Compliance Director (Banking) jobs in Petaluma, CA

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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DIRECTOR OF QUALITY COMPLIANCE
  • BUCKELEW PROGRAMS
  • Novato, CA OTHER
  • Job Details

    Level:    Senior
    Job Location:    Corporate Headquarters - Novato, CA
    Position Type:    Full Time
    Education Level:    4 Year Degree
    Salary Range:    $120,000.00 - $130,000.00 Salary/year
    Travel Percentage:    Negligible
    Job Shift:    Day
    Job Category:    General Business

    Join Buckelew and you will play a pivotal role in making a meaningful impact on the lives of individuals facing mental health and substance use challenges. 

     

    Buckelew Programs is the largest provider of behavioral healthcare services in the North Bay for those who would otherwise not have access. We are seeking a new Director of Quality & Compliance to join our team. In this role you will plan and implement systems to ensure compliance with internal and external standards and regulations. You will develop, implement, and participate in quality improvement initiatives; assist in program evaluation and planning consistent with the organizational values and mission; serve as HIPAA Privacy Officer and Compliance Officer. 

     

    As part of the Quality and Compliance team, you will work with the Quality and Compliance Manager and the EHR Coordinator and report to the CEO. This position offers a hybrid work schedule with the requirement of working onsite at our corporate office a minimum of two days per week. 

     

     RESPONSIBILITIES:

     

    • Serve on the Agency Senior Management Team with other senior staff. Participates in the development and implementation of the strategic plan with goals and strategies for the agency. Develops goals for the quality and compliance department and monitors and reports progress to the CEO.
    • Promotes and develops a culture of growth, learning and collaboration across the programs. Coordinates and collaborates with directors of other Agency programs in respect to clinical planning, service delivery, and cross-program issues. Evaluate, revise and manage the agency utilization review of clinical and program services. This includes insuring that the process meets federal and state requirements and that it is designed to improve clinical outcomes.
    • Oversee standard compliance as regulated by State of California Title 9 Welfare & Institutions Code, federal MediCal regulations, federal HUD regulations, HIPAA, Community Care Licensing and CARF standards for accreditation.
    • In collaboration with Senior Management Team members, develop and use tools which enhance agency quality and compliance. Participate as Senior Management staff member in overall agency planning, budgeting and policy setting and implementing agency decisions as they relate to quality and compliance.
    • Provide day-to-day guidance to Senior Management regarding policy and procedures, regulations and confidentiality. Oversee and support Leadership Committees in creating and updating policy and procedure ensuring all policies and procedures are reviewed and updated on an annual basis.
    • Facilitate continuous quality improvement (CQI). Develop systems and procedures to monitor conformity to standards and quality improvement using data management and outcomes reporting.
    • Monitor monthly chart audits. Clinical program supervisors to complete monthly audits and submit reports to the Quality and Compliance department that indicate number of client charts and number of service providers documenting in those charts (or primary case manager/clinician/service provider responsible for the chart) and outcome of the audit ie. findings needing improvement through training or discipline. Oversee completion of random audits by Quality and Compliance staff in each program at least semi-annually and submit an annual report to senior management. Facilitate program participation in county behavioral health audits as required by county contracts and State Medical Audits and coordinate with program directors to coordinate corrective actions such as staff trainings, improved documentation standards and adherence to regulatory requirements.
    • Provide best practice and consultative support services assisting agency staff in reaching adoption/implementation/meaningful use of the electronic health record (EHR) system. Conduct workflow analysis, needs assessments and troubleshoot issues that arise for programs and recommend specific solutions such as installation of alternate methods and procedures, changes in processing methods and practices, or redesign of processes and workflow. Troubleshoot practice management application issues. Serves as administrative interface with EHR vendor. Conduct regular and systematic review of security risk in accordance with the requirements under 45 CFR 164.308(a)(1), implement security updates as necessary, and correct identified security deficiencies as part of risk management process. Responsible for data administration, analysis and management reporting from EHR.
    • Coordinate training to improve quality of clinical documentation.
    • Oversee the collection of risk data and critical incident reports. Work with senior team members in oversight of operations to ensure agency practice adheres to accreditation and regulatory health and safety standards.
    • Serves as organizations HIPAA Privacy Officer including breach reporting. Serve as organizations Compliance Officer which includes: Conducting compliance investigations, keeping CEO apprised of investigations and making recommendations regarding investigations.
    • Develop and ensure accurate monthly and annual data reporting including demographics and numbers served.
    • Oversight of Records Retention, requests for medical records and Destruction processes.
    • Supervision and support of Quality and Compliance Manager.


