Compliance Director (Banking) jobs in Greensboro, NC

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

T
Senior Compliance Officer - Fair & Responsible Banking
  • Truist Bank
  • Greensboro, NC FULL_TIME
  • Language Fluency: English (Required)


    Work Shift:

    1st shift (United States of America)

    Job Grade:

    111

    Please review the following job description:

    Responsible for conducting and directing compliance risk oversight and risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. The Senior Compliance Officer supports the Fair and Responsible Banking Group by providing fair banking consulting, executing risk assessments and other compliance management functions, and partnering with the Fair Banking data analytics and file review teams to identify and potential risk. This role works closely with business partners, audit, legal and other risk partners and provides an opportunity to learn about various first and second line functions.

    LOCATION:

    Please note that candidate must be located in one of the posted locations to be considered for role. HYBRID work schedule - no full remote/telecommute.

    ESSENTIAL DUTIES AND RESPONSIBILITIES

    Following is a summary of the essential functions for this job.  Other duties may be performed, both major and minor, which are not mentioned below.  Specific activities may change from time to time.  

    1. Interpret new or existing laws, rules and regulations that are complex and multifaceted and use that knowledge as a subject matter expert to communicate requirements and expectations to assigned areas of responsibility.

    2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing changes.

    3. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or functions.

    4. Develop Risk Committee materials, including evaluation of program effectiveness, level and direction of risks, key and emerging risks, and status of previously-identified risk and control issues.

    5. Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations.

    6. Implement strategies and methods related to the compliance risk management framework within the organization, including quality assessments, key risk, and performance measurement data, along with oversight monitoring and mitigation strategies.  

    7. May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts.

    8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives for the company, providing counsel and oversight in a collaborative, business savvy and team-first manner.

    Required Qualifications:

    The requirements listed below are representative of the knowledge, skill and/or ability required.  Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

    1. Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience

    2. Eight years of financial institution experience

    3. Five years of direct experience in compliance

    4. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance.

    5. Strong communication skills, both verbally and written, and the ability to communicate and interact with all levels of management  

    Preferred Qualifications:

    • MBA, Juris Doctorate, or other advanced degree

    • Eight years of compliance experience, with five years at a medium to large financial institution

    • Five years of fair banking experience, including UDAAP and/or fair lending experience

    • Prior supervisory or management experience

    • CRCM

    General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist’s generous benefit plans, please visit our Benefits site. Depending on the position and division, this job may also be eligible for Truist’s defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work.

  • 2 Months Ago

7
Compliance Inspector
  • 7G Environmental Compliance Management
  • Greensboro, NC FULL_TIME
  • Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
  • 2 Months Ago

P
Relationship Manager I - Business Banking
  • PNC
  • Greensboro, NC FULL_TIME
  • Position OverviewAt PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work to...
  • 18 Days Ago

G
Land Use & Compliance Officer (Zoning Compliance Officer)
  • Guilford County
  • Greensboro, NC FULL_TIME
  • GENERAL STATEMENT OF DUTIESThe Zoning Compliance Officer works with the public and other County staff to achieve zoning code compliance for all property within unincorporated Guilford County and towns...
  • 4 Days Ago

C
Compliance Program Manager
  • Cone Health
  • Greensboro, NC FULL_TIME
  • OverviewTalent Pool - Administration & ClericalUnder minimal supervision, the Compliance Program Manager is responsible for communicating, driving, and proactively monitoring compliance with all appli...
  • 12 Days Ago

C
Manager, Trade Compliance
  • Centric Brands
  • Greensboro, NC FULL_TIME
  • About Us Centric Brands is a leading lifestyle brand collective that designs, sources, markets and sells high quality products in multiple segments, including women’s, men’s and kid’s apparel, accesso...
  • 13 Days Ago

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0 Compliance Director (Banking) jobs found in Greensboro, NC area

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Internal Revenue Agent/ Senior Revenue Agent (Examiner)- (6 Month Roster) - Amended
  • Department Of The Treasury
  • Greensboro, NC
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL (LBI) DIVISION? A description of the business units can be found at:...
  • 3/18/2024 12:00:00 AM

D
Internal Revenue Agent (Computer Audit Specialist (CAS) - Examiner) 12 MONTH ROSTER AMENDED
  • Department Of The Treasury
  • Greensboro, NC
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I) DIVISION? A description of the business units can be found at: ...
  • 3/17/2024 12:00:00 AM

D
Internal Revenue Agent (Examiner) 12 MONTH ROSTER (AMENDED)
  • Department Of The Treasury
  • Greensboro, NC
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I) DIVISION? A description of the business units can be found at: ...
  • 3/17/2024 12:00:00 AM

D
Internal Revenue Agent/ Senior Revenue Agent (Examiner)- (12 Month Roster)- Amended
  • Department Of The Treasury
  • Greensboro, NC
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL (LBI) DIVISION? A description of the business units can be found at:...
  • 3/17/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent - Examiner) - 12 MONTH ROSTER
  • Department Of The Treasury
  • Greensboro, NC
  • Duties WHAT IS THE SMALL BUSINESS SELF-EMPLOYED (SB/SE)DIVISION? A description of the business units can be found at: ht...
  • 3/17/2024 12:00:00 AM

W
Finance Specialist
  • World Relief
  • Winston Salem, NC
  • ORGANIZATION SUMMARY: World Relief is a global Christian humanitarian organization that is fighting for change that last...
  • 3/16/2024 12:00:00 AM

K
Director of Finance
  • Kimpton Hotel
  • Winston Salem, NC
  • Why We're HereWe believe heartfelt, human connections make people's lives better. Especially the people who work here. O...
  • 3/15/2024 12:00:00 AM

D
Internal Revenue Agent / Senior Revenue Agent (Examiner)-12 Month Roster AMENDED
  • Department Of The Treasury
  • Greensboro, NC
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
  • 3/14/2024 12:00:00 AM

Greensboro (/ˈɡriːnzbʌroʊ/ (listen); formerly Greensborough) is a city in the U.S. state of North Carolina. It is the 3rd-most populous city in North Carolina, the 68th-most populous city in the United States, and the county seat and largest city in Guilford County and the surrounding Piedmont Triad metropolitan region. As of the 2010 census, the city population was 269,666, and in 2015 the estimated population was 285,342. Three major interstate highways (Interstate 40, Interstate 85, and Interstate 73) in the Piedmont region of central North Carolina were built to intersect at this city. In ...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$109,050 to $156,465
Greensboro, North Carolina area prices
were up 1.5% from a year ago

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