Compliance Manager (Banking) jobs in Fort Lauderdale, FL

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Compliance Manager
  • Launch Potato
  • Fort Lauderdale, FL FULL_TIME
  • YOUR ROLE

    You will have the opportunity to make an immediate and significant impact on Launch Potato's FinanceBuzz business by managing compliance for some of our biggest partnerships and verticals. The ideal candidate is highly organized and attentive to detail, an excellent communicator, and thrives on identifying and resolving issues.

    In this role, you'll manage compliance operations for our credit card and banking partners. Internally, you'll serve as our compliance expert, creating and owning documentation, training, and audits. You'll work closely with our Account Management, Content, and Paid Acquisition teams. Externally, you'll interface with partners, cultivating relationships, and ensuring we're in sync and compliant with all partner expectations. When any issues arise, you will work to resolve them efficiently and urgently.

    As the business grows, there may be opportunity to build and lead a larger compliance team.

    SUCCESS LOOKS LIKE

    • Review content and ads to ensure they meet regulatory and partner requirements and are fully up-to-date, factually correct, and compliant at all times
    • Work with our Content and Product team to make website updates as needed
    • Conduct internal audits and develop processes and reporting to catch things before they become issues
    • Resolve issues that come up, urgently when necessary
    • Communicate timing and urgency of site updates needed due to compliance updates
    • Develop and maintain internal documentation and training materials, ensuring team is fully knowledgeable on all things related to credit card and banking compliance
    • Serve as an internal compliance expert, keeping the team up to date on latest compliance guidance and advising them on internal risk
    • Cultivate strong relationships with partners in the credit card and banking verticals as well as cross-departmentally with internal teams

    WHAT YOU NEED TO SUCCEED

    • 2-5 years in a compliance role in the personal finance industry vertical
    • Systems-oriented; highly operational but can also see the bigger picture
    • Strong multitasking and organizational skills
    • Strong written and verbal communication skills
    • Fierce attention to detail
    • Ability to prioritize tasks for yourself and others
    • Problem-solving skills (creative at times!)
    • Love of building and communicating process
    • Ability to collaboratively work with others toward shared goals
  • 2 Days Ago

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Compliance Manager
  • Symplast LLC
  • Plantation, FL FULL_TIME
  • Symplast is in search of an experienced and driven Compliance Manager who is looking to put their auditing experience, technical expertise, and information security knowledge to use by leading and man...
  • 2 Days Ago

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Senior Private Banking Relationship Manager
  • First Horizon
  • Fort Lauderdale, FL FULL_TIME
  • As a Private Bankers (PB), you are responsible for business development of professional associations with target industries of Attorney/Law Firm Practices and Healthcare Practices. The PB Relationship...
  • 9 Days Ago

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Servicing Compliance Manager
  • A&D MORTGAGE
  • Hollywood, FL OTHER
  • Job Details Job Location: Corporate Office - Hollywood, FL Salary Range: Undisclosed DescriptionA&D Mortgage is a Florida-based Nationwide Mortgage Lender providing successful residential and commerci...
  • 22 Days Ago

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Senior Trade Compliance Manager
  • GA Telesis, LLC
  • Fort Lauderdale, FL FULL_TIME
  • GA Telesis is the leading provider of integrated services in the commercial aviation industry. Through the GA Telesis Ecosystem™, the Company is distinctly positioned, across six continents, to levera...
  • 28 Days Ago

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Grants Program Administration Compliance Manager
  • Boys & Girls Clubs of Broward County
  • Fort Lauderdale, FL FULL_TIME
  • PRIMARY FUNCTION: Manage Federal Food and Educational Grants, collection of data, completion of reports. KEY ROLES (Essential Job Responsibilities): Day-to-Day operations of the Snack & Supper Program...
  • 14 Days Ago

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0 Compliance Manager (Banking) jobs found in Fort Lauderdale, FL area

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Compliance Manager
  • Sanitas
  • Miami, FL
  • Job Details Job Location South Florida Region - Doral, FL Position Type Full Time Education Level 4 Year Degree Travel P...
  • 4/19/2024 12:00:00 AM

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Senior Trade Compliance Manager
  • GA Telesis
  • Fort Lauderdale, FL
  • GA Telesis is a global leader providing integrated solutions to the aviation and aerospace industries. We serve over 3,0...
  • 4/18/2024 12:00:00 AM

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Environmental Compliance Manager
  • Carnival Corporation
  • Miami, FL
  • Job Description Is responsible for implementing strategies to ensure that assigned Ships are supported with the goal to ...
  • 4/18/2024 12:00:00 AM

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Compliance Manager
  • CANiK
  • Fort Lauderdale, FL
  • Overall responsibility for assisting in the development, administration, and oversight of the Canik USA, LLC (“Canik USA...
  • 4/17/2024 12:00:00 AM

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Senior Trade Compliance Manager
  • GA Telesis, LLC
  • Fort Lauderdale, FL
  • GA Telesis is a global leader providing integrated solutions to the aviation and aerospace industries. We serve over 3,0...
  • 4/17/2024 12:00:00 AM

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Compliance Manager
  • Canik
  • Fort Lauderdale, FL
  • Overall responsibility for assisting in the development, administration, and oversight of the Canik USA, LLC (Canik USA)...
  • 4/16/2024 12:00:00 AM

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ISM & Compliance Manager
  • Carnival Cruise Line
  • Miami, FL
  • **Job Description** This role will be responsible for: Ensuring the up keeping and maintenance of the CCL Safety Managem...
  • 4/16/2024 12:00:00 AM

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Senior Trade Compliance Manager
  • Ga Telesis
  • Fort Lauderdale, FL
  • GA Telesis is a global leader providing integrated solutions to the aviation and aerospace industries. We serve over 3,0...
  • 4/16/2024 12:00:00 AM

Fort Lauderdale (/ˈlɔːdərdeɪl/) is a city in the U.S. state of Florida, 28 miles (45 km) north of Miami. It is the county seat of Broward County. As of the 2017[update] census, the city has an estimated population of 180,072. Fort Lauderdale is a principal city of the Miami metropolitan area, which was home to an estimated 6,158,824 people in 2017. The city is a popular tourist destination, with an average year-round temperature of 75.5 °F (24.2 °C) and 3,000 hours of sunshine per year. Greater Fort Lauderdale, encompassing all of Broward County, hosted 12 million visitors in 2012, including...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$74,212 to $114,022
Fort Lauderdale, Florida area prices
were up 2.9% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020