Compliance Director (Banking) jobs in Vincennes, IN

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Assistant Banking Center Mgr
  • Midland States Bank
  • Effingham, IL FULL_TIME
  • Assistant Banking Center Manager

    Salary Range: $21.30 - $25.96 an hour

    At Midland States Bank, base salary is one component of our Total Rewards program. Exact compensation is determined by factors such as (but not limited to) education, skills, internal equity, and experience. This position offers additional compensation in the form of short-term incentives (i.e. bonus and/or commission) and may include long-term incentives (i.e. stock awards). Benefits for this role include comprehensive healthcare, well-being benefits, paid family leave as well as generous paid time off. Total Rewards also include banking perks, an Employee Stock Purchase Plan, 401K plan with company match and may include the opportunity to participate in our Non-Qualified Deferred Compensation plan. Incentives and benefits are subject to eligibility requirements.

    Position Summary

    The Assistant Banking Center Manager is responsible for individual business development goals along with assisting with managing the sales and operations of the Banking Center. This role works in conjunction with the Banking Center Manager to ensure implementation of policies and programs, in order to achieve company objectives. Coaches Bankers and Tellers on identifying and meeting the needs of the bank’s existing and prospective customers, including answering inquiries regarding accounts and consumer loan balances, opening new accounts, and handling customer complaints. Proactively sells banking services to retail customers along with developing current and prospective business clients.

    Primary Accountabilities

    • Extensive knowledge of consumer and business products and services and proficient with identifying cross-sell opportunities.
    • Strong understanding of consumer and real estate secured lending products and able to obtain NMLS-registry.
    • Maintain a customer base and continually deepening existing relationships.
    • Assists in the training, coaching and motivation of the staff in order to cross-sell the bank’s products and services and deepen customer relationships.
    • Support portfolio growth by identifying cross-sell opportunities and displaying sales leadership.
    • Assists in the delivery of quality customer service through personal contact with customer prospects and adherence to approved quality standards. Encourages, by example, staff prospecting.
    • Responsible for providing employees timely, candid, and constructive performance feedback through weekly check-ins, huddle meetings, individual coaching, and observation sessions along with objective performance evaluations.
    • Assists the Banking Center Manger in assuring effective utilization and scheduling of staff along with timesheet approval.
    • Communicates effectively and possess strong leadership skills to direct and coach Retail staff.
    • Confidently drive sales through quality service and product knowledge allowing them to achieve or exceed personal and team goals as set. Track and monitor those sales and opportunities in the customer information software.
    • Confident in recommending personal products, trusts, HSA’s, IRA’s, business products and services.
    • Participate in onsite visits to customers to promote the Employee Perks at Work Program & Merchant Services.
    • Accurately processing customer transactions, balancing, and safeguarding against fraud.
    • Proficient in profiling and referring to our banking partners utilizing skills obtained through internal sales training courses.
    • Strong decision-making skills and ability to conduct sales activities.
    • Participate in outbound teleconsulting to promote and expand current client relationships on a daily basis.
    • Participate in bank sponsored community activities.
    • Train and mentor new hires on the teller and/or banker system.
    • Timely completion of all assigned learning activities.
    • Achieve or exceed personal and team goals as set.
    • Actively participate in weekly huddles and one on one coaching sessions.
    • Serves as relief and /or backup ABCM in other locations of Midland States Bank.
    • Demonstrates and models Midland States Bank core values that support the bank’s culture.
    • The role requires occasional travel for training and team meetings, and willingness to travel periodically, to locations within market as needed.
    • May require work in a Midland office to ensure collaboration and support of internal and external customers.
    • Maintain compliance with all applicable regulations including, but not limited to, the Bank Secrecy Act (BSA).
    • Other duties as assigned.

    Position Qualifications

    Education/Experience:

    • 2-3 years of relevant work experience.
    • Broad knowledge of bank systems, consumer loans and deposit accounts.
    • Cash handling and customer service background.
    • Proven sales experience.
    • This position requires National Mortgage Licensing System (NMLS) registration under the terms of the S.A.F.E. Act of 2008.

    Ability to:

    • Stand for extended periods of time.
    • Ability to lift and transport coin and currency bags as required (bags may weigh between 25lbs and 50lbs).

    Other Desired Qualifications:

    • Multilingual speakers are encouraged to apply.

    Competencies:

    • Business insight
    • Cultivates innovation
    • Drives results
    • Makes sound decisions
    • Being a brand champion
    • Collaborates
    • Communicates effectively
    • Customer focus
    • Being Authentic
    • Emotional Intelligence
    • Self development
    • Being flexible and adaptable

    At Midland States Bank, we believe that when we can bring our whole selves to work each day, we become happier, more comfortable, more confident and more excited to do great things for our customers, each other and our company. We’re proud to be an Equal Opportunity and Affirmative Action employer. At Midland, we recruit, employ, train, compensate and promote without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status. If you are looking for a place to grow, we encourage you to apply at Midland States Bank, because you belong here.

