Compliance Manager (Banking) jobs in Baltimore, MD

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Assistant Manager - Banking
  • Rosedale Federal Savings and Loan Association
  • Parkville, MD FULL_TIME
  • Join Rosedale Federal and Be a Part of OUR STORY

    At Rosedale Federal, we pride ourselves on being a community bank. We are a highly successful, growing financial institution with a rich 116-year history, over $1 billion in assets, 13 retail branch locations in MD, and approximately 155 employees. Our culture, strategic vision, and core values center around community, both internal and external. We believe what sets us apart is our strong commitment to our people - employees, customers, and communities - with a focus on employee engagement and recognition, work/life balance, growth and development opportunities, personal connections, delivering an exceptional personal touch customer experience, charitable giving, employee involvement in our communities, financial literacy, and so much more.

    About the Job

    Rosedale Federal is currently seeking a Assistant Branch Manager to join our team in Parkville. The Assistant Branch Manager assists with directing, overseeing, and administering the operations of the branch. Under the guidance of the Branch Manager, this position functions as part of the branch management team, handles management responsibilities in relation to the Relationship Guides, and performs Branch Manager's duties in her/his absence. The Assistant Branch Manager promotes the Bank's relationship sales culture, provides an outstanding customer experience, and seeks to acquire, deepen and retain customer relationships. Professionalism, leadership, being a positive role model and promoting teamwork are key to this position.

    In this position you will:

    • Directly assist the Branch Manager with all management functions including staffing, scheduling, performance management, training, one on one's, coaching, and employee recognition and development. Perform the Branch Manager's duties in their absence.
    • Lead branch meetings and huddles relating to products, sales and service and operations.
    • Create an outstanding customer experience that is personalized, responsive and convenient; ensuring that customers are serviced in a timely, accurate, and thorough manner.
    • Serves as product knowledge branch expert having thorough knowledge of product features and benefits and the ability to sell the benefits to customers. Provides product knowledge training for branch staff.
    • Sets the example in customer service delivery for branch staff to emulate. Knows the branch customer base and customers' typical banking activity.
    • Maintains a visible presence with customers throughout the branch including lobby, platform and teller line.
    • Identifies and refers potential lending opportunities to the appropriate department.
    • Participates in outbound customer calling efforts.
    • Assists with directing, overseeing, delegating, and completing the daily operations to include management of security procedures, audit control, reporting, settlements, physical branch maintenance, proper branch opening and closing, and adherence to all policies and procedures.
    • Runs a teller drawer as needed.
    • Opens new accounts/closes accounts to include checking, savings, CDs, IRAs, and business accounts, and takes credit card applications.

    This list of essential functions is not necessarily exhaustive and may be supplemented, or otherwise revised by the employer, at its sole discretion.

    What we are looking for:

    • High School diploma, or equivalent. College coursework preferred.
    • 2-5 years of experience in the Relationship Guide role or comparable experience. 1-2 years of supervisory experience preferred.
    • Excellent customer service and verbal and written communication skills.
    • Strong interpersonal skills.
    • Demonstrated initiative and ability to sell and cross sell products and services to build and deepen customer relationships.
    • Effective problem solving and decision-making skills.
    • Accurate and detail oriented.
    • Strong multi-tasking and organizational skills.
    • Team player and adaptable.
    • Solid knowledge of personal computers.
    • Ability to count large sums of cash and coin.
    • Dependable.

    WORKING CONDITIONS / PHYSICAL REQUIREMENTS

    • Must be able to remain in a standing position for long periods of time (50%-75% of the time)
    • The person in this position needs to occasionally move about inside the office to access file cabinets, office machinery, etc.
    • Constantly operates a computer and other office productivity machinery, such as a calculator, copy machine, and computer printer.
    • Ability to work at other branch locations based on business need.
    • Ability to work a schedule that includes evenings and weekends and flexibility during the week.
    • Must be able to lift up to 60 pounds.

    Benefits you will enjoy:

    • 401(k) - fully vested employer match and discretionary year end employer profit share contribution
    • Health Savings Account with generous employer contribution
    • Wide variety of Voluntary Benefit Options
    • Employer subsidized Health & Wellness Fitness Program
    • Generous paid time off including Birthday Day Off
    • Paid Parental Leave
    • Discretionary performance-based bonus program
    • RISE Employee Recognition Program
    • Paid Community Outreach Hours

    We are an equal opportunity employer. Employment selection and related decisions are made without regard to race, color, religion, sex or gender (including pregnancy), age, marital status, disability, national origin, veteran status, sexual orientation, gender identity, genetic information or any other protected class.

