Compliance Manager (Banking) jobs in Charlotte, NC
Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)
Recently Added Compliance Manager (Banking) jobs
- Sumitomo Mitsui Banking Corporation
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Charlotte, NC
FULL_TIME
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ABOUT THE ORGANIZATION
SMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, wholesalers, distributors, importers, exporters, and service companies, including small businesses and professionals.The anticipated salary range for this role is between $95,000.00 and $155,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.
Our mission is to be "the bank of choice" for middle market and professional service companies by establishing long term customer relationships and loyalty, providing superior products and services through a core of highly skilled and seasoned bankers.
To achieve our mission to be the 'bank of choice' for middle market and professional services companies, we are focused on our vision to be the premier California regional business bank that can provide the sophistication and expertise of a larger institution with the personal 'high touch' services of a smaller bank.
Specialties:Commercial Loans and Lines of Credit, Asset-Based Financing, SBA Loans, and Specialized Financing, Real Estate Loans, Cash Management Services, International Services
Principal Duties and Responsibilities:
- Performing system analyses, data mapping, data analysis on software programs, applications, and web services.
- Determining system efficiency and functionality by liaising with internal departments and end-users.
- Efficiently integrating new systems, programs, and applications with business operations and services.
- Analyzing and improving the performance of web-based customer portals and support services.
- Ensuring end-user proficiency with new systems, programs, and applications across departments.
- Monitoring product licenses and ensuring compliance with IT industry regulations.
- Ensuring that computer hardware remains compatible with system enhancements and updates.
- Promoting system efficiency and security by integrating performance metrics and encryption.
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Implementing new advancements in the field of system and enterprise architecture.
Position Specifications:
- Bachelor's degree in Business, Finance, Computer Science, or a related field.
- Proven experience (7 years) as a Business Analyst, Data Engineer, or similar role within the financial industry, with a strong focus on BSA/AML compliance and regulatory matters.
- Proficiency in writing complex SQL queries to extract, transform, and load data, as well as perform detailed analysis for trends, discrepancies, and potential compliance issues.
- Hands-on experience with data visualization tools (e.g. Power BI) to create meaningful reports and dashboards as needed.
- Familiarity with compliance software (Verafin, Actimize) is desirable.
- Knowledge of cloud platforms (Azure, GCP) for data analysis and management is a plus.
- Familiarity with regulatory frameworks and requirements in the financial sector (e.g. BSA/AML) is highly desirable.
- Strong problem-solving skills and an analytical mindset, coupled with the ability to translate complex data into actionable insights.
- Excellent communication skills, both written and verbal, to effectively interact with technical and non-technical stakeholders.
- Ease in leading presentations to stakeholders in a remote environment through Teams or Zoom
- Advanced knowledge of programming languages like SQL and system integration solutions.
- Exceptional communication skills toward facilitating the use of new software systems.
- Knowledge of relevant licensing and industry BSA/AML compliance regulations.
EOE STATEMENT
We are an equal employment opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other characteristic protected by law.CCPA DISCLOSURE
Personal Information Collection Notice: This notice contains information under the California Consumer Privacy Act (CCPA) about the categories of personal information (PI) of California residents that SMBC MANUBANK collects and the business or commercial purpose(s) for which the PI may be used. We do not sell PI. More information about our collection and use of PI may be found in our CCPA Privacy Policy at https://www.manufacturersbank.com/CCPA-Privacy. Persons with disabilities may contact our Customer Contact Center toll-free at (877) 560-9812 to request the information in this Notice in an alternative format. - Just Posted
- Sumitomo Mitsui Banking Corporation
-
Charlotte, NC
FULL_TIME
- Overview SMBC is seeking a Model Risk Manager with strong quantitative background to join the Model Risk Governance Team within the Model Risk & Validation Group. The Model Risk Governance Team is res...
- 1 Month Ago
- Bank of America
-
Charlotte, NC
FULL_TIME
- Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we...
- 5 Days Ago
- Truist Bank
-
Charlotte, NC
FULL_TIME
- The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to creat...
- 2 Days Ago
- U.S. Bank National Association
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Charlotte, NC
FULL_TIME
- At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succee...
- 1 Month Ago
- Fairstead Management LLC
-
Charlotte, NC
FULL_TIME
- Description: Fairstead is seeking a Compliance Manager to join our on-site property management team. In this role, the Compliance Manager is responsible for maintaining compliance with the Housing Aut...
- 1 Month Ago
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0 Compliance Manager (Banking) jobs found in Charlotte, NC area
- Main Street Auto
-
Charlotte, NC
- Main Street Auto seeks an exceptional entrepreneurial leader to serve as the Regional Manager of up to ten large automot...
- 4/18/2024 12:00:00 AM
- Main Street Auto
-
Charlotte, NC
- Main Street Auto seeks an exceptional entrepreneurial leader to serve as the Regional Manager of up to ten large automot...
- 4/18/2024 12:00:00 AM
- Net Health
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Charlotte, NC
- About Net Health Belong. Thrive. Make a Difference. Are you looking for a meaningful and satisfying career where you hav...
- 4/17/2024 12:00:00 AM
- Adv-soc Inc
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Charlotte, NC
- Company Description ADV-SOC, Inc is a full-service, employee-owned, science, operations, and consulting partnership serv...
- 4/17/2024 12:00:00 AM
- Hiring Now!
-
Charlotte, NC
- Our client is seeking a Lead Microbiologist for their manufacturing facility in central Illinois. Our client is a leadin...
- 4/17/2024 12:00:00 AM
- Proclinical Staffing
-
Charlotte, NC
- Senior Director, Clinical Biomarkers - Permanent - Remote Proclinical Staffing is seeking a Senior Director, Clinical Bi...
- 4/17/2024 12:00:00 AM
- Synchrony Financial
-
Charlotte, NC
- Job Description: Role Summary/Purpose: This role will contribute to consumer compliance and operational risk oversight o...
- 4/16/2024 12:00:00 AM
- Net Health
-
Charlotte, NC
- About Net Health Belong. Thrive. Make a Difference. Are you looking for a meaningful and satisfying career where you hav...
- 4/14/2024 12:00:00 AM
About Charlotte, North Carolina
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