Compliance Director (Banking) jobs in Newport News, VA

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

H
Assistant Director for Compliance- Athletics
  • Hampton University
  • Hampton, VA FULL_TIME
  • Hampton University Staff

    The Assistant Director of Compliance is responsible for assisting with the implementation and management of a comprehensive athletics compliance program including enforcement of policies and procedures to ensure compliance with applicable NCAA, Colonial Athletic Association and Hampton University rules and regulations.

    Essential Functions and Responsibilities:

    • Submit institutional request list (IRL) to the NCAA Eligibility Center.
    • Check the NCAA Eligibility Center for certification reports.
    • Submit official certification forms to the conference office for required sports.
    • Work with the certification analyst, financial aid to complete and submit squad lists to Conference office.
    • Meet with teams to discuss rules education and to complete NCAA required forms.
    • File student-athlete eligibility forms before the first day of completion.
    • File international student-athlete forms and student-athlete historical questionnaires.
    • Monitor official and unofficial visits, playing and practice season activities and countable athletic related activities for each sport.
    • Conduct rules education with coaches, athletics staff, students, and donors.
    • Assist with the special assistance fund/student-athlete opportunity fund distribution and reporting.
    • Monitor temporary certification periods of entering first-year students, recruiting logs and telephone logs.
    • Assist with monitoring weekly participation rosters.
    • Assist with documenting and monitoring sexual assault and violence attestations.
    • Assist with updating and maintaining institutional compliance websites.
    • Attend NCAA compliance regional seminars and CAA compliance workshops.
    • Assist with official/unofficial visits, complimentary tickets assignment and distribution
    • Monitor team and individual award limits, monitor coaches’ camps and clinics, monitor complimentary admissions, monitor awards (Permissible and non-permissible awards), and monitor benefits and promotions.
    • Other duties as assigned by the Associate Athletics Director for Compliance

    Other Functions and Responsibilities:

    • Contribute to a positive and productive work environment and maintain respectful professional working relationships.
    • Attends and actively engages in staff meetings, training, professional development experiences, and opportunities, as budget allows
    • Complies with all NCAA, conference, and institutional regulations, policies, and procedures.
    • Performs other related duties as assigned.
    • Basic knowledge of the usage of personal computers and standard application software (word processing, spreadsheet and/or database management programs).
    • Excellent verbal and written communication skills.
    • Excellent interpersonal skills.
    • Some nights and weekends may be required.

    The ideal candidate will possess the following:

    • Knowledge of NCAA rules & regulations
    • Knowledge of NCAA Compliance Assistant and LSDBI
    • Knowledge of ARMS Compliance software
    • Knowledge of Banner
    • Familiarity with commercial compliance tracking software
    • Must possess strong communications skills, both oral and written
    • Ability to maintain positive relationships constituencies to provide excellent customer service
    • Ability to work under pressure, multi-task, and meet deadlines

    Minimum Qualifications: Typically requires a bachelor’s degree in a relevant field and two years of relevant experience of NCAA compliance, or an equivalent combination of education, training, and experience. A valid driver’s license is required.

    Preferred Qualifications: A Master’s or JD degree, 1-3 years of NCAA compliance experience within the previous 5 years (internships experience included), and NCAA compliance experience at a NCAA Division 1 institution or conference level is preferred.

    Substitution Statement: Related experience may be substituted for education, on a basis set forth and approved by the Department of Human Resources.

    How to Apply:
    Please submit a cover letter, resume, and a completed Application for Educational Support Staff Employment via email at HROffice@hamptonu.edu or fax to (757) 727-5969:

    Office of Human Resources
    Hampton University
    Hampton, VA 23668
    ***No phone calls

    Forms:
    Visit Human Resources – Hampton University Human Resources to retrieve the educational support staff employment application and other supplemental application materials.

