Compliance Manager (Banking) jobs in Gilbert, AZ
Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)
Recently Added Compliance Manager (Banking) jobs
- Sumitomo Mitsui Banking Corporation (SMBC)
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Scottsdale, AZ
FULL_TIME
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Join us on our mission to create a completely new, 100% digital bank that truly serves customers' best interests. We are a close-knit and fun-loving team of seasoned financial services professionals who came together for the challenge of building a bank from scratch - and we are committed to doing it all the right way (from technology infrastructure to modern marketing to customer experience).
The anticipated salary range for this role is between $95,000.00and $155,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.
We work with the flexibility and speed of a start-up. But we also have significant stability and capital from being part of the SMBC Group (Sumitomo Mitsui Banking Corporation). SMBC is the second largest bank in Japan and the 12th largest bank in the world with operations in over forty countries. And SMBC is committed to disrupting the US marketplace with ground-breaking products.
It is the best of both worlds, and we are seeking proven marketing leaders to propel us towards a national launch. We have both the ambitious growth plans and the 'patient capital' necessary to execute a multi-year plan. Join us on the journey to deliver an exciting concept of evolved banking.
SUMMARY:We are looking for an experienced and versatile technical Senior Business Analyst to improve our information technology systems. In this role, your duties will include analyzing core banking applications and Compliance technology applications to improve our business operations.
To ensure success as a technical Senior Business Analyst, you should demonstrate experience and creativity in system development and application design.
PRINCIPAL DUTIES AND RESPONSIBILITIES:- Performing system analyses, data mapping, data analysis on software programs, applications, and web services.
- Determining system efficiency and functionality by liaising with internal departments and end-users.
- Efficiently integrating new systems, programs, and applications with business operations and services.
- Analyzing and improving the performance of web-based customer portals and support services.
- Ensuring end-user proficiency with new systems, programs, and applications across departments.
- Monitoring product licenses and ensuring compliance with IT industry regulations.
- Ensuring that computer hardware remains compatible with system enhancements and updates.
- Promoting system efficiency and security by integrating performance metrics and encryption.
- Implementing new advancements in the field of system and enterprise architecture.
POSITION SPECIFICATIONS:- Bachelor's degree in Business, Finance, Computer Science, or a related field.
- Proven experience (5 years) as a Business Analyst, or similar role within the financial industry, with a strong focus on BSA/AML compliance and regulatory matters.
- Proficiency in writing complex SQL queries to extract, transform, and load data, as well as perform detailed analysis for trends, discrepancies, and potential compliance issues.
- Hands-on experience with data visualization tools (e.g. Power BI) to create meaningful reports and dashboards as needed.
- Familiarity with compliance software (Verafin, Actimize) is desirable.
- Knowledge of cloud platforms (Azure, GCP) for data analysis and management is a plus.
- Familiarity with regulatory frameworks and requirements in the financial sector (e.g. BSA/AML) is highly desirable.
- Strong problem-solving skills and an analytical mindset, coupled with the ability to translate complex data into actionable insights.
- Excellent communication skills, both written and verbal, to effectively interact with technical and non-technical stakeholders.
- Ease in leading presentations to stakeholders in a remote environment through Teams or Zoom
- Advanced knowledge of programming languages like SQL and system integration solutions.
- Exceptional communication skills toward facilitating the use of new software systems.
- Knowledge of relevant licensing and industry BSA/AML compliance regulations.
EOE STATEMENT
We are an equal employment opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other characteristic protected by law.CCPA DISCLOSURE
Personal Information Collection Notice: This notice contains information under the California Consumer Privacy Act (CCPA) about the categories of personal information (PI) of California residents that Manufacturers Bank collects and the business or commercial purpose(s) for which the PI may be used. We do not sell PI. More information about our collection and use of PI may be found in our CCPA Privacy Policy at https://www.manufacturersbank.com/CCPA-Privacy. Persons with disabilities may contact our Customer Contact Center toll-free at (877) 560-9812 to request the information in this Notice in an alternative format. - 3 Days Ago
- Sumitomo Mitsui Banking Corporation (SMBC)
-
Scottsdale, AZ
FULL_TIME
- Join us on our mission to create a completely new, 100% digital bank that truly serves customers' best interests. We are a close-knit and fun-loving team of seasoned financial services professionals w...
- 3 Days Ago
- Sumitomo Mitsui Banking Corporation (SMBC)
-
Scottsdale, AZ
FULL_TIME
- ABOUT THE ORGANIZATIONSMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, whol...
- 12 Days Ago
- U.S. Bank National Association
-
Scottsdale, AZ
FULL_TIME
- At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succee...
- 1 Month Ago
- Sumitomo Mitsui Banking Corporation (SMBC)
-
Scottsdale, AZ
FULL_TIME
- Join us on our mission to create a completely new, 100% digital bank that truly serves customers' best interests. We are a close-knit and fun-loving team of seasoned financial services professionals w...
- Just Posted
- MidFirst Bank - Default
-
Scottsdale, AZ
FULL_TIME
- Banking Center Managers lead a team of sales and service professionals to meet and exceed sales goals and service customers. This position is also responsible for managing the daily operations of a me...
- 1 Month Ago
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0 Compliance Manager (Banking) jobs found in Gilbert, AZ area
- Arizona Department of Administration
-
Phoenix, AZ
- AUDIT AND COMPLIANCE MANAGER Job No: 525973 Work Type: Full-time Location: REMOTE OPTIONS, PHOENIX Categories: Accountin...
- 4/22/2024 12:00:00 AM
- North&co.
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Phoenix, AZ
- Job Description Job Description Salary:JOB DESCRIPTIONPosition: Title: Compliance ManagerReports to: Managing Broker & D...
- 4/22/2024 12:00:00 AM
- Adv-soc Inc
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Phoenix, AZ
- Company Description ADV-SOC, Inc is a full-service, employee-owned, science, operations, and consulting partnership serv...
- 4/22/2024 12:00:00 AM
- ASM
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Phoenix, AZ
- Manager, Global Trade Compliance This role will give you the opportunity to be part of the ASM Global Trade Compliance t...
- 4/20/2024 12:00:00 AM
- Connected Careers Page
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Phoenix, AZ
- About Us Connected International, Inc. (Connected Cannabis Co.) is a leading vertically integrated cannabis company base...
- 4/20/2024 12:00:00 AM
- Moog, Inc.
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Gilbert, AZ
- MOOG Space and Defense Senior QA Engineer MOOG Space and Defense produces spaceflight hardware and software solutions, i...
- 4/20/2024 12:00:00 AM
- Net Health
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Phoenix, AZ
- About Net Health Belong. Thrive. Make a Difference. Are you looking for a meaningful and satisfying career where you hav...
- 4/18/2024 12:00:00 AM
- Asm
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Phoenix, AZ
- Manager, Global Trade Compliance This role will give you the opportunity to be part of the ASM Global Trade Compliance t...
- 4/18/2024 12:00:00 AM
About Gilbert, Arizona
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