Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)
Ledyard Financial Advisors is seeking a Private Banking Relationship Manager to join our Wealth Management group. Ledyard Financial Advisors is a wealth management firm within Ledyard National Bank, managing approximately $1.8 billion for individuals, families and institutions. The Private Banking Relationship Manager is responsible for providing comprehensive and individualized solutions to help the client achieve their financial goals. The role entails developing an in-depth relationship with clients and prospects by delivering white glove personalized customer service. The role requires a very strong knowledge of banking and lending solutions, some investment management knowledge with proven sales skills. They will be responsible for new client development and requires networking with external COIs, being involved in the community, participating on boards, and teaming with business partners. Qualifications: An MBA or advanced education in business or finance, CFP, CTFA, CFA or other professional designation preferred. Location: Hanover, NH.
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0 Compliance Manager (Banking) jobs found in Concord, NH area