Compliance Director (Banking) jobs in Racine, WI

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Director of Logistics and Compliance
  • Waukegan Community Unit District 60
  • Waukegan, IL FULL_TIME
    • JobID: 6173
    • Position Type:
      Administration Level 3/Director
      Date Posted:
      8/17/2022
      Location:
      Lincoln Center/District Wide


      Closing Date:
      08/24/2022
      Who We Are:
      Waukegan Community Unit School District No. 60 serves nearly 17,000 students in preschool through grade 12 and is located halfway between Chicago, Illinois and Milwaukee, Wisconsin on the shores of Lake Michigan. Our District has one early learning center, 15 elementary schools, five middle schools and a high school program divided between two 9 – 12th grade campuses. The District encompasses portions of Waukegan, Beach Park and Park City.

      Why We Do This Work:
      The Waukegan Community Unit School District No. 60 has set an ambitious agenda for change, guided by the belief that all children, regardless of circumstances, can achieve at high levels and academic gaps can and will be eliminated with the support of teachers who deliver engaging, relevant, and academically rigorous instruction that excites students and instills a love of learning in them.
      What We Need: Under the direct supervision of the Deputy Superintendent of Operational Supports and Programs, the Director of Logistics and Compliance will be responsible for performing administrator duties necessary to ensure district-wide conformance with all operational regulatory requirements per Illinois School Code and School Board Policy, as well as enhance and develop protocols, procedures, and staff training for efficient logistical management throughout the District.

      Essential Duties and Responsibilities:

      1. Perform bi-annual audit of all District asset inventory in collaboration with the Business Office.
      2. Perform property appraisals for all District properties and maintain associated records.
      3. Create and maintain logistical distribution programs for all material and supply orders for both the operational and academic functions of the District.
      4. Coordination and facilitation of School Principals oversight of management of materials.
      5. Provide relevant staff training and support regarding inventory management.
      6. Research and compile information for Federal, State and District reports and special projects as assigned.
      7. Maintain comprehensive, accurate records and prepare reports and files including those of a confidential nature.
      8. Keep all Operations Department records up to date including but not limited to overtime, contractual obligations (such as prevailing wage, payment requests, warranties, etc) inventory, Life Safety, OSHA, grants, construction documents, manuals, blueprints, floor plans, and asbestos management.
      9. Maintains communications with all local fire and police Departments and other city, county, or state agencies.
      10. Serve as a member of the District's Emergency Management / Crisis Team.
      11. Perform ADA compliance audits annually based on building use and provide recommendations.
      12. Manage all aspects and implementation of the District's Risk Management plan.
      13. Coordinate two yearly inspections of school buildings with the local fire department and maintain all buildings according to existing fire codes.
      14. Coordinate Board policy review process for several Operational departments including Transportation, Wellness, Facility Use, Use of Vehicles, Inventory Control, Financial Control, and the like.
      15. Keep detailed records of ROE inspections, listed deficiencies, progress toward resolving deficiencies, and provide comprehensive reports on all resolved and unresolved deficiencies.
      16. Assist with records and file organization and storage for the Information Technology department, and other departments upon request and when appropriate.
      17. Prepare, duplicate and mail information and materials to parents, staff, administrators and community, educational, state, and federal organizations when appropriate.
      18. Order and maintain office supplies and other materials in a fiscally responsible manner.
      19. Assist Procurement Officer as needed.
      20. Provide recommendations for improved transportation logistics at all District facilities for student, staff, and visitor vehicular and pedestrian traffic, and coordinate with local and/or county regulatory agencies.
      21. Update interior and exterior signage throughout all District facilities to improve overall logistical movements and aesthetics, as well as ensure signage is ADA compliant. 22. Assist in all matters pertaining to budget management for supplies and materials, and other capital assets.
      23. Implements Board policies and state laws pertaining to the functions included in this job description.
      24. Communicate with District personnel and/or parents according to established guidelines, policies and procedures.
      25. Collaborate with other departments and serve as the lead coordinator for large District events including but not limited to: graduation, middle school promotion, regional athletic events, prom/homecoming related activities, etc.
      26. Assumes the responsibilities and other duties or specialized projects as may be assigned from time to time by the Deputy Superintendent of Operational Supports and Programs.

      Knowledge and Abilities

      Knowledge of

      1. Modern office practices, procedures and equipment usage.
      2. Proper record-keeping techniques.
      3. Correct English usage, grammar, spelling, punctuation and vocabulary.
      4. Interpersonal skills using tact, patience, courtesy and proper office etiquette.

      Ability to:

      1. Independently anticipate and act upon the needs of District Administration
      2. Use consistent, good judgment and demonstrate sound decision-making and problem-solving abilities.
      3. Communicate effectively both orally and in writing.
      4. Establish and maintain cooperative and effective working relationships with others.
      5. Maintain accurate records and prepare reports.
      6. Determine and take appropriate action within clearly defined guidelines.
      7. Work independently with little direction.
      8. Create schedules and timelines.
      9. Develop presentations and audio visual materials and newsletters.
      10. Independently compose correspondence and written materials.
      11. Perform specialized administrative actions in support of various program activities
      12. Utilize Microsoft Office Professional and Google Workspace in all aspects of job performance.
      13. Maintain strict confidentiality in handling and maintaining of sensitive department and District information.
      14. Manage assignments and competing priorities among multiple departments' needs.

