Compliance Manager (Banking) jobs in Alexandria, LA

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Inland Marine Safety and Compliance Manager
  • Terral RiverService, Inc
  • Lettsworth, LA FULL_TIME
  • Job Summary: The Inland Marine Safety Manager is responsible for overseeing and ensuring the safe operation of marine transportation and related activities for Terral RiverService. This role will report directly to the Safety Director. This role involves developing and implementing safety policies, conducting inspections, and providing training and guidance to personnel to minimize risks and maintain compliance with Coast Guard and other Governmental regulations. The Inland Marine Safety Manager collaborates closely with various stakeholders, including vessel operators, crew members, regulatory authorities, and internal teams to achieve and sustain a culture of safety excellence.

    Key Responsibilities:

    • Develop and implement safety programs: Create and execute comprehensive safety programs and policies specific to inland marine operations, ensuring compliance with applicable laws, regulations, and industry standards. Manage implementation of company’s Towing Safety Management System (TSMS), including revisions to, and associated materials. Continuously evaluate and improve safety measures to enhance the overall safety performance.
    • Conduct inspections and audits: Regularly inspect vessels, terminals, equipment, and facilities to assess compliance with safety standards. Identify potential hazards, evaluate risks, and recommend corrective actions to mitigate safety risks. Perform Internal Management and Vessel Audits, of company processes, as related to maintaining the TSMS Certification.
    • Provide safety training and guidance: Develop and deliver training programs to educate and train employees, contractors, and crew members on safety procedures, emergency response protocols, and best practices. Provide ongoing safety guidance and support to personnel to promote a culture of safety awareness.
    • Incident investigation and analysis: Lead investigations into incidents, accidents, near misses, and other safety-related events. Identify root causes, analyze trends, and develop strategies to prevent recurrence. Prepare comprehensive reports on incidents and recommend corrective actions.
    • Regulatory compliance: Stay abreast of relevant local, state, and federal regulations pertaining to inland marine safety. Ensure compliance with regulatory requirements and maintain effective working relationships with regulatory agencies. Assist vessel compliance to maintain valid Certificate of Inspection (Subchapter M).
    • Risk management: Identify potential risks and hazards associated with marine operations. Develop and implement risk management strategies, including hazard assessments, risk mitigation plans, and emergency response procedures.
    • Collaborate with stakeholders: Liaise with vessel operators, crew members, regulatory authorities, third party organizations, and other relevant stakeholders to promote a culture of safety and compliance. Coordinate with internal departments, such as operations, maintenance, and human resources, to implement safety initiatives and address safety-related concerns.
    • Safety recordkeeping and documentation: Maintain accurate records of safety-related activities, including inspections, incidents, training, and audits. Ensure proper documentation of safety policies, procedures, and reports. Ensure document control of required USCG and TSMS documentation requirements.

    Qualifications:

    • Bachelor's degree. Experience in marine transportation, maritime studies, occupational safety, or a related field. Relevant certifications or additional training in marine safety is highly desirable.
    • Proven experience in inland marine operations, safety management, or a related field.
    • Strong knowledge of relevant safety regulations and industry standards, such as those set by the U.S. Coast Guard, Occupational Safety and Health Administration (OSHA), and American Waterways Operators (AWO).
    • Demonstrated expertise in conducting safety inspections, audits, and incident investigations.
    • Excellent understanding of risk management principles and practices in the marine industry.
    • Effective communication and interpersonal skills to interact with personnel at all levels and build collaborative relationships with stakeholders.
    • Strong analytical and problem-solving abilities to assess risks, develop strategies, and make data-driven decisions.
    • Attention to detail and ability to maintain accurate records and documentation.
    • Proactive approach to safety, with the ability to promote a safety-conscious culture within the organization.

    Note: This job description provides a general overview of the typical responsibilities and qualifications for an Inland Marine Safety Manager. Actual job requirements may vary based on the specific needs of the organization and industry standards.

    About Terral RiverService, Inc:

    Terral RiverService (TRS) is a Family owned business with a continually growing footprint of boats and barges throughout most of the inland waterway system of the US. We specialize in bulk storage, material handling, river, road and rail logistics along the Mississippi River system, the Gulf Intracoastal Waterway and the inland waterways of Louisiana and southern Arkansas. With our growing fleet of push boats, river barges and modern dock operations strategically located throughout the Lower Mississippi River Valley, we are outfitted to transport, handle and store virtually any commodity needed in the marketplace. TRS has over 400 employees and has operations in multiple states.

