Compliance Director (Banking) jobs in Santa Maria, CA

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Compliance Manager
  • Conversio Health
  • San Luis Obispo, CA FULL_TIME
  • Description

    As the Compliance Manager at Conversio Health, you will play a critical role in ensuring that our organization complies with all applicable laws, regulations, and internal policies. You will be responsible for developing, implementing, and overseeing our compliance program to mitigate risks and uphold our commitment to integrity and ethics.


    Conversio Health was founded in 2013 and is headquartered in San Luis Obispo, California. We are an innovative chronic respiratory condition management company that serves as a key link between the patient, the physician, and the health plan. We have developed a new approach that combines proprietary technologies, customized medication therapies, with a multidisciplinary care team to deliver improved clinical and financial outcomes, and higher patient satisfaction. Our unique, high touch pharmacy model provides home delivery services, personalized patient education and support, and disease progression and medication effectiveness monitoring to prevent unnecessary hospitalizations before they occur. Conversio enables a higher level of care coordination across the care continuum and has a proven track record of lowering its health plan partners’ drug cost and improving clinical outcomes for thousands of patients with COPD and Asthma across the United States.


    We are committed to maintaining the highest ethical standards and regulatory compliance in all aspects of our business. To support our commitment, we are seeking a dedicated and experienced Compliance Manager to join our team. This position is full-time, on-site at our facility in San Luis Obispo, California.


    Requirements

      

    Key Responsibilities

    • Develop and maintain comprehensive compliance policies and procedures.
    • Serve as liaison to pharmacy leadership and provide broad oversight for various accreditation standards, federal and state rules and regulations, CMS Conditions of Participation, pharmacy specific accreditations held, and voluntary regulatory standards and their interpretations.
    • Monitor changes in relevant laws and regulations and initiate improvements to ensure ongoing organization compliance.
    • Conduct regular compliance audits and assessments to identify and mitigate risks.
    • Collaborate with cross-functional teams to provide compliance guidance and training.
    • Routine monitoring, verification, and renewal of licenses to ensure they remain current and in good standing.
    • Prepare and submit compliance reports to senior management and regulatory authorities as required.
    • Keep abreast of industry best practices and evolving compliance trends.
    • Develop and maintain positive relationships with regulatory agencies and industry associations.

      

    Qualifications

    • Bachelor's degree in Business, Law, Finance, or a related field (Master's degree preferred).
    • Minimum of 3 years of experience in compliance, regulatory affairs, or a related role.
    • Strong understanding of relevant industry regulations and laws.
    • Excellent communication and interpersonal skills.
    • Proven ability to develop and implement compliance programs.
    • Strong analytical and problem-solving skills.
    • Detail-oriented with exceptional organizational skills.
    • Certified Compliance Professional (CCP) certification preferred.

      

    Why Join Us

    • Competitive salary and benefits package including

                   Medical insurance

                   Dental insurance

                   Vision insurance

                   Long- and short-term disability insurance

                   Life Insurance

                   401k matching

                   Paid time off

    • Opportunity to make a significant impact on our compliance program.
    • Collaborative and inclusive work environment.

     

    How to Apply

    If you are a passionate and experienced Compliance Manager looking to join a dynamic team dedicated to ethical business practices, please submit your resume and a cover letter detailing your relevant experience.


    Conversio Health is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or protected Veteran status. Criminal background check and drug screen are required once the position is accepted.

