Compliance Director (Banking) jobs in Galveston, TX

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Program Director, Life Safety & Environment of Care Compliance (Hybrid)
  • UTMB Health Careers
  • Galveston, TX FULL_TIME
  • Job Description:
    Provide specific, technical leadership of staff regarding fire safety codes, The Joint Commission standards and other codes and regulations in order to manage and maintain compliance with all applicable Federal, State and local requirements.

    Scope: Institution-wide, all campuses, all areas

    Essential Job Functions:

    • Plans, develops, directs and evaluates the Life Safety & Environment of Care (LSEOC) team in the development, implementation, monitoring, and continuous improvement of life safety and environment of care compliance to ensure compliance with federal, state, and local regulatory requirements and accreditation requirements.  Provides leadership direction to management.
    • Controls the liability of the institution through managing, monitoring, and actively abating life safety and Environment of Care (EOC) regulatory issues.
    • Provides application, maintenance and monitoring of The Joint Commission (TJC) standards necessary to operate the Institution.
    • Applies National Fire Protection Association (NFPA) codes to ensure institutional compliance, including Life Safe Code, Fire Alarm and Suppression Code.
    • Inspects and maintains fire detection and suppression systems, as well as reporting the performance of inspections to institutional committees and external authorities, such as the Texas State Fire Marshal’s Office (TSFMO) and TJC.
    • Inspects and maintains the overall Life Safety of Institutional facilities, and reports of these activities to external authorities and applicable institutional committees.
    • Manages the conduct of and response to external inspections from the TSFMO, TJC and University of Texas System loss prevention representatives.
    • Manages and coaches Fire and Life Safety staff.
    • Supports institutional committees including the Environment of Care Committee and the Life Safety Committee, as well as UT System Advisory Groups as appropriate.
    • Provides technical leadership to Fire and Life Safety staff in the proper interpretation and application of codes and applicable regulations.
    • Provides emergency response support as appropriate to Fire/Life Safety events and may support other disciplines within EHS during emergencies.
    • Manages assigned program budget.
    • Adheres to internal controls and reporting structure.
    • Performs related duties as required.

     

    Knowledge/Skills/Abilities:

    • Detailed and in-depth experience with NFPA Codes, TJC Standards, their interpretation and practical application.
    • Experience applying NFPA codes, including Life Safety Code, Suppression Codes and Fire Alarm Code.
    • Extensive abilities with Environment of Care (EOC) Joint Commission Compliance
    • Extensive knowledge of Life Safety compliance related to Joint Commission requirements
    • Demonstrated competencies in regulatory site inspections for Life Safety, TJC EOC, and CMS Compliance.
    • Demonstrated ability to lead a team of professional and technical staff to achieve organizational and program goals.

      Minimum Qualifications:

      • Bachelor’s degree in a natural or applied science related field.
      • Five years related experience with a minimum of three years of management or supervisory responsibility
      • 24 or 40 hour HAZWOPER certification

      Preferred Qualifications:

      • Master’s degree in a natural or applied science or engineering or related field.
      • Five years related experience with five years of management or supervisory responsibility.
      • Three or more years managing TJC -EOC/Life Safety audits.
      • Certified in one or more of the following:
        • Certified Healthcare Facilities Manager (CHFM)
        • Certified Safety Professional (CSP)
        • Certified Industrial Hygienist (CIH)
        • Certified Fire Inspector (CFI)
        • Certified Healthcare Safety Professional (CHSP)

        Salary range:

        Beginning salary will likely range from $132,000 to $175,000 annually. Actual salary offered will be dependent on qualifications.  

        Equal Employment Opportunity:

        UTMB Health strives to provide equal opportunity employment without regard to race, color, religion, age, national origin, sex, gender, sexual orientation, gender identity/expression, genetic information, disability, veteran status, or any other basis protected by institutional policy or by federal, state or local laws unless such distinction is required by law. As a VEVRAA Federal Contractor, UTMB Health takes affirmative action to hire and advance women, minorities, protected veterans and individuals with disabilities.