    QUALIFICATIONS:

     

    Education and Experience: Bachelors level degree in social work or related behavioral health field is required, Masters preferred. Minimum of 5 years experience in a compliance and/or quality management role in a small to mid-size organization, preferably a non-profit. Current California clinical license preferred. Experience with administrative and program regulations related to county departments governing specific programs, CARF and MediCal standards. Experience in developing data reports in collaboration with data analysts, managers and other team members. Working knowledge of county, state and federal requirements for utilization review of clinical services; quality improvement tools and processes; and state and federal regulations related to Compliance Programs in healthcare.

     

    Skills and Abilities:

     

    • Self-motivated and able to work independently as well as with a team.
    • Candidate must have excellent organizational and administrative skills. Competence with Microsoft Office including Word, Excel, PowerPoint, Access and Outlook at an intermediate level. Experience with electronic health record systems including reporting, preferably in an administrative capacity. Internet skills including the use of online research. Keyboarding skills at 45 WPM or greater, with accuracy.
    • Demonstrated planning, analytical and organization skills.
    • Proven ability to partner with and support program leaders throughout an organization as well as with government agencies.
    • Highly organized and able to effectively prioritize multiple tasks and responsibilities. Reliable, excellent attention to detail and accuracy. Must be able to maintain confidentiality.
    • Have and maintain a valid California Drivers License and personal automobile with insurance coverage for use on the job.
    • Able to pass Live Scan, Office of Criminal Justice and Department of Social Services clearances.
    • Able to work well under pressure, with good judgment and decision-making abilities.
    • Working understanding of highly confidential environments and ability to maintain confidentiality.
    • Able to effectively lead the quality and compliance department including effective leadership and supervisory skills.

     

    Physical Requirements: Requires occasional lifting (up to 25 pounds), standing, walking, and reaching. Requires frequent hearing and talking. Nearly all work is performed in a comfortable indoor facility. Ability to maintain composure and work quality with some interruptions; regular local travel; involves frequent exposure to demands and pressures from persons other than immediate supervisor. Able to handle objects with both hands and the use of fine motor skills for the duration of a shift. Frequently operates a computer and other office productivity machinery, such as a calculator, copy machine, and computer printer. Vision requirements: Ability to see information in print and/or electronically; possess visual acuity to use computer and other office machinery constantly. Hearing requirements: Ability to hear information in person and by telephone.

     

    BENEFITS: Medical, dental, vision and life and long-term disability insurance, Employee Assistance Program, FSAs, retirement savings plan with company match, eligibility for loan forgiveness, continuing education credits available through our learning management system and generous paid time off policy.

     

    DIVERSITY, EQUITY & INCLUSION:  Buckelew Programs values transparency, equity, accountability and inclusion. As a behavioral health organization, we firmly believe that feeling understood, accepted, and supported is essential to mental well-being and promoting recovery; we welcome all people regardless of identities and circumstances. As a thought leader in mental health, substance misuse, suicide prevention, housing equity and community building, we recognize the need to stay current and responsive to diverse communities by bringing different people together to be their authentic selves.

