Compliance Director (Banking) jobs in San Jose, CA

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Director, Compliance
  • Coherus BioSciences
  • Redwood, CA FULL_TIME
  • Title:                                    Director, Compliance
    Reports To:                         Head of Quality
    Location:                             Redwood City, California
    Classification:                     Exempt
     

    Overview:   

    Principle Responsibilities and Duties:
     
    This position is responsible for establishing and implementing global compliance systems for operations within the Coherus manufacturing operations network.  GxP Compliance is accountable for establishing procedures and processes for inspection readiness and the surveillance of GxP compliance at Coherus, supporting awareness of compliance requirements through surveillance of industry requirements, and to support due diligence activities. Ensure policies and procedures are in place to that support the reporting and review of quality metrics and systems, vendor qualification and audit program, risk identification and reporting. Ensure that systems and records are compliant with global regulatory requirements.

    Specific duties:

    • Direction and oversight for Internal and External audit program, including standards, and routine reporting of progress to plan
    • Direction and oversight for the GXP Contract Organization Qualification Program
    • Develop metrics and reporting systems for Compliance risk identification and remediation
    • Perform training and education internally in global compliance standards with particular emphasis on US, EU and Japan
    • Support Coherus and Contract Organization Inspection Readiness
    • Develop and communicate corporate compliance policies and standards for GMP operations and partner with peers in clinical operations to support the development and maintenance of similar documents for GVP, GLP, and GCP operations
    • Conducting ongoing intelligence surveillance and communicating industry trends and enforcement activities
    • Support In-License Due Diligence Compliance Assessments and Audits
    • Report current audit metrics at quarterly QMR
    • Ability to travel domestically and internationally up to 15%

    Experience, Education, Training, Traits:

    Bachelors’ degree in Chemical or Life Sciences. Advanced degree preferred

    Experience and interpersonal skills:

    • 10-15 years or greater experience in Biotechnology quality and compliance roles.
    • Strong knowledge of global GxP expectations and ICH requirements
    • Experience in authorship or review of CMC and/or clinical regulatory submissions.
    • Experience in Phase III drug development GxP environment and commercial operations.
    • Excellent collaboration skills.
    • Work independently
    • Comfortable working in a fast paced and highly expert environment.
    • Excellent communication skills, and comfortable assuming leadership within teams and with external CMO’s, CTL’s, and CRO’s.

     

    Physical Requirements

    While performing the duties of this job, the employee may be required to perform lifting tasks of up to 10 pounds for short durations.  Duties of this job may involve standing and/or walking for extended periods of time.  Duties also involve daily keyboard data entry.  Specific vision abilities required by this job include close vision and color vision.

    Safety

    Coherus is committed to the health and safety of our employees.   We expect that all employees will perform their responsibilities while maintaining a safe, cooperative, and productive work environment, thus ensuring the health and safety of themselves and others.

    The Base Salary Range for this position is $185,000 - $230,000 Coherus considers various factors, including professional background and work experience, when determining base pay. These considerations mean actual compensation will vary.

    Coherus provides equal employment opportunities to all employees and applicants for employment and prohibits unlawful discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws. We also prohibit discrimination based on the perception that anyone has any of these characteristics or is associated with a person who has or is perceived as having any of these characteristics.

    Beginning July 19, 2021, Coherus BioSciences requires all new hires to be fully vaccinated against COVID-19 as of their start date.  This requirement is a condition of employment at Coherus BioSciences, and it applies regardless of whether the position is located at a Coherus BioSciences facility or is fully remote.  If you are unable to receive the vaccine due to a disability or serious medical condition, or because it is prohibited as a result of your sincerely held religious beliefs, you will have an opportunity to request a reasonable accommodation. 

