Compliance Manager (Banking) jobs in Frankfort, KY

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Grants Compliance Manager
  • Innovative Emergency Mgmt
  • Frankfort, KY FULL_TIME
  • Position Summary:

    IEM is looking for Full Time- Grants Compliance Manager to support IEMs State's Broadband Program funded by BEAD and other state and federal funds. We are seeking people experienced in Sub-Recipient Monitoring and Risk Assessment to oversee and ensure the effective and compliant management of federally funded grants and sub-recipients and ensure compliance and risk mitigation. The Grants Compliance Manager will play a crucial role in and be responsible for monitoring and ensuring adherence to federal regulations and reporting requirements related to the grant programs supporting broadband expansion at the State and subrecipient levels as well as conducting monitoring activities of sub-recipients and assessing potential risks to program success and integrity.

    Primary Location:

    • Several possible states in which work will occur are Arizona, Pennsylvania, Nebraska, New Hampshire, Vermont, Massachusetts, Ohio, Oregon, and Kentucky however, more states may be added.
    • To start up the project this will be a Remote and In Office role making it a Hybrid work schedule. In office days will be based on business needs and could range between 1 – 5 days a week.
    • All remote work environments require the ability to maintain minimum Internet speeds of 25 Mbps upload and 3 Mbps download, as well as a ping rate of 100 ms or less during working hours, regardless of the type and number of devices using your Internet connection. You must also have account privileges and access to your Internet service provider account during working hours for the purposes of maintaining the Internet connection, if needed.

    Travel Requirements:

    • This position may require travel to complete work assignments or attend meetings.

    Essential Functions:

    • Develop and implement monitoring and risk assessment processes for sub-recipients receiving funding from the State's Broadband Program.
    • Oversee a team of compliance and reporting specialists.
    • Conduct regular reviews and audits of sub-recipient activities to ensure compliance with grant requirements and federal regulations.
    • Assess and analyze potential risks associated with sub-recipient projects and activities and develop mitigation strategies.
    • Provide guidance and training to sub-recipients on compliance, reporting, and risk management best practices.
    • Collaborate with internal teams to coordinate monitoring efforts and ensure alignment with program goals and objectives.
    • Identify areas of improvement in sub-recipient performance and compliance and recommend corrective actions.
    • Maintain accurate records and documentation of monitoring activities and risk assessments for reporting and accountability purposes.
    • Communicate findings and recommendations to program leadership and stakeholders to inform decision-making and program adjustments.
    • Stay informed about changes in federal regulations and guidelines related to BEAD and Treasury CPF funding and adjust monitoring processes accordingly.
    • Support program evaluation efforts by assessing the impact of sub-recipient activities on broadband accessibility and adoption in the state.
    • Other functions may be assigned based on the changing project environment.

    Current Knowledge, Skills, & Abilities:

    • Familiarity with broadband technology, infrastructure, and policy issues is a plus. Familiarity with grant management software and tools is a plus.

    Minimum Qualifications:

    • Bachelor's degree in a relevant field, such as Finance, Compliance, or Public Administration.
    • Five (5) years’ experience in grant compliance, risk assessment, or monitoring, preferably in a government or non-profit setting.
    • Experience in supervising and working with a team.
    • Advance to Expert knowledge of federal grant regulations, especially broadband consulting and/or broadband grant programs at the state or federal level.
    • Strong analytical and critical thinking skills to assess and address compliance and risk issues effectively.
    • Excellent communication and interpersonal skills to engage with sub-recipients and stakeholders.
    • Detail-oriented and organized with the ability to manage complex monitoring processes and documentation.
    • Ability to work independently and collaboratively in a team environment to achieve program goals.

    Benefits and more:

    • 10 paid Holidays
    • Vacation Pay
    • Sick Pay
    • 401 (K) plan with matching
    • Company paid STD and LTD

    Why Join IEM:

    We are a woman owned company that embraces teamwork, collaboration, flexible performance, actionable solutions, and integrity/ethics. Our work touches everyone. We produce results that matter. Results that save lives – join us while we build a safe, secure, and resilient world.

    Our culture:

    IEM believes in the greater good and it is our commitment to attract those who have excellent technical skills, creative minds and innovative ideas to keep propelling us forward.

    IEM is an Equal Opportunity Employer including Vets and Disabled:

    We are an Equal Employment/Affirmative Action employer. We do not discriminate in hiring on the basis of sex, gender identity, sexual orientation, race, color, religious creed, national origin, physical or mental disability, protected Veteran status, or any other characteristic protected by federal, state, or local law.