        Compensation
      • 29 Days Ago

      A
      Windstorm Compliance Inspector
      • Archetype Permanent Solutions
      • Bay, TX FULL_TIME
      • A dynamic design and consulting engineering firm is seeking a detail-oriented Windstorm Compliance Inspector to join their team. The Inspector will be responsible for inspecting various phases of the ...
      • 28 Days Ago

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      Lead Compliance Analyst (Glenmont, NY)
      • American National Family of Companies
      • League, TX FULL_TIME
      • Job Posting We are seeking a Lead Compliance Analyst to join our Corporate Compliance team. As a Lead Compliance Analyst, you will implement and maintain Corporate Compliance programs to ensure confor...
      • 1 Month Ago

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      Executive Director
      • Carriage Inn Lake Jackson
      • Jackson, TX FULL_TIME
      • Cardinal Bay is a mission-driven, not-for-profit senior living health care organization. We encourage our staff and residents to REACH for the stars! Our values focus on:RespectExcellenceAppreciationC...
      • 13 Days Ago

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      DIRECTOR OF TECHNOLOGY
      • Santa Fe Independent School District
      • Santa Fe, TX FULL_TIME
      • Primary Purpose: Plan, implement, direct, and maintain district information and instructional technology systems. Coordinate closely with Curriculum and Instruction and Maintenance and Operations. Pro...
      • 15 Days Ago

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      DIRECTOR OF TECHNOLOGY
      • Santa Fe ISD
      • Santa Fe, TX FULL_TIME
      • Primary Purpose: Direct and manage the information systems and computer services for the district. Ensure efficient and effective access to information and related technology by all campuses and admin...
      • 17 Days Ago

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      0 Compliance Director (Banking) jobs found in Galveston, TX area

      U
      Neonatal Nurse Practitioner (19.99 Hours a Week or Less, Non-Benefit Bearing) - Pediatric Neonatology - No Experience Required
      • University of Texas Medical Branch
      • Galveston, TX
      • Minimum Qualifications: Master's degree in nursing or higher with appropriate nurse practitioner certification for patie...
      • 4/23/2024 12:00:00 AM

      G
      Scheduler Bilingual
      • Gulf Coast Transit Distri
      • Texas City, TX
      • Job Description Job Description GCTD JOB DESCRIPTION JOB TITLE: SCHEDULER Bilingual LOCATION: GALVESTON / BRAZORIA COUNT...
      • 4/23/2024 12:00:00 AM

      B
      Finance Manager
      • Brazoria County Emergency Services District No. 3
      • Manvel, TX
      • Job Description Job Description Position Summary: Working under the supervision of the Executive Director, the Finance M...
      • 4/22/2024 12:00:00 AM

      A
      Store 1031-Department Manager GM/HBC- Galveston, TX
      • Albertsons
      • Galveston, TX
      • Job Description Job Description JOB TITLE: GM/HBC Manager REPORTS TO: Store Director SALARY OR HOURLY: Hourly LOCATION: ...
      • 4/22/2024 12:00:00 AM

      U
      Study Coordinator - Regulated Studies-ONSITE ONLY
      • UTMB Health
      • Galveston, TX
      • ESSENTIAL JOB FUNCTIONS: The onsite (at UTMB Galveston main campus) Study Coordinator - Regulated Studies is responsible...
      • 4/21/2024 12:00:00 AM

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      Retail Store Manager
      • Primary Arms
      • Pearland, TX
      • Job Description Job Description Primary Arms, LLC. is one of the fastest growing companies in the outdoor sports and fir...
      • 4/20/2024 12:00:00 AM

      U
      Mental Health Clinician II, Psychiatry/Behavioral Science (Remote)
      • UTMB Health
      • Galveston, TX
      • Minimum Qualifications: Master's degree in Counseling, Psychology, or Social Work. Current licensure as a Professional C...
      • 4/19/2024 12:00:00 AM

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      Assistant General Manager
      • Wingate Galveston East Beach
      • Galveston, TX
      • Compensation Type: Yearly Highgate Hotels: Highgate is a premier real estate investment and hospitality management compa...
      • 1/11/2024 12:00:00 AM

      The city of Galveston is situated on Galveston Island, a barrier island off the Texas Gulf coast near the mainland coast. Made up of mostly sand-sized particles and smaller amounts of finer mud sediments and larger gravel-sized sediments, the island is unstable, affected by water and weather, and can shift its boundaries through erosion. The city is about 45 miles (72 km) southeast of downtown Houston. The island is oriented generally northeast-southwest, with the Gulf of Mexico on the east and south, West Bay on the west, and Galveston Bay on the north. The island's main access point from the...
      Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
      Income Estimation for Compliance Director (Banking) jobs
      $114,091 to $163,685
      Galveston, Texas area prices
      were up 1.2% from a year ago

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