  • 1 Month Ago

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Compliance Officer
  • SOS International LLC
  • Jena, LA FULL_TIME
  • Overview *** This position is contingent upon contract award *** SOSi is seeking a highly qualified Compliance Officer to join our team supporting Health Services operations in Jena, Louisiana. Respon...
  • 23 Days Ago

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State Compliance Officer
  • Computer Evidence Specialists
  • Natchez, LA CONTRACTOR,PART_TIME
  • CES is looking for reliable, detail-oriented individuals to assist Underage Purchasers in performing non-confrontational compliance checks on local tobacco retailers to ensure the sale of tobacco prod...
  • Just Posted

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Innenrevisor (m/w/d) in der Stabsstelle Recht, Datenschutz, Compliance & Revision
  • Universitätsklinikum Magdeburg A.ö.R.
  • Magdeburg, MS PART_TIME,FULL_TIME
  • Innenrevisor (m/w/d) in der Stabsstelle Recht, Datenschutz, Compliance & Revision DAS UNIVERSITÄTSKLINIKUM MAGDEBURG Innenrevisor (m/w/d) in der Stabsstelle Recht, Datenschutz, Compliance & Revision D...
  • 13 Days Ago

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Manager
  • Guillory Oil
  • Elizabeth, LA FULL_TIME
  • ```Overview:We are seeking a highly motivated and experienced Manager to join our team. As a Manager, you will be responsible for overseeing the daily operations of our establishment, ensuring excepti...
  • 3 Days Ago

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Manager
  • Applebee's
  • Alexandria, LA FULL_TIME
  • Applebee's - Now Hiring Managers!What do you seek in your career path? An opportunity for growth? A chance to succeed? A fun, exciting social environment? Blending all of these together is the differe...
  • 11 Days Ago

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0 Compliance Manager (Banking) jobs found in Alexandria, LA area

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Supervisory Legal Admin Specialist (Estate & Gift Tax) 12 month register Direct Hire Amended
  • Department Of The Treasury
  • Alexandria, LA
  • Duties WHAT IS THE SMALL BUSINESS SELF EMPLOYED (SBSE)DIVISION? A description of the business units can be found at: htt...
  • 4/26/2024 12:00:00 AM

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Legal Admin Specialist (Estate & Gift Tax) (Estate Tax Technical Advisor) (TEMP NTE 1 YR MBE, MBP)
  • Department Of The Treasury
  • Alexandria, LA
  • Duties WHAT IS THE SMALL BUSINESS SELF EMPLOYED (SBSE)DIVISION? A description of the business units can be found at: htt...
  • 4/26/2024 12:00:00 AM

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LPN Home Health Full Time
  • CenterWell Home Health
  • Alexandria, LA
  • Become a part of our caring community and help us put health first As a Home Health LPN, you will: Provide professional ...
  • 4/26/2024 12:00:00 AM

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Care Manager Prn-Case Management-Prn
  • Christus Health
  • Alexandria, LA
  • Description Summary: The Care Manager (CM) PRN works in collaboration with the patient/family, physicians, and multidisc...
  • 4/25/2024 12:00:00 AM

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Fuel Compliance Officer - 12 Month Register
  • Department Of The Treasury
  • Alexandria, LA
  • Duties WHAT IS THE SMALL BUSINESS SELF EMPLOYEDDIVISION? A description of the business units can be found at: https://ww...
  • 4/24/2024 12:00:00 AM

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Fuel Compliance Officer - 12 Month Roster
  • Department Of The Treasury
  • Alexandria, LA
  • DutiesWHAT IS THE SMALL BUSINESS SELF EMPLOYEDDIVISION DIVISION?A description of the business units can be found at: htt...
  • 4/23/2024 12:00:00 AM

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Internal Revenue Agent (Reviewer - Examiner) 12 MONTH ROSTER - AMENDED
  • Department Of The Treasury
  • Alexandria, LA
  • Duties WHAT IS THE WHISTLEBLOWER OFFICE (WBO) DIVISION? A description of the business units can be found at: https://www...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Alexandria, LA
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

Alexandria is the ninth-largest city in the state of Louisiana and is the parish seat of Rapides Parish, Louisiana, United States. It lies on the south bank of the Red River in almost the exact geographic center of the state. It is the principal city of the Alexandria metropolitan area (population 153,922) which encompasses all of Rapides and Grant parishes. Its neighboring city is Pineville. In 2010, the population was 47,723, an increase of 3 percent from the 2000 census....
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$67,298 to $103,398
Alexandria, Louisiana area prices
were up 1.2% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020