  • 14 Days Ago

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Compliance Manager
  • Conversio Health
  • San Luis Obispo, CA FULL_TIME
  • DescriptionAs the Compliance Manager at Conversio Health, you will play a critical role in ensuring that our organization complies with all applicable laws, regulations, and internal policies. You wil...
  • 14 Days Ago

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Compliance Coordinator
  • Cuesta College
  • San Luis Obispo, CA FULL_TIME
  • Cuesta College Salary: $63,384.00 - $69,876.00 Annually Job Type: Full Time Job Number: FY2324-00078 Location: San Luis Obispo Campus, CA Department: Administrative Services Closing: 10/15/2023 11:59 ...
  • 14 Days Ago

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Labor Compliance Specialist
  • Edwards Construction Group
  • Arroyo Grande, CA FULL_TIME
  • About Us:Edwards Construction Group, Inc. is a dynamic and growing construction company committed to excellence. Join our team and be part of a company that values integrity, innovation, and teamwork....
  • Just Posted

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EHS Compliance Consultant
  • Stantec
  • Santa Maria, CA FULL_TIME
  • EHS Compliance Consultant - ( 240000OZ ) Description Grounded in safety, quality, and ethics, our experts lead their fields and guide our work with rigor, a creative spirit, and vision for growth. We ...
  • 10 Days Ago

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Regulatory Compliance Analyst
  • SESLOC Federal Credit Union
  • San Luis Obispo, CA FULL_TIME
  • At SESLOC, it is the people that make the place. Rooted in academics, and locally headquartered for over 80 years, we are the credit union with the funny name. But to us, financial dreams and goals ar...
  • 27 Days Ago

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0 Compliance Director (Banking) jobs found in Santa Maria, CA area

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Internal Revenue Agent / Senior Revenue Agent (Examiner)-12 Month Roster AMENDED
  • Department Of The Treasury
  • Santa Maria, CA
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
  • 4/24/2024 12:00:00 AM

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Special Education Moderate/Severe Teacher: 2024-2025 School Year (Eligibility Pool)
  • Santa Maria-Bonita School District
  • Santa Maria, CA
  • About the Employer Welcome to the Santa Maria-Bonita School District website. As the largest school district in Santa Ba...
  • 4/23/2024 12:00:00 AM

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Trilingual District Translator #4291, #5583
  • Santa Maria-Bonita School District
  • Santa Maria, CA
  • About the Employer Welcome to the Santa Maria-Bonita School District website. As the largest school district in Santa Ba...
  • 4/23/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Santa Maria, CA
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

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Instructional Assistant III - Severely Handicapped (Battles #4416)
  • Santa Maria-Bonita School District
  • Santa Maria, CA
  • About the Employer Welcome to the Santa Maria-Bonita School District website. As the largest school district in Santa Ba...
  • 4/22/2024 12:00:00 AM

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Instructional Assistant III - Severely Handicapped (Battles #4416) External
  • Santa Maria-Bonita School District
  • Santa Maria, CA
  • About the Employer Welcome to the Santa Maria-Bonita School District website. As the largest school district in Santa Ba...
  • 4/22/2024 12:00:00 AM

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Medical Assistant
  • CommonSpirit Health
  • Santa Maria, CA
  • Overview Dignity Health's Pacific Central Coast Health Centers (PHC) is a non-profit Community clinic organization compr...
  • 4/22/2024 12:00:00 AM

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Instructor Assistant - Green Building Construction Skills
  • Center for Employment Training
  • Santa Maria, CA
  • Job Description Job Description * The work hours for this position are from 9am to 3pm Receives direction and guidance f...
  • 4/22/2024 12:00:00 AM

Santa Maria is a city near the Southern California coast in Santa Barbara County. It is approximately 65 miles (105 km) northwest of Santa Barbara and 150 miles (240 km) northwest of downtown Los Angeles. Its estimated 2018 population was 108,470, making it the most populous city in the county and the Santa Maria-Santa Barbara, CA Metro Area. The city is notable for its wine industry and Santa Maria-style barbecue. Sunset magazine called Santa Maria "The West's Best BBQ Town". Santa Maria is located at 34°57′5″N 120°26′0″W / 34.95139°N 120.43333°W / 34.95139; -120.43333 (34.951377, -120.433...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$124,609 to $178,774
Santa Maria, California area prices
were up 2.5% from a year ago

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