Compliance Director (Banking) jobs in Lawrence, MA
Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)
Recently Added Compliance Director (Banking) jobs
Director, Quality & Compliance
- JLL
-
Andover, MA
FULL_TIME
-
OVERVIEW
The Quality & Compliance Director, will have a primary function of ensuring that the Account's Quality & Compliance Program is properly implemented, maintained, and continuously improved. The person must have a strong background in quality and regulatory requirements for GxP facilities from an operations, facilities, and maintenance perspective. The role will strive towards regulatory, procedural, and contractual compliance ensuring Audit Readiness status across the account. This Quality & Compliance Director will collaborate with the account's team to ensure effective participation in, and adherence to, quality programs. Together, they will drive towards a higher level of service as well as achieve expected scoring performance metrics, as stipulated in both Client and Third Party Vendor contracts.
In addition, this position is expected to interface with the client's quality unit to ensure that, through established Quality Agreement, all applicable regulations and procedures are followed, and that the work performed by staff is documented and recorded in the proper fashion. This person must have experience working at an FDA regulated manufacturing facility in a quality assurance or quality control capacity with a solid background understanding of GxP regulations.
The Quality & Compliance Director must also have a strong commitment to quality assurance, and a willingness to help develop a quality first culture across the account. Must be self-motivated, detail oriented, comfortable working in a dynamic team environment with minimal supervision. The person must have good oral and written communication skills including the ability communicate to all levels of management and interface with a diverse customer base including technical and non-technical personnel.
RESPONSIBILITIES:
Develop, implement, support and direct quality programs ensuring that program deliveries meet or exceed expectations
Build successful relationships within account's personnel and other client personnel to promote confidence, forward planning, and best practices
Provide management and leadership for the design, development, implementation and sustainability of the account's quality and compliance programs
Collaborate with account wide team and proactively share and reapply all learnings, successes, and best practices
Provides management/information to JLL third-parties, account staff and service providers as required to ensure that quality assurance expectations and changes to industry regulations are communicated and followed.
Responsible for supporting and managing the account's quality programs (i.e. non-conformance investigations, CAPAs, training compliance, vendor qualifications, third-party quality agreements, external audits, self-assessments, document management, GxP change control, etc.) that ensures that the work conducted by the Facilities team, and its subcontractors, perform the work in full accordance with applicable SOP's, industry regulations, current practices and contractual requirements
Management of the GxP third-party vendors' compliance program (e.g., qualification, agreements, audits, performances, etc.)
Development and review of trend analysis reports related to the facility scope of work
Maintain all infrastructure and compliance documentation for the facility for the purpose of maintaining regulatory compliance with Contractual, Procedural, Federal, State or Local law requirements
Seeks to continuously improve quality processes, systems, and overall client satisfaction
Interface with the client's quality personnel to ensure that all the client's requirements are followed, and that the work performed by the team is documented and recorded in the proper fashion
Develops and submit periodic account status reports related to its Quality Programs
Supervise, mentor, develop and train peers and direct report team members, when applicable
Ensure that JLL's Life Sciences Quality Management System is properly implemented and consistently met, including all ISO 9001:2015 requirements
Actively collaborate with the Life Sciences Quality Council
Any other duties and tasks as deemed necessary
QUALIFICATIONS:
BS degree in science is desired
A minimum of 8 years of experience in quality engineering, facilities design, and production/facility operations or equivalent. Strong related experience in lieu of degree may be acceptable.
Knowledge of Quality Engineering techniques such as Investigations, RCAs, CAPAs, Audit programs, Vendor Qualification, and Quality Management Systems
EIT or PE a plus
PC skills, proficient in all MSOffice applications, in particular Excel, Word, PowerPoint
Working knowledge of Quality Management Software such as TrackWise, MasterControl, Success Factors, Infinity, etc.
Oral and written communication skills including the ability communicate to all levels of management and will interface with a diverse customer base including technical and non-technical personnel
Ability to prepare and analyze technical reports for the purpose of ensuring compliance with regulations, procedures, and contractual responsibilities
Proven record of excellent internal and external customer service experience
Thorough understanding of cGxP's as they relate to the facilities, utilities, equipment, and laboratories supporting manufacturing activities of drug products
JLL Is an Equal Opportunity Employer JLL is committed to developing and maintaining a diverse workforce. JLL strongly believes in equal opportunity extended to all individuals in all aspects of the employment relationship, including recruitment, hiring, training, promotion, transfer, discipline, layoff, recall and termination without regard to race, color, religion, belief, creed, age, sex, pregnancy or maternity (including childbirth and related conditions), family responsibility (e.g. child care, elder care), nationality, ethnic or national origin or ancestry, citizenship, marital status, civil partner status, sexual orientation, gender identity or expression, transgender status, veteran’s status, genetic information, trade union membership, social position, political view or status as a qualified individual with a disability, protected leave status or any other protected characteristic in accordance with applicable law. The company also endeavors to make reasonable accommodations for known physical or mental limitations of otherwise qualified employees and applicants with disabilities unless the accommodations would impose an undue hardship on the operation of our business and ensures that employment decisions are based only on valid job requirements. - 29 Days Ago
Banking Specialist
- Reading Co-Operative
-
Lawrence, MA
FULL_TIME
- Who We Want: Are you looking to expand your retail banking knowledge and advance your career? Do you love developing strong relationships with customers and helping them find the best financial soluti...
