Compliance Director (Banking) jobs in Springfield, OH

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know Your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Understands banking regulations such as the US Bank Secrecy Act (BSA) or other governmental anti-money laundering laws. Typically requires a bachelor's degree. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Banking Center Manager - Piqua Downtown Office
  • Park National Bank
  • Piqua, OH FULL_TIME
  • RESPONSIBILITIES 

    • Interview and select candidates for openings, set goals for associates, assign tasks/duties, conduct on–the-job training, develop associates’ skills and encourage growth, prepare disciplinary write-ups as appropriate, prepare and conduct performance reviews and make recommendations for salary adjustments, approve timecards for 9 FTEs and other duties associated with managing a staff
    • Develop and promote a work environment that actively encourages Park's Promises and Serving More bank philosophy; including ensuring customer issues are resolved professionally and timely; supporting associates to take ownership of customer issues and work with them in providing care; manage difficult situations.
    • Demonstrate understanding of retail banking initiatives and strategies through consultative relationship management with leadership, with some supervision; lead all aspects of retail sales and service for the banking center and market area.
    • Provide leadership through effective, monthly goals communication and mentoring; share retail goals and objectives and link banking center efforts to support the retail line of business during quarterly branch meetings.
    • Develop associates skills and abilities by actively providing direction and support; utilize Retail Training courses and other opportunities through Learning and Development.
    • Utilize Contact Management and the Bank’s Customer Relationship Management (CRM) module to establish and retain key customer relationships through active portfolio management.
    • Develop relationship through various channels and facilitate referrals to other Lines of Business and subject matter experts. Be an active member in a team of associates serving the customer.
    • Serves as a communication link between all departments and Leadership to ensure the Banking Center
      Team is informed and understands directives, bank financial performance, initiatives and other
      pertinent information.
    • Responsible for Deposit Account origination (acquisition and retention), including, but not limited to Retail Deposit Accounts, Digital Products and Services, small business deposit accounts.
    • Originate Consumer Loans.
    • Expectation to frequently attend market area community events and volunteer time and talents while representing the bank.
    • Expectation to travel to regional and corporate headquarters (Newark) or out of State (minimal and preplanned) for retail meetings and training opportunities. Additional travel may be necessary between branches in market for various reasons.  
    • Maintain awareness of and adherence to Bank’s compliance requirements and risk management concepts, expectations, policies and procedures and apply them to daily tasks
    • Deliver a consistent, high level of service within our Serving More standards
    • Other duties as assigned

    COMPETENCIES 

    • Leadership/Management Skills
    • Ability to influence others
    • Ability to develop or mentor others
    • Able to Multi-Task or Juggle Priorities
    • Problem/Situation Analysis

    EDUCATION - CERTIFICATIONS - WORK EXPERIENCE 

    • High School Diploma or Equivalent Required
    • Bachelor's Degree in Finance or equivalent work in banking preferred.
    • 2-3 years of Supervisory Experience preferred
    • 1-2 years of Retail Banking Experience preferred

    SCHEDULE 
    The expected schedule for this role will be Monday through Friday 8:30am - 5:00pm and Saturday 8:45am - 12:00pm. This position is salary exempt and full-time. The expected hours for full-time salary exempt positions is 44-48 per week. A minimum of 40 hours is required. The expected number of Saturday shifts per month is at least 2. 

  • Just Posted

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Director of Operations
  • Wittenberg University Dining
  • Springfield, OH FULL_TIME
  • DIRECTOR OF OPERATIONS AT WITTENBERG UNIVERSITYSPRINGFIELD, OHHave you been looking for an opportunity to showcase your leadership skills, while working to create smiles on the faces of your customers...
  • Just Posted

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Clinical Director
  • McKinley Hall Inc
  • Springfield, OH FULL_TIME
  • PRIMARY RESPONSIBILITIES Supervises, either directly or indirectly, all clinical staff and functions Plans, coordinates, and maintains an organized, structured, daily operation to provide clinical alc...
  • 1 Day Ago

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Director of Activities
  • Ohio Living Dorothy Love
  • Sidney, OH FULL_TIME
  • You love leading with a smile. You're an upbeat and positive ray of sunshine that loves ensuring the on-going success of the activities team. With a focus on physical and mental well-being, you love e...
  • 2 Days Ago

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Maintenance Director
  • Trustwell Living at Urbana Place
  • Urbana, OH FULL_TIME
  • POSITION SUMMARY: Responsible for maintaining the community in the areas of physical plant, equipment, grounds, and for keeping accurate maintenance records. Responsible for following all regulations ...
  • 5 Days Ago

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Director of Expansion
  • Dayton Area School Consortium
  • Springfield, OH FULL_TIME
  • The Clark County ESC is seeking a Director to lead the expansion of a STEM school program to include grades 6 and 7. This position will be instrumental in shaping the educational framework, recruiting...
  • 1 Month Ago

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0 Compliance Director (Banking) jobs found in Springfield, OH area

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Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Dayton, OH
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 5/7/2024 12:00:00 AM

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Vice President of Finance and Treasurer
  • Kettering Medical Center Network
  • Miamisburg, OH
  • Overview Kettering Health is a not-for-profit system of 13 medical centers and more than 120 outpatient facilities servi...
  • 5/7/2024 12:00:00 AM

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Vice President of Finance and Treasurer
  • Kettering Health Network
  • Miamisburg, OH
  • Kettering Health is a not-for-profit system of 13 medical centers and more than 120 outpatient facilities serving southw...
  • 5/7/2024 12:00:00 AM

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Clinic Nurse
  • Family Allergy & Asthma
  • Springfield, OH
  • Job Type Full-time Description Position Summary The Clinic Nurse is responsible for demonstrating knowledge and applicat...
  • 5/7/2024 12:00:00 AM

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Assisted Living Coordinator - LPN
  • Forest Glen Health Campus
  • Springfield, OH
  • JOIN TEAM TRILOGY: The Director of Assisted Living directs the health concerns of each Assisted Living Resident includin...
  • 5/5/2024 12:00:00 AM

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Director of Nursing
  • United Church Homes
  • Fairborn, OH
  • Attention Directors of Nursing: Are you ready to be a part of a team that is highly valued, with years of stability, and...
  • 5/5/2024 12:00:00 AM

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Director of Residence Life - Wittenberg University
  • Wittenberg University
  • Springfield, OH
  • Job Description: The Director of Residence Life is the senior housing officer responsible for a comprehensive residence ...
  • 5/4/2024 12:00:00 AM

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Director of Operations
  • LaserLinc, Inc.
  • Fairborn, OH
  • Director of Operations in Fairborn (Dayton Area), Ohio | Competitive Salary Are you a dynamic leader with a proven track...
  • 5/4/2024 12:00:00 AM

Springfield is a city in the U.S. state of Ohio and the county seat of Clark County. The municipality is located in southwestern Ohio and is situated on the Mad River, Buck Creek and Beaver Creek, approximately 45 miles (72 km) west of Columbus and 25 miles (40 km) northeast of Dayton. Springfield is home to Wittenberg University, a liberal arts college. As of the 2010 census, the city had a total population of 60,608. The Springfield Metropolitan Statistical Area had a population of 138,333 residents. and the Dayton-Springfield-Greenville, OH Combined Statistical Area had 1,072,891 residents....
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$108,187 to $155,215
Springfield, Ohio area prices
were up 1.3% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
December 07, 2019
Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020