Compliance Director (Banking) jobs in Long Beach, CA

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Director of Compliance
  • Omni Therapy
  • Torrance, CA FULL_TIME
  • Company Description

    Omni Therapy is a home health company who partners with home health and hospice agencies to facilitate physical therapy, occupational therapy, speech therapy, and nursing visits to patients in the comfort of their own home.

     

    Job Description

    Omni Therapy, Inc. is seeking an experienced leader to join our Quality Assurance (QA) department as the Quality Assurance Supervisor / Director of Compliance. The Q.A. Supervisor will be responsible for overseeing all aspects of our QA department, which is currently made up of 18 members. The best candidate for this role will be an experienced leader and someone with vast knowledge in QA review of home health and hospice notes (Oasis, RN, LVN, PT, OT, ST).

     

    Qualifications:

    • 2 years of recent supervisory experience.
    • 2 years of experience in quality assurance and oasis review.  
    • Must be a California resident and currently reside in the state of CA.

     

    Responsibilities:

    The QA Supervisor position is an integral part of the patient care process requiring teamwork and strong leadership skills to deliver on time sensitive needs. Responsibilities include:   

    • Conducting interviews via Zoom with QA applicants.
    • Maintaining a training program for new QA members.
    • Leading the QA department to ensure smooth operations on a daily basis.
    • Setting policies and protocols for the department and holding team members accountable for expectations.
    • Setting KPIs, reviewing performance, and working with the team to achieve goals.
    • Handling QA-related escalated issues with clinical partners.
    • Leading weekly Zoom meetings for the QA team.
    • Working shoulder to shoulder with members of the QA team to ensure quality and timely notes.

     

    Pay & Benefits

    • $60k annual salary based on experience.
    • Quarterly and/or annual bonuses.
    • 100% remote work from home role.
    • PTO, sick pay, 401k, health, dental, vision insurance, & paid holidays.

     

    Schedule

    • Monday – Friday, 9am – 5:30pm PST
  • Just Posted

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Global Trade Compliance Director
  • Rocket Lab USA
  • Long Beach, CA FULL_TIME
  • GLOBAL TRADE COMPLIANCE DIRECTORThe International Trade Compliance Professional is a subject matter expert in U.S. trade compliance, responsible for the development, implementation, documentation and ...
  • 29 Days Ago

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Director, Diversity, Compliance, and Title IX Coordinator
  • Cerritos College
  • Norwalk, CA FULL_TIME
  • Director, Diversity, Compliance, and Title IX Coordinator Salary: $149,652.00 - $188,004.00 Annually Job Type: Full Time Job Number: DDCT9C Closing: 11/7/2022 11:59 PM Pacific Location: Norwalk, CA De...
  • Just Posted

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VP Sr. Relationship Manager Specialty Deposits-Torrance
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Torrance, CA FULL_TIME
  • ABOUT THE ORGANIZATIONSMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, whol...
  • 5 Days Ago

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VP Sr. Relationship Manager Specialty Deposits-Torrance
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Torrance, CA FULL_TIME
  • ABOUT THE ORGANIZATIONSMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, whol...
  • 5 Days Ago

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Branch Service Rep. III - Torrance
  • Sumitomo Mitsui Banking Corporation (SMBC)
  • Torrance, CA FULL_TIME
  • ABOUT THE ORGANIZATIONSMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, whol...
  • 15 Days Ago

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0 Compliance Director (Banking) jobs found in Long Beach, CA area

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Internal Revenue Agent- Senior Revenue Agent (Examiner), 12-month Roster
  • Department Of The Treasury
  • Long Beach, CA
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL (LB&I)DIVISION? A description of the business units can be found at:...
  • 4/15/2024 12:00:00 AM

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AVP, Government Contracts - Omaha
  • Molina Healthcare
  • Long Beach, CA
  • Job Description *Must live in or near Omaha, Nebraksa* JOB DESCRIPTION Job Summary Responsible for the strategic develop...
  • 4/15/2024 12:00:00 AM

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Compliance Manager
  • Catalyst Cannabis Co.
  • Long Beach, CA
  • Job Title: Compliance Manager Reports to: Senior Compliance Manager/Director of Compliance Job Summary This position is ...
  • 4/14/2024 12:00:00 AM

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Senior Internal Revenue Agent-Senior Program Analyst (12 month roster) AMENDED
  • Department Of The Treasury
  • Long Beach, CA
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONALDIVISION? A description of the business units can be found at: https:...
  • 4/14/2024 12:00:00 AM

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Affordable Housing Compliance Director
  • Solari Enterprises, Inc.
  • Orange, CA
  • Job Description Job Description Join Our Team Today—We Are Growing! Position Overview: Solari Enterprises, Inc. is curre...
  • 4/14/2024 12:00:00 AM

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Director of Healthcare Policy and Compliance
  • HumanGood
  • Duarte, CA
  • Internally known as Compliance Director, this position will implement HumanGood's Compliance Plan through responsibility...
  • 4/13/2024 12:00:00 AM

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Accreditation & Compliance Director
  • Los Angeles Film School
  • Los Angeles, CA
  • Job Description Job Description Purpose: The Accreditation and Compliance Director provides accreditation guidance for a...
  • 4/12/2024 12:00:00 AM

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Internal Revenue Agent / Senior Revenue Agent (Examiner)-12 Month Roster AMENDED
  • Department Of The Treasury
  • Long Beach, CA
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
  • 4/12/2024 12:00:00 AM

Long Beach is a city on the Pacific Coast of the United States, within the Los Angeles metropolitan area of Southern California. As of 2010, its population was 462,257. It is the 39th most populous city in the United States and the 7th most populous in California. Long Beach is the second-largest city in the Los Angeles metropolitan area and the third largest in Southern California behind Los Angeles and San Diego. Long Beach is a charter city. The Port of Long Beach is the second busiest container port in the United States and is among the world's largest shipping ports. The city also maintai...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$126,438 to $181,398
Long Beach, California area prices
were up 3.2% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
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Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
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Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020