- 1 Month Ago
Banking Specialist
- Reading Co-Operative
-
North Reading, MA
FULL_TIME
- Who We Want: Are you looking to expand your retail banking knowledge and advance your career? Do you love developing strong relationships with customers and helping them find the best financial soluti...
- 1 Month Ago
Relationship Banker (Business Banking Teller)
- Bankprov
-
Newburyport, MA
FULL_TIME
- *** This is a great opportunity for someone looking for a long term growth opportunity ****START YOUR CAREER IN FINANCIAL SERVICESBankProvAfter nearly 200 years in the business, we want to be more tha...
- 23 Days Ago
Hardware Compliance Engineer
- HIGHRES BIOSOLUTIONS INC
-
Beverly, MA
OTHER
- Job Details Job Location: CompanyOffice-US-MA-01915-01 - Beverly, MA Salary Range: Undisclosed DescriptionOverview HighRes Biosolutions is the leading global laboratory automation company, empowering ...
- 18 Days Ago
Quality Assurance and Compliance Manager
- Schylling
-
North Andover, MA
FULL_TIME
- QUALITY ASSURANCE AND COMPLIANCE MANAGER Position Overview: As the Quality Assurance and Compliance Manager you will be responsible for Compliance matters on a wide variety of products in the toy, gif...
- 25 Days Ago
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0 Compliance Director (Banking) jobs found in Lawrence, MA area
Regulatory Payments Compliance Director
- BlueSnap
-
Waltham, MA
- BlueSnap is a rapid growth international FinTech company, headquartered in Waltham, MA, with offices in Israel, Ireland,...
- 4/19/2024 12:00:00 AM
Internal Revenue Agent / Senior Revenue Agent (Examiner)-12 Month Roster AMENDED
- Department Of The Treasury
-
Andover, MA
- Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
- 4/19/2024 12:00:00 AM
Internal Revenue Agent / Senior Revenue Agent (Examiner)-12 Month Roster AMENDED
- Department Of The Treasury
-
Lowell, MA
- Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
- 4/19/2024 12:00:00 AM
Assistant Director of Financial Research Administration
- UMass Lowell
-
Lowell, MA
- General Summary of Position: The Office of Research Administration (ORA) provides assistance to faculty and research sta...
- 4/18/2024 12:00:00 AM
Finance Administrator
- The Morin-Cameron Group, Inc.
-
Danvers, MA
- Bookkeeper Job Description The Morin-Cameron Group, Inc has been providing professional civil engineering and land surve...
- 4/18/2024 12:00:00 AM
Senior Director of Compliance for Strategic Research Initiatives
- Harvard University
-
Cambridge, MA
- Basic Qualifications Candidates MUST meet the following basic qualifications to be considered for this role: Ph.D. or J....
- 4/17/2024 12:00:00 AM
Internal Revenue Agent (Computer Audit Specialist (CAS) - Examiner) 12 MONTH ROSTER AMENDED
- Department Of The Treasury
-
Andover, MA
- Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I) DIVISION? A description of the business units can be found at: ...
- 4/16/2024 12:00:00 AM
Regulatory Affairs Specialist
- Atrium Medical
-
Hudson, NH
- Position Specific Requirements: Responsible for internal, domestic, and international compliance activities working unde...
- 4/16/2024 12:00:00 AM
About Lawrence, Massachusetts
According to the United States Census Bureau, the city has a total area of 7.4 square miles (19 km2), of which 7.0 square miles (18 km2) is land and 0.4 square miles (1.0 km2) (6.07%) is water. Lawrence is on both sides of the Merrimack River, approximately 26 miles (42 km) upstream from the Atlantic Ocean. On the north side of the river, it is surrounded by Methuen. On the south side of the river, the town is bordered by North Andover to the east, and Andover to the south and southwest. Lawrence is approximately 30 miles (48 km) north-northwest of Boston and 27 miles (43 km) southeast of Manc...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$122,094 to $175,166
Lawrence, Massachusetts area prices
were up 1.6% from a year ago
were up 1.6% from a year ago
What does a Compliance Director (Banking) do?
Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement. Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
December 07, 2019
Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020