Compliance Manager (Banking) jobs in Greensboro, NC

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

T
Senior Compliance Officer - Fair & Responsible Banking
  • Truist Bank
  • Greensboro, NC FULL_TIME
  • Language Fluency: English (Required)


    Work Shift:

    1st shift (United States of America)

    Job Grade:

    111

    Please review the following job description:

    Responsible for conducting and directing compliance risk oversight and risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. The Senior Compliance Officer supports the Fair and Responsible Banking Group by providing fair banking consulting, executing risk assessments and other compliance management functions, and partnering with the Fair Banking data analytics and file review teams to identify and potential risk. This role works closely with business partners, audit, legal and other risk partners and provides an opportunity to learn about various first and second line functions.

    LOCATION:

    Please note that candidate must be located in one of the posted locations to be considered for role. HYBRID work schedule - no full remote/telecommute.

    ESSENTIAL DUTIES AND RESPONSIBILITIES

    Following is a summary of the essential functions for this job.  Other duties may be performed, both major and minor, which are not mentioned below.  Specific activities may change from time to time.  

    1. Interpret new or existing laws, rules and regulations that are complex and multifaceted and use that knowledge as a subject matter expert to communicate requirements and expectations to assigned areas of responsibility.

    2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing changes.

    3. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or functions.

    4. Develop Risk Committee materials, including evaluation of program effectiveness, level and direction of risks, key and emerging risks, and status of previously-identified risk and control issues.

    5. Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations.

    6. Implement strategies and methods related to the compliance risk management framework within the organization, including quality assessments, key risk, and performance measurement data, along with oversight monitoring and mitigation strategies.  

    7. May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts.

    8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives for the company, providing counsel and oversight in a collaborative, business savvy and team-first manner.

    Required Qualifications:

    The requirements listed below are representative of the knowledge, skill and/or ability required.  Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

    1. Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience

    2. Eight years of financial institution experience

    3. Five years of direct experience in compliance

    4. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance.

    5. Strong communication skills, both verbally and written, and the ability to communicate and interact with all levels of management  

    Preferred Qualifications:

    • MBA, Juris Doctorate, or other advanced degree

    • Eight years of compliance experience, with five years at a medium to large financial institution

    • Five years of fair banking experience, including UDAAP and/or fair lending experience

    • Prior supervisory or management experience

    • CRCM

    General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist’s generous benefit plans, please visit our Benefits site. Depending on the position and division, this job may also be eligible for Truist’s defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work.

  • 2 Months Ago

7
Compliance Inspector
  • 7G Environmental Compliance Management
  • Greensboro, NC FULL_TIME
  • Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
  • 2 Months Ago

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Relationship Manager I - Business Banking
  • PNC
  • Greensboro, NC FULL_TIME
  • Position OverviewAt PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work to...
  • 18 Days Ago

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Compliance Program Manager
  • Cone Health
  • Greensboro, NC FULL_TIME
  • OverviewTalent Pool - Administration & ClericalUnder minimal supervision, the Compliance Program Manager is responsible for communicating, driving, and proactively monitoring compliance with all appli...
  • 12 Days Ago

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Manager, Trade Compliance
  • Centric Brands
  • Greensboro, NC FULL_TIME
  • About Us Centric Brands is a leading lifestyle brand collective that designs, sources, markets and sells high quality products in multiple segments, including women’s, men’s and kid’s apparel, accesso...
  • 13 Days Ago

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Bilingual Prevention Sexual Abuse Compliance Manager
  • Responsive Deployment
  • Greensboro, NC FULL_TIME
  • Position is in Albion, Michigan for New Facility! Must be able to speak, read and write in Spanish.Apply directly at: https://responsivemanagement.org/application/albionshelterSelect Division: Adminis...
  • 21 Days Ago

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0 Compliance Manager (Banking) jobs found in Greensboro, NC area

7
Compliance Inspector
  • 7G Environmental Compliance Management
  • Greensboro, NC
  • Our Company At 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challen...
  • 3/18/2024 12:00:00 AM

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RN Weekend Manager
  • SanStone Health & Rehabilitation
  • Mc Leansville, NC
  • SanStone Health & Rehabilitation - Are you an experienced RN Nursing Manager looking for a new challenge and an opportun...
  • 3/18/2024 12:00:00 AM

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Industrial Electrician Journeyman
  • Schaffhouser Electric
  • Greensboro, NC
  • Job Description Job Description SCHAFFHOUSER IS SEEKING THE BEST OF THE BEST! We are hiring for Jounreymen Electricians,...
  • 3/18/2024 12:00:00 AM

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Compliance Program Manager
  • Cone Health
  • Greensboro, NC
  • Overview: Talent Pool - Administration & Clerical Under minimal supervision, the Compliance Program Manager is responsib...
  • 3/15/2024 12:00:00 AM

A
Executive Culinary and Hospitality Manager
  • Aramark
  • Greensboro, NC
  • Job Description The Executive Culinary and Hospitality Manager is a management position responsible for developing and e...
  • 3/14/2024 12:00:00 AM

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Cabin Seating Development Senior Engineer
  • Honda Aircraft Company
  • Greensboro, NC
  • About the Opportunity: You will be at the forefront of the next generation of highly talented interiors designers and en...
  • 3/14/2024 12:00:00 AM

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Executive Culinary and Hospitality Manager
  • Aramark
  • Greensboro, NC
  • Job Description The Executive Culinary and Hospitality Manager is a management position responsible for developing and e...
  • 2/21/2024 12:00:00 AM

A
Food Service Director
  • Aramark
  • Greensboro, NC
  • Job Description The Food Service Director is a management position responsible for developing and executing dining solut...
  • 2/15/2024 12:00:00 AM

Greensboro (/ˈɡriːnzbʌroʊ/ (listen); formerly Greensborough) is a city in the U.S. state of North Carolina. It is the 3rd-most populous city in North Carolina, the 68th-most populous city in the United States, and the county seat and largest city in Guilford County and the surrounding Piedmont Triad metropolitan region. As of the 2010 census, the city population was 269,666, and in 2015 the estimated population was 285,342. Three major interstate highways (Interstate 40, Interstate 85, and Interstate 73) in the Piedmont region of central North Carolina were built to intersect at this city. In ...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$73,340 to $112,700
Greensboro, North Carolina area prices
were up 1.5% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020