Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)
DOT Compliance Manager
Position Summary
The position will be responsible for overseeing the fleet and driver compliance in accordance with Federal and State regulations. Will provide training, instruction, and guidance in areas related to DOT compliance. The position will travel to Texas and Louisiana locations.
Qualifications
· Experience working in DOT, FMCSA, PHMSA and OSHA regulatory compliance
· Experience in the transportation industry (fuel tax, licensing, permitting and registrations, DOT safety, driver qualification file compliance, and hours of service log auditing).
· Experience conducting fleet and driver audits
· Experience with Clearinghouse and Drug and Alcohol policies and procedures
· Proficiency in ELDs preferably with Geotab
Responsibilities
· Ensure fleet and driver qualification compliance with all Federal and State regulatory agencies such as DOT, FMCSA, PHMSA, OSHA
· Manage the Drug and Alcohol Process for DOT compliance
· Involved with driver onboarding process
· Investigate incidents/accidents/near-miss and fill out reports
· Oversee driver’s HOS and ELDs
Job Type: Full-time
Benefits:
Experience level:
Travel requirement:
Work setting:
Ability to Relocate:
Work Location: In person
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