Compliance Director (Banking) jobs in Gilbert, AZ
Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)
Recently Added Compliance Director (Banking) jobs
- Sumitomo Mitsui Banking Corporation (SMBC)
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Scottsdale, AZ
FULL_TIME
-
Join us on our mission to create a completely new, 100% digital bank that truly serves customers' best interests. We are a close-knit and fun-loving team of seasoned financial services professionals who came together for the challenge of building a bank from scratch - and we are committed to doing it all the right way (from technology infrastructure to modern marketing to customer experience).
The anticipated salary range for this role is between $95,000.00and $155,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.
We work with the flexibility and speed of a start-up. But we also have significant stability and capital from being part of the SMBC Group (Sumitomo Mitsui Banking Corporation). SMBC is the second largest bank in Japan and the 12th largest bank in the world with operations in over forty countries. And SMBC is committed to disrupting the US marketplace with ground-breaking products.
It is the best of both worlds, and we are seeking proven marketing leaders to propel us towards a national launch. We have both the ambitious growth plans and the 'patient capital' necessary to execute a multi-year plan. Join us on the journey to deliver an exciting concept of evolved banking.
SUMMARY:We are looking for an experienced and versatile technical Senior Business Analyst to improve our information technology systems. In this role, your duties will include analyzing core banking applications and Compliance technology applications to improve our business operations.
To ensure success as a technical Senior Business Analyst, you should demonstrate experience and creativity in system development and application design.
PRINCIPAL DUTIES AND RESPONSIBILITIES:- Performing system analyses, data mapping, data analysis on software programs, applications, and web services.
- Determining system efficiency and functionality by liaising with internal departments and end-users.
- Efficiently integrating new systems, programs, and applications with business operations and services.
- Analyzing and improving the performance of web-based customer portals and support services.
- Ensuring end-user proficiency with new systems, programs, and applications across departments.
- Monitoring product licenses and ensuring compliance with IT industry regulations.
- Ensuring that computer hardware remains compatible with system enhancements and updates.
- Promoting system efficiency and security by integrating performance metrics and encryption.
- Implementing new advancements in the field of system and enterprise architecture.
POSITION SPECIFICATIONS:- Bachelor's degree in Business, Finance, Computer Science, or a related field.
- Proven experience (5 years) as a Business Analyst, or similar role within the financial industry, with a strong focus on BSA/AML compliance and regulatory matters.
- Proficiency in writing complex SQL queries to extract, transform, and load data, as well as perform detailed analysis for trends, discrepancies, and potential compliance issues.
- Hands-on experience with data visualization tools (e.g. Power BI) to create meaningful reports and dashboards as needed.
- Familiarity with compliance software (Verafin, Actimize) is desirable.
- Knowledge of cloud platforms (Azure, GCP) for data analysis and management is a plus.
- Familiarity with regulatory frameworks and requirements in the financial sector (e.g. BSA/AML) is highly desirable.
- Strong problem-solving skills and an analytical mindset, coupled with the ability to translate complex data into actionable insights.
- Excellent communication skills, both written and verbal, to effectively interact with technical and non-technical stakeholders.
- Ease in leading presentations to stakeholders in a remote environment through Teams or Zoom
- Advanced knowledge of programming languages like SQL and system integration solutions.
- Exceptional communication skills toward facilitating the use of new software systems.
- Knowledge of relevant licensing and industry BSA/AML compliance regulations.
EOE STATEMENT
We are an equal employment opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other characteristic protected by law.CCPA DISCLOSURE
Personal Information Collection Notice: This notice contains information under the California Consumer Privacy Act (CCPA) about the categories of personal information (PI) of California residents that Manufacturers Bank collects and the business or commercial purpose(s) for which the PI may be used. We do not sell PI. More information about our collection and use of PI may be found in our CCPA Privacy Policy at https://www.manufacturersbank.com/CCPA-Privacy. Persons with disabilities may contact our Customer Contact Center toll-free at (877) 560-9812 to request the information in this Notice in an alternative format. - 4 Days Ago
- Sumitomo Mitsui Banking Corporation (SMBC)
-
Scottsdale, AZ
FULL_TIME
- Join us on our mission to create a completely new, 100% digital bank that truly serves customers' best interests. We are a close-knit and fun-loving team of seasoned financial services professionals w...
- 4 Days Ago
- Wells Fargo
-
Chandler, AZ
FULL_TIME
- About this role: Wells Fargo is seeking a Consumer Banking Diverse Segments Director (Business Growth Strategy Director) to join our Diverse Customer Segments organization within Consumer, Small and B...
- 7 Days Ago
- Sumitomo Mitsui Banking Corporation (SMBC)
-
Scottsdale, AZ
FULL_TIME
- Join us on our mission to create a completely new, 100% digital bank that truly serves customers' best interests. We are a close-knit and fun-loving team of seasoned financial services professionals w...
- Just Posted
- University of Advancing Technology
-
Tempe, AZ
FULL_TIME
- Who We Are: University of Advancing Technology (UAT) is an elite, intimate, private college in Tempe, Arizona, focused on educating students in advancing technology who desire to innovate for our futu...
- 18 Days Ago
- SimonMed
-
Scottsdale, AZ
FULL_TIME
- Join the fastest growing outpatient radiology practice in the Nation- SimonMed Imaging! Our commitment to excellence and improving patient care paired with the best in class technology allows us to be...
- 27 Days Ago
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0 Compliance Director (Banking) jobs found in Gilbert, AZ area
- Bryten Real Estate Partners
-
Mesa, AZ
- Job Details Job Location 640-Avilla Lehi - Mesa, AZ Description We're excited to announce a Portfolio Community Manager ...
- 4/24/2024 12:00:00 AM
- Keolis North America, Inc.
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Tempe, AZ
- Role Title: Director of Finance - West Region Manager: VP FP&A & Performance Manager-once-Removed: EVP Finance/CFO Locat...
- 4/24/2024 12:00:00 AM
- StrataTech Education Group
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Phoenix, AZ
- Position Summary: Responsible for the management, direction, and supervision of the Financial Aid Office and is directly...
- 4/23/2024 12:00:00 AM
- Department Of The Treasury
-
Phoenix, AZ
- Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONALDIVISION? A description of the business units can be found at: https:...
- 4/22/2024 12:00:00 AM
- Department Of The Treasury
-
Mesa, AZ
- Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I) DIVISION? A description of the business units can be found at: ...
- 4/22/2024 12:00:00 AM
- Emblem Home Care
-
Phoenix, AZ
- Job Summary The Compliance Specialist is responsible for administrative support of the Compliance Department by completi...
- 4/21/2024 12:00:00 AM
- Emblem Home Care
-
Avondale, AZ
- Job Summary The Compliance Specialist is responsible for administrative support of the Compliance Department by completi...
- 4/21/2024 12:00:00 AM
- Phoenix Growth - Highgate Hotels
-
Phoenix, AZ
- Compensation Type: Yearly Highgate Hotels: Highgate is a leading real estate investment and hospitality management compa...
- 4/21/2024 12:00:00 AM
About Gilbert, Arizona
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