compliance policies and procedures as required.
    • Develop and maintain compliance certification recordkeeping system.
    • Track weekly progress of strategic goals for organization and individual departments. 
    • Perform and assist departments in various audits. 
    • Create compliance resource library for staff members to reference when they have questions.
    • Other duties as assigned. 

     Area Agency on Aging of Western Arkansas, Inc. provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws. 

    Requirements

    • Bachelor’s degree in business administration, law, or finance preferred or equivalent combination of education and experience.
    • Demonstrable experience in compliance and risk management. 
    • Excellent verbal and written communication skills.
    • Excellent organizational skills.
    • Proficient computer skills including experience with MS Excel and Word.
    • Ability to work closely and effectively with all employees and management staff. 


  • 14 Days Ago

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Compliance Officer
  • District 16 Specialty Court
  • Poteau, OK FULL_TIME
  • Compliance OfficerDistrict 16 Specialty Court – Poteau, OK 74953Apply Now Job Overview: District 16 Specialty Court is seeking a highly skilled and detail-oriented Compliance Officer to join our team....
  • 8 Days Ago

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EHS Compliance Specialist
  • OK Foods
  • Fort Smith, AR FULL_TIME
  • Bachoco OK Foods is seeking an EHS Compliance Specialist for our Fort Smith, AR plant operations.Summary: The Compliance Specialist is responsible for providing management, oversight, and direction of...
  • 5 Days Ago

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Environmental Compliance Field Monitor
  • Canacre
  • Phoenix, AZ FULL_TIME
  • This position can be hybrid and is based in Arizona. Join the Canacre team in an exciting role working on leading edge infrastructure projects. We are technical experts in land, energy, and transporta...
  • 18 Days Ago

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Student Compliance Coordinator
  • Arkansas Colleges of Health Education (ACHE)
  • Fort Smith, AR FULL_TIME
  • Student Compliance Coordinator The Student Compliance Coordinator will focus on ensuring compliance of off-cycle clinical students with their altered academic plans as well providing regular updates t...
  • 23 Days Ago

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Hybrid Compliance Review Specialist ( Fort Smith, Arkansas )
  • Shared Services Center - Fort Smith
  • Fort Smith, AR FULL_TIME
  • This position is hybrid. On site work will need to be completed at the Shared Services Center-Fort Smith facility in Fort Smith, Arkansas. The Compliance Review Specialist for the SSC-Fort Smith is re...
  • 1 Month Ago

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0 Compliance Director (Banking) jobs found in Fort Smith, AR area

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Physical Therapist Assistant, Home Health Full Time
  • CenterWell Home Health
  • Fort Smith, AR
  • Become a part of our caring community and help us put health first As a Home Health Physical Therapist Assistant, you wi...
  • 4/19/2024 12:00:00 AM

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Operations Manager
  • Simmons Prepared Foods
  • Van Buren, AR
  • Purpose of the Position Plans, directs and coordinates the work activities and resources necessary for manufacturing pro...
  • 4/19/2024 12:00:00 AM

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Teacher Early Head Start
  • Save The Children
  • Poteau, OK
  • Summary The Early Head Start Teacher develops and implements individual and group educational plans for infants and todd...
  • 4/19/2024 12:00:00 AM

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Financial Advisor
  • Prudential Financial
  • Fort Smith, AR
  • Explore a career as a FINANCIAL PLANNER! Take your career to the next level at Prudential Advisors! Change your life by ...
  • 4/19/2024 12:00:00 AM

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Financial Representative
  • Modern Woodmen of America
  • Sallisaw, OK
  • The ideal candidate must reside in the state of Oklahoma. They will deliver personalized investment solutions to help cl...
  • 4/19/2024 12:00:00 AM

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Assistant Branch Manager & Management Hire
  • Under Armour
  • Fort Smith, AR
  • Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
  • 4/19/2024 12:00:00 AM

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Assistant Branch Manager & Management Hire
  • Under Armour
  • Greenwood, AR
  • Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
  • 4/19/2024 12:00:00 AM

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Product (Category) Quality Assurance Manager
  • Nestle International
  • Fort Smith, AR
  • As the world leader in nutrition, health and wellness for children from birth to preschool, Gerber Products Company is c...
  • 4/18/2024 12:00:00 AM

Fort Smith is the second-largest city in Arkansas and one of the two county seats of Sebastian County. As of the 2010 Census, the population was 86,209. With an estimated population of 88,037 in 2017, it is the principal city of the Fort Smith, Arkansas-Oklahoma Metropolitan Statistical Area, a region of 298,592 residents that encompasses the Arkansas counties of Crawford, Franklin, and Sebastian, and the Oklahoma counties of Le Flore and Sequoyah. Fort Smith has a sister city relationship with Cisterna, Italy, site of the World War II Battle of Cisterna, fought by United States Army Rangers c...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$99,801 to $143,183
Fort Smith, Arkansas area prices
were up 1.2% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
December 07, 2019
Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020