     

    AA/EOE

  • 1 Month Ago

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DIRECTOR OF QUALITY COMPLIANCE
  • Buckelew Programs
  • Novato, CA FULL_TIME
  • Join Buckelew and you will play a pivotal role in making a meaningful impact on the lives of individuals facing mental health and substance use challenges. Buckelew Programs is the largest provider of...
  • 1 Month Ago

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Investment Banking Analyst
  • Exit Strategies Group, Inc.
  • Petaluma, CA FULL_TIME
  • Exit Strategies Group, Inc. 531 E Washington Street Petaluma, CA 94952 www.exitstrategiesgroup.com Confidential Merger, Acquisition and Business Valuation Services Investment Banking Analyst Company D...
  • 1 Day Ago

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Compliance Coordinator
  • ABM On-Site
  • Novato, CA FULL_TIME
  • To ensure success, the compliance coordinators should be confident, professional, and self-motivated with a keen interest in the ethical, legal, and regulatory requirements of a business. Top candidat...
  • 12 Days Ago

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Compliance coordinator
  • ABM US
  • Novato, CA FULL_TIME
  • Salary: $65,000 Shift: Mon-Fri (8am-4:30pm) hours might change. The pay listed is the salary range for this position. Any specific offer will vary based on the successful applicant’s education, experi...
  • 13 Days Ago

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Sr. Compliance Engineer (EVSE)
  • Enphase Energy
  • Petaluma, CA FULL_TIME
  • Enphase Energy is a global energy technology company and leading provider of solar, battery, and electric vehicle charging products. Founded in 2006, Enphase transformed the solar industry with our re...
  • Just Posted

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0 Compliance Director (Banking) jobs found in Petaluma, CA area

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Compliance Director - Office of the Treasurer & Tax Collector (0941) (138881)
  • City and County of San Francisco
  • San Francisco, CA
  • Specific information regarding this recruitment process is listed below: Application Opening: Tuesday, April 23, 2024 Ap...
  • 4/26/2024 12:00:00 AM

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Clinical Director - LMFT, LCSW, Clinical Psychologist
  • Crestwood Behavioral Health
  • Vallejo, CA
  • Job Description Job Description Are you looking for a meaningful role in behavioral health and have the desire to work w...
  • 4/25/2024 12:00:00 AM

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Deputy Director of Finance
  • City of Novato, CA
  • Novato, CA
  • Salary : $134,202.24 - $163,123.56 Annually Location : Novato, CA Job Type: Full-Time Job Number: 2024-08 Department: Ad...
  • 4/24/2024 12:00:00 AM

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Fair Lending Compliance Director
  • LendingClub Bank
  • San Francisco, CA
  • Current Employees of LendingClub: Please apply via your internal Workday Account LendingClub Corporation (NYSE: LC) is t...
  • 4/23/2024 12:00:00 AM

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Chief Program Officer
  • Bay Area Community Resources (BACR)
  • Oakland, CA
  • Overview: The CPO is an integral member of the BACR Executive Team and is responsible for the smooth-running operations,...
  • 4/22/2024 12:00:00 AM

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Program Director
  • Crestwood Behavioral Health
  • Vallejo, CA
  • Job Description Job Description Are you looking for a meaningful role in behavioral health and have the desire to work w...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent (Computer Audit Specialist (CAS) - Examiner) 12 MONTH ROSTER AMENDED
  • Department Of The Treasury
  • Santa Rosa, CA
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I) DIVISION? A description of the business units can be found at: ...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • San Rafael, CA
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

Petaluma /pɛtəˈluːmə/ is a city in Sonoma County, in California's Wine Country, part of the North Bay sub-region of the San Francisco Bay Area, located 37 mi (60 km) north of San Francisco. Its population was 57,941 according to the 2010 Census. The Rancho Petaluma Adobe, located in Petaluma, is a National Historic Landmark. Its construction started in 1836 by order of General Mariano Guadalupe Vallejo, then Commandant of the San Francisco Presidio. It was the center of a 66,000 acre (270-km²) ranch stretching from Petaluma River to Sonoma Creek. The adobe is considered one of the best preserv...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$128,153 to $183,858
Petaluma, California area prices
were up 2.5% from a year ago

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