      Qualifications:

      1. Bachelor's degree from an accredited University, Master's degree preferred
      2. Five years (minimum) Educational administrative experience
      3. Demonstrated extensive knowledge of policy/procedures review and development
      4. Demonstrated knowledge of ISBE, ROE, and USDOE reporting requirements
      5. Demonstrated ability to multitask effectively and prioritize strategically.
      6. Be able to successfully work in a collaborative environment.
      7. Able to mediate and resolve conflicts.
      8. Bilingual preferred, but not required.
      9. Ability to communicate effectively with individuals and groups of all ages, backgrounds, and educational levels.
      10. Ability to remain flexible to changes in assignments or situations.
      11. Ability to maintain confidentiality.
      12. Ability to work independently with minimal supervision.
      13. Effective oral and written communication skills.
      14. Ability to maintain timely and accurate records.

      Work Environment: Busy office environment with multiple priorities and frequent interruptions. Support of Administrators in both the Operations and Academics divisions.

      Terms of Employment: Twelve months.

      Compensation: TBD

      Application Deadline: Application Deadline: Candidates must submit an online application by the deadline.

      Only online applications will be considered for interviews.
      Apply: www.wps60.org
      Waukegan Community Unit School District 60 offers employment opportunities
      without regard to age, gender, race, color, national origin, religion, marital or military/veteran status, sexual
      orientation, pregnancy, parental status, genetics or disability

  • 20 Days Ago

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Director - Safety Health, Environmental & Quality (SHEQ) Compliance
  • SC Johnson
  • Racine, WI FULL_TIME
  • SC JOHNSON IS A FIFTH-GENERATION FAMILY COMPANY BUILT ON THE SPIRIT OF OUR PEOPLE. We have been leading with purpose for over 130 years, building iconic brands that win the hearts and minds of consume...
  • 26 Days Ago

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Surveillance Investigator
  • Allied Universal® Compliance and Investigations
  • Waukegan, IL FULL_TIME
  • Surveillance Investigator Overview Allied Universal® Compliance and Investigations, North America's leading expert insurance claim investigations, compliance and corporate governance company, provides...
  • 10 Days Ago

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LBS1 Teacher Opening in Waukegan, IL
  • Bilingual Therapies - Director of Educational Resources
  • Waukegan, IL CONTRACTOR,PART_TIME,FULL_TIME
  • Job Title: Special Education Teacher - Waukegan, IL Type: W2 Contract (Full or Part-Time) Location: Waukegan, IL Salary: $35-50 per hour We are seeking dedicated Special Education Teachers to join our...
  • 8 Days Ago

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Compliance Specialist
  • Collins Consulting
  • North Chicago, IL CONTRACTOR
  • Description This is a hybrid position. Local candidates only Job Details:HR Compliance and Governance Specialist will provide versatile support to various HR Operations initiatives and serve as a trus...
  • 16 Days Ago

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Compliance Specialist
  • Lifted Liquids, Inc. d/b/a Lifted Made
  • Kenosha, WI FULL_TIME
  • Compliance SpecialistJob Description:Lifted Made is seeking a Compliance Specialist to ensure adherence to compliance and safety regulations as dictated by the various certifying and regulatory bodies...
  • 29 Days Ago

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Managing Director- Enterprise Compliance Testing
  • Bmo Financial Group
  • Milwaukee, WI
  • BMO Financial Group Managing Director- Enterprise Compliance Testing Milwaukee , Wisconsin Apply Now Please Note : This ...
  • 4/24/2024 12:00:00 AM

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Wealth Management Services Director
  • Waukesha State Bank
  • Waukesha, WI
  • We are growing and need an experienced manager to lead our team. We are looking for a seasoned Wealth Manager with a pro...
  • 4/24/2024 12:00:00 AM

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Financial aid officer
  • University Of Wisconsin System
  • Kenosha, WI
  • Full job description The University of Wisconsin-Parkside is a dynamic learning community grounded in academic excellenc...
  • 4/23/2024 12:00:00 AM

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Risk Manager (Intergovernmental)
  • City Of Highland Park
  • Buffalo Grove, IL
  • Risk Manager (Highland Park, Buffalo Grove and Elk Grove Village)**This recruitment is being managed by City of Highland...
  • 4/23/2024 12:00:00 AM

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Sr Manager Compliance Programs - Remote
  • Hiring Now!
  • Deerfield, IL
  • Do you want to join a team where the mission is meaningful, the challenges are complex, and you can directly see the res...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Milwaukee, WI
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

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Specialist, Quality Interventions/QI Compliance (Remote in Wisconsin)
  • Molina Healthcare
  • Milwaukee, WI
  • JOB DESCRIPTION Job Summary Molina's Quality Improvement function oversees, plans, and implements new and existing healt...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent (Computer Audit Specialist (CAS) - Examiner) 12 MONTH ROSTER AMENDED
  • Department Of The Treasury
  • Waukesha, WI
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I) DIVISION? A description of the business units can be found at: ...
  • 4/21/2024 12:00:00 AM

Racine (/rəˈsiːn/ rə-SEEN) is a city in and the county seat of Racine County, Wisconsin, United States. It is located on the shore of Lake Michigan at the mouth of the Root River. Racine is located 22 miles south of Milwaukee. As of the 2010 U.S. census, the city had a population of 78,860, making it the fifth-largest city in Wisconsin. Its median home price of $103,625 makes it one of the most affordable cities in Wisconsin to buy a home. In January 2017, it was rated "the most affordable place to live in the world" by the Demographia International Housing Affordability survey. Racine is th...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$111,348 to $159,748
Racine, Wisconsin area prices
were up 1.8% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
December 07, 2019
Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020