  • 4 Days Ago

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Compliance Manager
  • Abacus
  • Columbia, MD FULL_TIME
  • Salary: Up to $60k, Based on experience Duties Monitor compliance with policies and procedures. Train communities on compliance procedures. Responsible for gathering, calculation, and distribution of ...
  • 4 Days Ago

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Compliance Manager
  • Allied Universal® Risk Advisory and Consulting...
  • Bel Air, MD FULL_TIME
  • Compliance Manager Overview Allied Universal® Risk Advisory and Consulting Services, North America's leading specialized risk and threat assessment, prevention, intelligence, and investigative practic...
  • 10 Days Ago

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Compliance Manager
  • Allied Universal
  • Bel Air, MD FULL_TIME
  • Allied Universal® Risk Advisory and Consulting Services, North America’s leading specialized risk and threat assessment, prevention, intelligence, and investigative practices provides rewarding career...
  • 1 Month Ago

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REPOST* Tax Compliance Auditor-FINANCIAL COMPLIANCE AUDITOR TRN
  • State of Maryland - COMP Compliance Division
  • Baltimore, MD FULL_TIME
  • Introduction OPEN TO ALL QUALIFIED APPLICANTS � This is a position specific recruitment. The resulting certified eligible list may be used to staff several current and future vacancies for this positi...
  • 3 Days Ago

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Senior Commercial Banking Relationship Manager
  • Wells Fargo
  • BALTIMORE, MD FULL_TIME
  • About this role:Wells Fargo is seeking a Senior Commercial Banking Relationship Manager to join our Emerging Middle Market team in the Baltimore, MD market. Learn about the career areas and other line...
  • 1 Day Ago

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0 Compliance Manager (Banking) jobs found in Baltimore, MD area

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Compliance Manager
  • JW Michaels & Co.
  • Washington, DC
  • Very well-established global investment mangement firm based in the DC area, is seeking a Senior Compliance Professional...
  • 4/23/2024 12:00:00 AM

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Compliance Manager
  • Allied Universal Risk Advisory And Consulting Services
  • Bel Air, MD
  • Job Description Job Description Overview Allied Universal Risk Advisory and Consulting Services, North America's leading...
  • 4/22/2024 12:00:00 AM

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Contracts and Compliance Manager
  • Juno Search Partners
  • Towson, MD
  • Our client, a global manufacturing organization in the Towson, Maryland area, is seeking a Contracts and Compliance Mana...
  • 4/22/2024 12:00:00 AM

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Compliance Manager
  • Jw Michaels & Co.
  • Washington, DC
  • Very well-established global investment mangement firm based in the DC area, is seeking a Senior Compliance Professional...
  • 4/21/2024 12:00:00 AM

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Contracts and Compliance Manager
  • Juno Search Partners
  • Towson, MD
  • Our client, a global manufacturing organization in the Towson, Maryland area, is seeking a Contracts and Compliance Mana...
  • 4/19/2024 12:00:00 AM

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Compliance Management Officer
  • NTT DATA
  • Mc Lean, VA
  • Req ID: 261638 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow wit...
  • 11/27/2023 12:00:00 AM

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Compliance Management Officer
  • NTT DATA
  • Silver Spring, MD
  • Req ID: 261638 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow wit...
  • 11/27/2023 12:00:00 AM

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Compliance Management Officer
  • NTT DATA
  • Arlington, VA
  • Req ID: 261638 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow wit...
  • 11/27/2023 12:00:00 AM

Baltimore (/ˈbɔːltɪmɔːr/) is the largest city in the state of Maryland within the United States. Baltimore was established by the Constitution of Maryland as an independent city in 1729. With a population of 611,648 in 2017, Baltimore is the largest such independent city in the United States. As of 2017[update], the population of the Baltimore metropolitan area was estimated to be just under 2.808 million, making it the 20th largest metropolitan area in the country. Baltimore is located about 40 miles (60 km) northeast of Washington, D.C., making it a principal city in the Washington-Baltimo...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$78,975 to $121,340
Baltimore, Maryland area prices
were up 1.5% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020