    If you need a reasonable accommodation for any part of the employment process, please contact Human Resources and let us know the nature of your request and your contact information. Requests for accommodation will be considered on a case-by-case basis. Please note that only inquiries concerning a request for reasonable accommodation will be responded to from Human Resources.

  • 18 Days Ago

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Field Technician
  • Monitoring, Control and Compliance Inc.
  • Shelbyville, KY FULL_TIME
  • FULL-TIME BENEFITS Paid time off Health Insurance Health Saving Account Dental Insurance Vision Insurance Life Insurance 401(k) matching Parental Leave 1,000 signing bonus upon satisfactory completion...
  • 18 Days Ago

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Landfill Gas Technician
  • Monitoring, Control and Compliance Inc.
  • Frankfort, KY FULL_TIME
  • FULL-TIME BENEFITS Paid time off Health Insurance Health Saving Account Dental Insurance Vision Insurance Life Insurance 401(k) matching Parental Leave 1,000 signing bonus upon satisfactory completion...
  • 1 Month Ago

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Field Technician
  • Monitoring, Control and Compliance Inc.
  • Frankfort, KY FULL_TIME
  • FULL-TIME BENEFITS Paid time off Health Insurance Health Saving Account Dental Insurance Vision Insurance Life Insurance 401(k) matching Parental Leave 1,000 signing bonus upon satisfactory completion...
  • 1 Month Ago

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Grants Compliance Specialist III
  • Innovative Emergency Mgmt
  • Frankfort, KY FULL_TIME
  • Position Summary: IEM is seeking a dedicated and detail-oriented, Full Time - Grants Compliance Specialist III (GCS III), to ensure the effective and compliant management of grants for IEM’s State Bro...
  • 18 Days Ago

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Grants Compliance Specialist II
  • Innovative Emergency Mgmt
  • Frankfort, KY FULL_TIME
  • Position Summary: IEM is seeking a dedicated and detail-oriented, Full Time - Grants Compliance Specialist II (GCS II), to ensure the effective and compliant management of grants for IEM’s State Broad...
  • 19 Days Ago

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0 Compliance Manager (Banking) jobs found in Frankfort, KY area

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Quality Compliance Specialist
  • U.S. IOL, Inc.
  • Lexington, KY
  • USIOL POSITION DESCRIPTION POSITION TITLE: Quality Compliance Specialist FLSA STATUS: Exempt REPORTS TO: Manager QC or D...
  • 4/26/2024 12:00:00 AM

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Account Compliance Manager
  • City Wide Facility Solutions
  • Lexington, KY
  • Territory will cover greater Lexington. The Account Compliance Manager (ACM) is responsible for the quality control of g...
  • 4/26/2024 12:00:00 AM

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Tax Manager - Financial Services - Wealth and Asset Management - Open US location
  • EY
  • Frankfort, KY
  • At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture ...
  • 4/26/2024 12:00:00 AM

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Azure Cloud Solution Architect
  • Diverse Lynx
  • Louisville, KY
  • Job Title zure Cloud Architect Relevant Experience (in Yrs) 10 to 12 Years Technical/Functional Skills Business Knowledg...
  • 4/26/2024 12:00:00 AM

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Certified Coder - REMOTE
  • UofL Health
  • Frankfort, KY
  • Overview: WE ARE HIRING! Location: REMOTE About Us UofL Physicians is one of the largest, multi-specialty physician prac...
  • 4/25/2024 12:00:00 AM

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Personal Banker
  • Pnc Financial Services Group Inc.
  • Frankfort, KY
  • Position OverviewJob DescriptionAcquires and deepens the branch customer base through a variety of proactive sales and s...
  • 4/24/2024 12:00:00 AM

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Assistant Branch Manager & Management Hire
  • Under Armour
  • Versailles, KY
  • Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
  • 4/24/2024 12:00:00 AM

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Executive Director of Enterprise Risk Management (ERM) and Compliance
  • Kentucky Community and Technical College System
  • Versailles, KY
  • Executive Director of Enterprise Risk Management (ERM) and Compliance Job no: 494180 Work type: Full-time Location: Vers...
  • 4/24/2024 12:00:00 AM

Frankfort is the capital city of the Commonwealth of Kentucky and the seat of Franklin County. It is a home rule-class city in Kentucky; the population was 25,527 at the 2010 census. Located along the Kentucky River, Frankfort is the principal city of the Frankfort, Kentucky Micropolitan Statistical Area, which includes all of Franklin and Anderson counties. Frankfort is located in the (inner) Bluegrass region of Central Kentucky. The city is bisected by the Kentucky River, which makes an s-turn as it passes through the center of town. The river valley widens at this point, which creates fou...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$70,217 to $107,884
Frankfort, Kentucky area prices
were up 1.2% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
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Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
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Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020