    If you require reasonable accommodation in completing this application, interviewing, completing any pre-employment testing, or otherwise participating in the employee selection process, please direct your inquiries to Midland States Bank Human Resources at
    HR@midlandsb.com.

    THIS JOB DESCRIPTION DOES NOT CONSTITUTE A CONTRACT FOR EMPLOYMENT

  • 6 Days Ago

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PT Video Banking Specialist
  • German American Bank
  • Jasper, IN FULL_TIME
  • About Us: German American Bancorp and its family of financial services companies employ talented, compassionate people throughout the organization, truly making German American special. Delivering gen...
  • 10 Days Ago

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Banking Center Manager
  • Midland States Bank
  • Effingham, IL FULL_TIME
  • Banking Center Manager Salary Range: $62,800 - $83,700 annually At Midland States Bank, base salary is one component of our Total Rewards program. Exact compensation is determined by factors such as (...
  • 18 Days Ago

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Chief Compliance Officer
  • Midland States Bank
  • Effingham, IL FULL_TIME
  • At Midland States Bank, base salary is one component of our Total Rewards program. Exact compensation is determined by factors such as (but not limited to) education, skills, internal equity, and expe...
  • 8 Days Ago

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Trade Compliance/FTZ Specialist (Hybrid)
  • Pacific Cycle
  • Olney, IL FULL_TIME
  • Join our team as a Trade Compliance/FTZ Specialist. This team ensures the accuracy of import data, physical inventory, and customs records. The Trade Compliance/FTZ Specialist is responsible for the d...
  • 21 Days Ago

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Trade Compliance/FTZ Specialist (Hybrid)
  • PonBike Operations
  • Olney, IL FULL_TIME
  • Join our team as a Trade Compliance/FTZ Specialist. This team ensures the accuracy of import data, physical inventory, and customs records. The Trade Compliance/FTZ Specialist is responsible for the d...
  • 11 Days Ago

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0 Compliance Director (Banking) jobs found in Vincennes, IN area

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Human Resources
  • Skilled Nursing Facility
  • Vincennes, IN
  • Skilled Nursing Facility - SUMMARY: The primary purpose of Human Resources is to direct the human resources department i...
  • 3/28/2024 12:00:00 AM

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Residential/Community Specialist-FT Exempt
  • SIRS INC
  • Jasper, IN
  • Job Description Job Description Job Summary: This position is charged with ensuring quality in services provided to indi...
  • 3/28/2024 12:00:00 AM

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Financial Analyst
  • Banner Quality Management Inc
  • Crane, IN
  • Job Description Job Description Banner Quality Management Inc. (BQMI) is searching for a Financial Analyst to support th...
  • 3/28/2024 12:00:00 AM

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Flock Advisor
  • The Judge Group
  • Washington, IN
  • Perdue Foods is part of Perdue Farms, a family-owned company heading into its second century of growth and innovation. W...
  • 3/28/2024 12:00:00 AM

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Franchise Owner - Automotive Tools Sales
  • Mac Tools
  • Vincennes, IL
  • Build a Great Career and a Quality Life with Mac Tools. Investing in your own business is a big decision, but Mac Tools ...
  • 3/27/2024 12:00:00 AM

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Outside Sales Distributor - Franchise Opportunity
  • Mac Tools
  • Vincennes, IL
  • Build a Great Career and a Quality Life with Mac Tools. Investing in your own business is a big decision, but Mac Tools ...
  • 3/27/2024 12:00:00 AM

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Assisted Living Coordinator - LPN
  • Amber Manor Care Center
  • Petersburg, IN
  • JOIN TEAM TRILOGY: The Director of Assisted Living directs the health concerns of each Assisted Living Resident includin...
  • 3/26/2024 12:00:00 AM

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Market Relationship Banker
  • Old National Bank
  • Huntingburg, IN
  • Overview: Old National Bank has been serving clients and communities since 1834. With $48 billion in total assets, we ar...
  • 3/26/2024 12:00:00 AM

Vincennes is a city in and the county seat of Knox County, Indiana, United States. It is located on the lower Wabash River in the southwestern part of the state, nearly halfway between Evansville and Terre Haute. Founded in 1732 by French fur traders, notably, François-Marie Bissot, Sieur de Vincennes for whom the Fort was named, Vincennes is the oldest continually-inhabited European settlement in Indiana and one of the oldest settlements west of the Appalachians. According to the 2010 census, its population was 18,423, a decrease of 1.5% from 18,701 in 2000. Vincennes is the principal city o...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$103,428 to $148,399
Vincennes, Indiana area prices
were up 1.3% from a year ago

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That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
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