Compliance Manager (Banking) jobs in Honolulu, HI

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Business Unit Compliance Officer - Branch Banking
  • Central Pacific Bank
  • Honolulu, HI FULL_TIME
  • Position Function:

    This position conducts compliance audits and assessments for all operational functions and help to identify risks. Monitors regulatory changes and works closely with internal Compliance to implement. Provides compliance guidance as required, interprets policies/procedures, and addresses concerns. Provides training to business units as required.

    Performs all duties and interacts with internal and external customers in a manner that is expressly aligned with the Company's Core Values of approaching all actions with a “Voyaging Spirit” and being “Positively Ohana”. Exhibits core competencies that result in consistent delivery of positive Customer Interactions, Empowerment and Ownership and demonstrates key professional and performance skills such as Active Listening, effective Oral and Written Communication, Action and Solution Oriented and Thoroughness.

    Primary Accountabilities:

    • Responsible for business unit compliance oversight as the “Business Unit Compliance Officer” (BUCO) with dotted line reporting to the Compliance Division Manager. The BUCO is responsible for engaging in activities that contribute to the day-to-day compliance oversight of the business unit and any related third-party vendor relationships in alignment with the Compliance Management System Policy, Bank Secrecy Act Policy, and BUCO Program. The BUCO demonstrates and applies business acumen to promote a culture of compliance and the identification, escalation, and timely mitigation of compliance risks. This role exercises judgment and influence and may constructively challenge business unit management to support compliance objectives, balancing business strategy with appropriate controls.
    • The BUCO is accountable for implementing the Compliance Management System Policy and Bank Secrecy Act Policy, including but not limited to the following activities:
    • Facilitating the Compliance Risk Assessment process by identifying, assessing, and managing regulatory compliance risks within the business unit.
    • Works closely with BSA to identify problem areas and resolution.
    • Knowing and understanding all state and federal compliance laws, rules, and regulations (“laws and regulations”) applicable to the business unit, and how such laws and regulations impact or affect the business unit.
    • Keeping abreast of changes to the laws and regulations, as tracked and disseminated on the Regulatory Tracking Log, and implanting regulatory change within the business unit.
    • Attending all management meetings to keep apprised of developments within the business unit that may impact the compliance function.
    • Actively participating in and advising on key business decisions within the business unit, including new or changes to existing products, services, processes, projects, and vendors.
    • Ensuring that the business unit has sufficient resources to adequately manage compliance risks.
    • Reviewing, drafting, and/or updating business unit policies, procedures, processes, guidelines, and controls to ensure that regulatory requirements are sufficiently addressed and that day-to-day activities operate in a compliant manner.
    • Identifying compliance training needs, providing subject matter expertise to support the development of training curriculum, and conducting or coordinating compliance training for the business unit, in addition to and in support of the Compliance Training Program.
    • Conducting and/or facilitating transactional and non-transactional monitoring and testing to assess the business unit’s compliance with all applicable laws and regulations, in support of the Compliance Monitoring Program.
    • Escalating compliance concerns to the Corporate Compliance Department for inclusion on the Issues Tracking Log and ensuring that any corrective action is taken as necessary and appropriate to address compliance concerns.
    • Supporting the Customer Complaint Program by ensuring that the business unit employees understand and fulfill their responsibilities for reporting and addressing customer complaints.
    • Facilitating regulatory audits and examinations.
    • Conducts In-Person training for required compliance related topics.
    • Completing other compliance related projects and tasks as requested to support the Bank’s Compliance Management System Policy and Bank Secrecy Act Policy.

    Minimum Qualifications:

    Education:

    • High School Diploma or GED required.

    Experience:

    • 5 years of experience and knowledge in Branch Operations & Compliance.
    • 2 years of supervisory experience or 1 years of management experience.

    Physical Requirements & Working Conditions:

    • Must be able to perform light physical work and to move or lift items including but not limited to boxes, files and papers up to 20 pounds unless otherwise as indicated.
    • Must be able to operate and proficiently use standard office equipment, including phone, copier, personal computer and/or other work related mechanical or electronic devices and applications.
    • Must be able to clearly communicate verbally and in writing with all internal and external customers. Must also be able to hear sufficiently to engage in daily discussions and interactions.
    • Must be able to read and understand bank-related documents.
    • Must be able to work in a conventional office setting, involving sitting at a desk or workstation for long periods of time. Must also be able to adapt to different work environments as needed to perform the job.