  • 3 Days Ago

C
Director of Institutional Compliance/Title IX Coordinator
  • Christopher Newport University
  • Newport, VA FULL_TIME
  • Position Information Working Title Director of Institutional Compliance/Title IX Coordinator Position Number FA221 FLSA Exempt Appointment Type Full Time Sensitive Position No Sensitive Position State...
  • 21 Days Ago

C
State Compliance Inspector
  • CES, LLC
  • Poquoson, VA PART_TIME
  • Job Description Summary: CES is looking for reliable, detail-oriented Law Enforcement Officers to assist Underage Purchasers in performing non-confrontational compliance checks on local tobacco retail...
  • 23 Days Ago

C
Codes Compliance Inspector
  • City of Hampton
  • Community Development, VA FULL_TIME
  • A career about community-Are you a professional inspector who wants to improve neighborhoods and have an interest in local government? Do you value integrity, trust, respect, accountability, creativit...
  • Just Posted

R
Quality Control Compliance Inspector
  • Riggins Company
  • Hampton, VA FULL_TIME
  • Riggins Company, located in Hampton VA, is looking for a full-time Quality Control Inspector to join our QA/QC team and to become a key player in our growing and exciting company. We are a custom manu...
  • 24 Days Ago

A
IT Governance and Compliance Advisor
  • Awanui
  • Christchurch, VA FULL_TIME
  • IT Governance and Compliance Advisor We are Awanui: At Awanui, we're proud to be a New Zealand-owned national network of 25 laboratories, 150 collection centers, and employers of over 2,200 people thr...
  • 7 Days Ago

Filters

Clear All

  • Filter Jobs by companies
  • More

0 Compliance Director (Banking) jobs found in Newport News, VA area

D
Director, Ethics & Compliance - Risk & Monitoring
  • Dollar Tree Stores
  • Chesapeake, VA
  • Dollar Tree, Inc. Director, Ethics & Compliance Risk & Monitoring Chesapeake, VA Job Description About Us Based in Chesa...
  • 4/26/2024 12:00:00 AM

D
Director, Ethics & Compliance Risk & Monitoring
  • Dollar Tree Stores
  • Chesapeake, VA
  • Dollar Tree, Inc.Director, Ethics & Compliance Risk & MonitoringChesapeake, VAJob DescriptionAbout UsBased in Chesapeake...
  • 4/24/2024 12:00:00 AM

H
Corp Multifamily Operations - Regional Recertification Specialist, Affordable Housing
  • Harbor Group
  • Norfolk, VA
  • Corp Multifamily Operations - Regional Recertification Specialist, Affordable Housing Arlington, VA, USAJob Description ...
  • 4/24/2024 12:00:00 AM

D
Director, Ethics & Compliance – Risk & Monitoring
  • Dollar Tree Stores
  • Chesapeake, VA
  • Dollar Tree, Inc. Director, Ethics & Compliance – Risk & Monitoring Chesapeake, VA Job Description About Us Based in Che...
  • 4/23/2024 12:00:00 AM

D
Senior Internal Revenue Agent-Senior Program Analyst (12 month roster) AMENDED
  • Department Of The Treasury
  • Hampton, VA
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONALDIVISION? A description of the business units can be found at: https:...
  • 4/22/2024 12:00:00 AM

D
Internal Revenue Agent (Computer Audit Specialist (CAS) - Examiner) 12 MONTH ROSTER AMENDED
  • Department Of The Treasury
  • Hampton, VA
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I) DIVISION? A description of the business units can be found at: ...
  • 4/22/2024 12:00:00 AM

D
Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Hampton, VA
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

D
Internal Revenue Agent (Computer Audit Specialist (CAS) - Examiner) 12 MONTH ROSTER AMENDED
  • Department Of The Treasury
  • Norfolk, VA
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I) DIVISION? A description of the business units can be found at: ...
  • 4/22/2024 12:00:00 AM

Newport News is located at 37°4′15″N 76°29′4″W / 37.07083°N 76.48444°W / 37.07083; -76.48444 (37.071046, −76.484557). According to the United States Census Bureau, the city has a total area of 120 square miles (310 km2), of which 69 square miles (180 km2) is land and 51 square miles (130 km2) (42.4%) is water. The city is located at the Peninsula side of Hampton Roads in the Tidewater region of Virginia, bordering the Atlantic Ocean. The Hampton Roads Metropolitan Statistical Area (officially known as the Virginia Beach-Norfolk-Newport News, VA-NC MSA) is the 37th largest in the nation with...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$108,261 to $155,320
Newport News, Virginia area prices
were up 1.2% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
December 07, 2019
Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020