Compliance Director (Banking) jobs in New Haven, CT

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Banking Center Manager
  • Webster Bank
  • New Haven, CT FULL_TIME
  • If you’re looking for a meaningful career, you’ll find it here at Webster. Founded in 1935, our focus has always been to put people first--doing whatever we can to help individuals, families, businesses and our colleagues achieve their financial goals. As a leading commercial bank, we remain passionate about serving our clients and supporting our communities. Integrity, Collaboration, Accountability, Agility, Respect, Excellence are Webster’s values, these set us apart as a bank and as an employer.  

    Come join our team where you can expand your career potential, benefit from our robust development opportunities, and enjoy meaningful work!

    This role is responsible for all functions, staff, and daily operations within a banking center.  They are responsible for implementing the Webster banking center network strategy, which includes achievement of sales, customer service, P&L management, operations, and colleague development goals while also contributing to the achievement of District goals. This role is tasked with acquisition, integration, and optimization of new and existing client relationships. The colleague must develop and maintain a strong level of partnership with segment and line of business partners through collaboration and communication. 

    Duties & Responsibilities

    *     Consistently meet/exceed all sales goals, retention goals, and Superior Service Quality (SSQ) standards.
    *     Develop, implement, and manage a detailed business plan and participate in establishing team sales and service goals.
    *     Expand and retain client relationships, actively cross-sell and resolve client issues.  Support segmentation strategy with existing clients by implementing sales, retention and other bank initiatives to support Banking Center’s growth and profitability objectives 
    *     Identify, cultivate, and support key customer segment relationships through focused sales and referral activity
    *     Maintain a working knowledge of all Webster asset, liability, and partner products and services as well as alternative delivery channels.
    *     Coach, develop and hold team accountable by demonstrating leadership skills and modeling the way
    *     Utilize and model usage of all available sales tools and resources.
    *     Ensure timely completion of audits with an expectation to meet/ exceed branch operations review requirements
    *     Ensure compliance with Federal and State laws as well as bank policies and procedures.  
    *     Schedule all branch employee shifts to meet customer service needs; provides flexibility of coverage for the banking center.
    *     Drive high performance by holding team accountable for superior results. Enhance employee engagement by providing team with coaching, support, timely and constructive performance feedback. Provide opportunity in career growth and recognize and reward employees for accomplishments.
    *     Execute on effective colleague onboarding, training new colleagues on policies, procedures and all banking center operational duties/responsibilities

    REQUIREMENTS:
    *     High school diploma/GED required; Bachelor’s degree preferred.
    *     5-7 years of banking experience, with a proven track record in leadership, customer service, managerial, communication and organization skills.
    *     Intricate knowledge of retail banking products and services.
    *     Strong customer service skills, relationship building, organizational, computer skills, comfortable with current technology, and communication skills.

    The estimated salary range for this position is $70,000.00 to $115,000.00 USD annually. Actual salary may vary up or down depending on job-related factors which may include knowledge, skills, experience, and location. In addition, this position is eligible for incentive compensation.
     

    #LI-MM1

    All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or protected veteran status.

  • 11 Days Ago

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Business Banking Relationship Officer
  • Guilford Savings Bank
  • Guilford, CT FULL_TIME
  • POSITION DESCRIPTION:This role is responsible for the expansion and retention of new and existing business banking relationships to include loans, deposits and cash management services within the Bank...
  • 25 Days Ago

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Compliance Coordinator
  • Yale New Haven Health
  • New Haven, CT OTHER
  • OverviewTo be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, a...
  • Just Posted

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Compliance Analyst
  • Boys and Girls Village INC
  • Milford, CT FULL_TIME
  • DescriptionI. PURPOSE/FUNCTION OF THE PROGRAMThe Quality and Compliance functions at BGV are integral to the agency successful implementation of its mission and vision. The overarching goals of the Qu...
  • 6 Days Ago

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Compliance Analyst
  • Boys and Girls Village INC
  • Milford, CT FULL_TIME
  • DescriptionI. PURPOSE/FUNCTION OF THE PROGRAMThe Quality and Compliance functions at BGV are integral to the agency successful implementation of its mission and vision. The overarching goals of the Qu...
  • 6 Days Ago

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International Trade Compliance Attorney
  • Ascension Global Staffing & Executive Search
  • New Haven, CT FULL_TIME
  • Ascension Global Staffing & Executive Search, a Hispanic Women Owned & Operated National Recruiting Firm stands at the forefront of innovation and excellence. Led by a visionary team with a deep commi...
  • 17 Days Ago

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0 Compliance Director (Banking) jobs found in New Haven, CT area

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Internal Revenue Agent / Senior Revenue Agent (Examiner)-12 Month Roster AMENDED
  • Department Of The Treasury
  • New Haven, CT
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
  • 4/23/2024 12:00:00 AM

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Program Manager - Innovation - Ext Funding
  • Iberdrola
  • Orange, CT
  • The base salary range for this position is dependent upon experience and location, ranging from $111,544 - $139,431 Job ...
  • 4/23/2024 12:00:00 AM

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Assistant Director of Financial Aid
  • Wesleyan University
  • Middletown, CT
  • Position Information Position Information Job Posting Number S01296 Position Title Assistant Director of Financial Aid D...
  • 4/23/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Waterbury, CT
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • New Haven, CT
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Bridgeport, CT
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

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Maintenance Technician
  • Atria Senior Living
  • Rocky Hill, CT
  • Responsibilities Implement and monitor programs to maximize revenue, control expense, and improve customer satisfaction....
  • 4/21/2024 12:00:00 AM

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Examination Technician (Office Automation) 6 Month Register
  • Department Of The Treasury
  • Holtsville, NY
  • Duties WHAT IS THE LABOR BUSINESS AND INTERNATIONAL (LBI)DIVISION? A description of the business units can be found at: ...
  • 4/21/2024 12:00:00 AM

New Haven is a coastal city in the U.S. state of Connecticut. It is located on New Haven Harbor on the northern shore of Long Island Sound in New Haven County, Connecticut, and is part of the New York metropolitan area. With a population of 129,779 as determined by the 2010 United States Census, it is the second-largest city in Connecticut after Bridgeport. New Haven is the principal municipality of Greater New Haven, which had a total population of 862,477 in 2010. New Haven was the first planned city in America. A year after its founding by English Puritans in 1638, eight streets were laid o...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$123,351 to $176,970
New Haven, Connecticut area prices
were up 1.7% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
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Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
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That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
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