Compliance Director (Banking) jobs in Raleigh, NC

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Director of Compliance
  • Catalent Pharma Solutions
  • Morrisville, NC FULL_TIME
  • The Role

    • Responsible for administrating Quality Systems including document control, change control, and internal/external audits.
    • Ensure compliance to regulations for medical device and combination products
    • Write, revise, and review SOPs for approval associated with design control
    • Support new combination product introduction and maintenance of Device Master Record for commercial and clinical programs
    • Support change controls associated with design controls
    • Support FMEA associated with the design and production of medical device and combination products
    • Support product complaint investigation for combination products
    • Recommend modification to operating policies
    • Serve as a QA resource for design control activities
    • Staffing responsibilities for a single functional area or department of Catalent with moderate financial responsibilities
    • All other duties as assigned;

    The Candidate

    • Bachelor’s degree in Science, Engineering, or similar is required
    • 7 or more years of Quality Management experience in medical device and/or combination product development is strongly preferred
    • 3 or more years of supervisory experience is strongly preferred
    • Expertise in FDA 21 CFR Parts 820, 210, and 211 quality system requirements is required
    • Expertise in medical device and combination product requirements is required
    • Experience working in or interacting with an analytical laboratory is preferred
    • Exposure to a pharmaceutical manufacturing environment is strongly preferred
    • Experience working or interacting with FDA inspectors is strongly preferred
    • Individual may be required to sit, stand, walk regularly and occasionally lift 0-15 pounds;

    Why you should join Catalent:

    • Defined career path and annual performance review and feedback process
    • Diverse, inclusive culture
    • 152 hours of PTO 8 paid holidays
    • Several Employee Resource Groups focusing on D&I
    • Dynamic, fast-paced work environment
    • Positive working environment focusing on continually improving processes to remain innovative
    • Potential for career growth on an expanding team within an organization dedicated to preserving and bettering lives
    • Competitive salary with bonus potential
    • Community engagement and green initiatives
    • Generous 401K match and Paid Time Off accrual
    • Medical, dental and vision benefits effective day one of employment
    • Tuition Reimbursement – Let us help you finish your degree or earn a new one!
    • GymPass program to promote overall physical wellness
    • Perkspot - offers exclusive or private discounts from approximately 900 merchants in a wide array of categories

    Job Type: Full-time

    Benefits:

    • 401(k)
    • Dental insurance
    • Health insurance
    • Vision insurance

    Experience level:

    • 6 years
    • 7 years

    Schedule:

    • Monday to Friday

    Application Question(s):

    • Do you have experience in Quality Management??

    Ability to Relocate:

    • Morrisville, NC 27560: Relocate before starting work (Required)

    Work Location: In person

  • 19 Days Ago

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Director, Compliance
  • Verona Pharma
  • Raleigh, NC FULL_TIME
  • Director, ComplianceThe Company:Our mission is to improve the health and quality of life for the millions of people affected by chronic respiratory diseases. We do this through the development of our ...
  • 1 Month Ago

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Compliance Director
  • North Carolina Community Health Center Association
  • Raleigh, NC FULL_TIME
  • Summary The Compliance Director oversees and ensures NCCHCA and CMHN’s compliance with state and federal laws, regulations, policies, and ethical requirements. This is a leadership role that requires ...
  • 1 Month Ago

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Compliance Associate
  • Fairview Compliance Services
  • Raleigh, NC FULL_TIME
  • DescriptionCompany DescriptionViewPoint Partners and its affiliates, including Fairview Compliance Services, were founded with a mission of providing outstanding customer service to advisory firms. Gr...
  • 1 Month Ago

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Compliance Operations Associate
  • Fairview Compliance Services
  • Raleigh, NC FULL_TIME
  • DescriptionWhy Fairview Compliance Services?At Fairview Compliance Services, our strength lies in our people and in our client relationships. Our clients are primarily investment advisers who are regi...
  • 16 Days Ago

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Exceptional Children Director of Compliance
  • Johnston County Public Schools
  • Smithfield, NC FULL_TIME
  • JOHNSTON COUNTY PUBLIC SCHOOLS JOB DESCRIPTION POSITION: Exceptional Children Director of Compliance LOCATION: Exceptional Children Programs SALARY: Administrative Salary Scale TERM OF EMPLOYMENT: 12 ...
  • 1 Day Ago

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0 Compliance Director (Banking) jobs found in Raleigh, NC area

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Operational Risk Analyst / Compliance Analyst ( LOCALS ONLY ) --- Remote & Twice a week Onsite
  • Zillion Technologies, Inc.
  • Raleigh, NC
  • THIS IS A DIRECT BANKING CLIENT REQUIREMENT ! Those authorized to work without sponsorship are encouraged to apply pleas...
  • 4/26/2024 12:00:00 AM

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Director of Finance and Operations (Philippines Remote)
  • Hip eCommerce
  • Raleigh, NC
  • About Hip eCommerce We are avid collectors building the most efficient, specialized collectible communities on earth; wh...
  • 4/26/2024 12:00:00 AM

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Virtual Respiratory Representative, North Central
  • Verona Pharma
  • Raleigh, NC
  • Virtual Respiratory Representative, North Central The Company: Our mission is to improve the health and quality of life ...
  • 4/26/2024 12:00:00 AM

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Revenue Cycle Manager - Fast Track to Director
  • Staff Financial Group
  • Raleigh, NC
  • Revenue Cycle Manager - Fast Track to Director - in-office opportunity in Raleigh up to $120K salary, DOE, plus benefits...
  • 4/26/2024 12:00:00 AM

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Director of Finance And Accounting
  • KIOTI Tractor
  • Wendell, NC
  • Come join the Pack! ABOUT THE ORGANIZATION KIOTI Tractor is the U.S. subsidiary of Daedong Corporation specializing in t...
  • 4/25/2024 12:00:00 AM

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Director of Finance And Accounting
  • Kioti Tractor
  • Wendell, NC
  • Come join the Pack! ABOUT THE ORGANIZATION KIOTI Tractor is the U.S. subsidiary of Daedong Corporation specializing in t...
  • 4/25/2024 12:00:00 AM

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Exec. Director, Global Treasurer
  • BioCryst
  • Durham, NC
  • COMPANY: At BioCryst, we are passionate about advancing novel therapeutics for patients with rare and serious diseases. ...
  • 4/23/2024 12:00:00 AM

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Internal Revenue Agent (Computer Audit Specialist (CAS) - Examiner) 12 MONTH ROSTER AMENDED
  • Department Of The Treasury
  • Raleigh, NC
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I) DIVISION? A description of the business units can be found at: ...
  • 4/22/2024 12:00:00 AM

According to the United States Census Bureau, Raleigh occupies a total area of 144.0 square miles (373.0 km2), of which 142 square miles (369 km2) is land and 0.97 square miles (2.5 km2), or 0.76%, is covered by water. The Neuse River flows through the northeast end of the city. Raleigh is located in the northeast central region of North Carolina, where the Piedmont and Atlantic Coastal Plain regions meet. This area is known as the "fall line" because it marks the elevation inland at which waterfalls begin to appear in creeks and rivers. As a result, most of Raleigh features gently rolling hil...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$111,462 to $159,912
Raleigh, North Carolina area prices
were up 1.5% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
December 07, 2019
Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020