  • 14 Days Ago

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Investment Banking Director
  • AQ Technology Partners
  • Redwood, CA FULL_TIME
  • AQ Technology Partners is a software-focused investment bank headquartered in Silicon Valley. We are seeking a Director to join our investment banking team focusing on M&A, growth equity, and strategi...
  • 1 Month Ago

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Director of Campus Operations and Compliance
  • Castilleja
  • Palo Alto, CA FULL_TIME
  • Director of Operations and ComplianceJob Summary:The Director of Operations and Compliance is the key logistician of the School and the primary point of contact within the school to ensure smooth, eff...
  • 6 Days Ago

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Director, Tax Compliance and Reporting
  • Intel
  • Santa Clara, CA OTHER
  • Job DescriptionIntel is seeking a Director, Tax Compliance and Reporting to join the corporate tax team and play an integral role to drive efficiencies and standardization in both our US and internati...
  • 6 Days Ago

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Director, Quality Systems & Compliance
  • Cargo Therapeutics
  • San Carlos, CA FULL_TIME
  • CARGO Therapeutics is hiring a Director of Quality Systems & Compliance within the CMC Quality function of the Technical Operations business unit. Reporting to the Senior Director of Quality Assurance...
  • 12 Days Ago

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Director, Quality Systems & Compliance
  • Cargo Therapeutics
  • San Carlos, CA FULL_TIME
  • CARGO Therapeutics is hiring a Director of Quality Systems & Compliance within the CMC Quality function of the Technical Operations business unit. Reporting to the Senior Director of Quality Assurance...
  • 12 Days Ago

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0 Compliance Director (Banking) jobs found in San Jose, CA area

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Licensed Customs Broker
  • Great Way Trading & Transportation
  • Union City, CA
  • Great Way is looking for an experienced licensed broker to direct the daily operation of its brokerage department - Grea...
  • 4/22/2024 12:00:00 AM

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Clinical Director - LMFT, LCSW, Clinical Psychologist
  • Crestwood Behavioral Health
  • San Jose, CA
  • Job Description Job Description Are you looking for a meaningful role in behavioral health and have the desire to work w...
  • 4/22/2024 12:00:00 AM

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Commercial Finance Manager - NA
  • Palo Alto Networks
  • Santa Clara, CA
  • Our Mission At Palo Alto Networks® everything starts and ends with our mission: Being the cybersecurity partner of choic...
  • 4/22/2024 12:00:00 AM

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Director of Finance
  • Rival
  • Mountain View, CA
  • Our Mission: Driving technology always feels old. Not by a little bit. We believe vehicles can be a thousand times smart...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent/ Senior Revenue Agent (Examiner)- (6 Month Roster) - Amended
  • Department Of The Treasury
  • San Jose, CA
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL (LBI) DIVISION? A description of the business units can be found at:...
  • 4/21/2024 12:00:00 AM

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Licensed Customs Broker
  • Great Way Trading & Transportation
  • Union City, CA
  • Great Way is looking for an experienced licensed broker to direct the daily operation of its brokerage department - Grea...
  • 4/20/2024 12:00:00 AM

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Commercial Finance Manager - NA
  • Palo Alto Networks
  • Santa Clara, CA
  • Our Mission At Palo Alto Networks everything starts and ends with our mission: Being the cybersecurity partner of choice...
  • 4/20/2024 12:00:00 AM

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Internal Revenue Agent / Senior Revenue Agent (Examiner)-12 Month Roster AMENDED
  • Department Of The Treasury
  • San Jose, CA
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
  • 4/19/2024 12:00:00 AM

San Jose is located at 37°20′07″N 121°53′31″W / 37.335278°N 121.891944°W / 37.335278; -121.891944. According to the United States Census Bureau, the city has a total area of 180.0 sq mi (466 km2), of which 3.4 sq mi (8.8 km2) (1.91%) is water, making it the fourth-largest California city by land area (after Los Angeles, San Diego and California City). San Jose lies between the San Andreas Fault, the source of the 1989 Loma Prieta earthquake, and the Calaveras Fault. San Jose is shaken by moderate earthquakes on average one or two times a year. These quakes originate just east of the city on...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$143,472 to $205,836
San Jose, California area prices
were up 2.9% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
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Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020