    We are proud to be an EEO/AA employer M/F/D/V. We maintain a drug-free workplace and perform pre-employment substance abuse testing.

  • 3 Days Ago

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Business Unit Compliance Officer (Branch Banking)
  • Central Pacific Bank
  • Honolulu, HI FULL_TIME
  • Position Function:Conducts compliance audits and assessments for all operational functions and helps to identify risks. Monitors regulatory changes and works closely with internal Compliance to implem...
  • 4 Days Ago

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Compliance Manager
  • Kupu
  • Honolulu, HI FULL_TIME
  • Type: Full-time, Exempt Location: Honolulu, HI (Hybrid schedule) Reports to: VP of Compliance Established in 2007 as a Honolulu-based 501(c)3 non-profit, Kupu empowers future generations to create a m...
  • 2 Days Ago

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Safety, and Compliance Manager
  • Honolulu Freight Service
  • Honolulu, HI FULL_TIME
  • Description: Job Summary: Honolulu Freight Service is seeking a high performing, detailed-oriented Safety and Compliance Manager to join our team. The Safety and Compliance Manager will collaborate cl...
  • 1 Month Ago

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Material Handler / Environmental Technician
  • Environmental Compliance Consultants
  • Kaneohe, HI FULL_TIME
  • Greetings! Environmental Compliance Consultants Inc. (ECC) presents an exciting opportunity to join our team as a Material Handler/Technician at the Hazardous Materials Minimization Center (HMMC) loca...
  • 3 Days Ago

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Private Investigator
  • Allied Universal® Compliance and Investigations
  • Honolulu, HI FULL_TIME
  • Private Investigator Overview Allied Universal® Compliance and Investigations, North America's leading expert insurance claim investigations, compliance and corporate governance company, provides rewa...
  • 16 Days Ago

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0 Compliance Manager (Banking) jobs found in Honolulu, HI area

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Senior Compliance Officer
  • Bank of Hawaii
  • Honolulu, HI
  • Job Description Under the direction of the Chief Compliance Officer, this position is responsible for implementing the B...
  • 3/28/2024 12:00:00 AM

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Senior Financial Analyst - Remote
  • Careerbuilder
  • Honolulu, HI
  • _Job Seekers can review the Job Applicant Privacy Policy by clicking HERE. (https://ryder.com/job-applicant-privacy-poli...
  • 3/27/2024 12:00:00 AM

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Senior Compliance Officer
  • TTI of USA, Inc.
  • Honolulu, HI
  • Job Description: Under the direction of the Chief Compliance Officer, this position is responsible for implementing the ...
  • 3/27/2024 12:00:00 AM

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Network Security Architect
  • Hawaiian Telcom
  • Honolulu, HI
  • Job Purpose: Oversees and maintains the Network Operations security practice and aligns closely with the CBI Security (C...
  • 3/26/2024 12:00:00 AM

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Senior Manager Financial Reporting
  • Bank of Hawaii
  • Honolulu, HI
  • Job Description Under the direction of the Manager, responsible for directing the monthly financial close and external f...
  • 3/26/2024 12:00:00 AM

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Retail Assistant Manager
  • FedEx Office
  • Honolulu, HI
  • POSITION SUMMARY: Leads a store business unit, focusing on creating a consistent and positive customer experience. Assis...
  • 3/26/2024 12:00:00 AM

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staff - Registered Nurse (RN) - Home Health Care Manager - $41-61 per hour
  • PRN Healthcare
  • Kaneohe, HI
  • Adventist Health is seeking a Registered Nurse (RN) Home Health Care Manager for a nursing job in Kaneohe, Hawaii. Job D...
  • 3/25/2024 12:00:00 AM

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Branch Office Administrator
  • Edward Jones
  • Honolulu, HI
  • Would you call yourself a relationship builder, a problem solver or a critical thinker? If you answered yes, we need you...
  • 3/11/2024 12:00:00 AM

Honolulu (/ˌhɒnəˈluːluː/; Hawaiian: [honoˈlulu]) is the capital and largest city of the U.S. state of Hawaiʻi. It is an unincorporated part of and the county seat of the City and County of Honolulu along the southeast coast of the island of Oʻahu.[a] The city is the main gateway to Hawaiʻi and a major portal into the United States. The city is also a major hub for international business, military defense, as well as famously being host to a diverse variety of east-west and Pacific culture, cuisine, and traditions. Honolulu is the most remote city of its size in the world and is the westernmost...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$80,033 to $122,984
Honolulu, Hawaii area prices
were up 1.9% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020